13F-HR filed by PIPER SANDLER & CO.
PIPER SANDLER & CO. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 129 holding rows worth $205,156,000.
- Accession
- 0001230245-15-000037
- Filer
- CIK 724683
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 129 entries on the cover page, a total value of $205,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,156,000 with VALUE read as thousands by filing date, 13F file number 028-15951. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 13,500,000 | $20,242,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 9,274,000 | $18,826,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 183,000 | $16,411,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 79,500 | $16,340,000 | thousands by filing date | put |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 8,778,000 | $15,307,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 5,125,000 | $13,786,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,852,000 | $13,345,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 5,250,000 | $12,922,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,350,000 | $11,735,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 4,800,000 | $9,309,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 6,000,000 | $6,030,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 2,000,000 | $5,846,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,986,000 | $3,830,000 | thousands by filing date | principal |
| Neothetics Inc | 64066G101 | COM | 439,147 | $3,285,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 96,671 | $3,046,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 205,000 | $2,460,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 400,000 | $1,656,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,082,000 | $1,118,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 50,000 | $1,103,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,000 | $756,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 50,000 | $746,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 22,000 | $661,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 100,000 | $659,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,000 | $613,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 20,000 | $590,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 22,000 | $579,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,000 | $553,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 40,980 | $536,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 20,000 | $535,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,550 | $494,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 21,242 | $454,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 25,000 | $447,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,000 | $441,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 27,500 | $429,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,000 | $421,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,000 | $408,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 30,000 | $381,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 40,000 | $371,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,000 | $368,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,000 | $365,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,360 | $365,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 28,000 | $364,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,500 | $356,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 60,000 | $356,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 26,000 | $354,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 7,500 | $347,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 80,000 | $334,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,000 | $331,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 40,000 | $330,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 16,400 | $327,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,500 | $325,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,000 | $323,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,500 | $320,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $310,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,250 | $302,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 22,500 | $300,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 8,000 | $299,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20,000 | $297,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 15,000 | $293,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,000 | $284,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 5,000 | $283,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 5,000 | $281,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15,000 | $277,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 6,325 | $271,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,000 | $267,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 15,000 | $266,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 14,500 | $264,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7,500 | $264,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 75,000 | $263,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 30,000 | $260,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,000 | $258,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 33,500 | $256,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,750 | $254,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 180,000 | $254,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 20,000 | $247,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,000 | $246,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 25,250 | $244,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 15,000 | $240,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,500 | $237,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 25,000 | $231,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,000 | $230,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,000 | $221,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,000 | $202,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 17,500 | $198,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,000 | $197,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 273,435 | $195,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 10,000 | $190,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,000 | $187,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 20,000 | $184,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,000 | $178,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 20,000 | $176,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 6,000 | $174,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 40,543 | $171,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 23,888 | $156,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 25,000 | $156,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 15,000 | $153,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 45,000 | $153,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 40,000 | $151,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 5,000 | $150,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,500 | $150,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 5,000 | $149,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,500 | $147,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 12,500 | $146,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,500 | $140,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 20,000 | $136,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,000 | $121,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 25,000 | $117,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,000 | $115,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 7,500 | $115,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 25,000 | $114,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 15,000 | $107,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 65,000 | $107,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,000 | $99,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 15,000 | $94,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,000 | $93,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 50,000 | $88,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,500 | $87,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $82,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,000 | $82,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 20,000 | $79,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 25,000 | $77,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 13,000 | $42,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,500 | $32,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 56,200 | $31,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 20,000 | $30,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 818,359 | $22,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 11,426 | $19,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 58,980 | $15,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001230245-15-000037 | this filing | 2015-02-17 | acceptance time not in the bulk data set |