13F-HR filed by HALBERT HARGROVE GLOBAL ADVISORS, LLC
HALBERT HARGROVE GLOBAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-16, with 98 holding rows worth $1,340,886,201.
- Accession
- 0001221073-23-000071
- Filer
- CIK 1484205
- Filed
- 2023-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 120 entries on the cover page, a total value of $1,340,886,201 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,340,886,201 with VALUE read as dollars as filed, 13F file number 028-13854. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMAI Capital Management028-06392
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 504,131 | $216,489,032 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 6,036,189 | $211,025,160 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 489,975 | $115,099,915 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,737,356 | $111,798,855 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 2,063,625 | $103,841,610 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,018,760 | $96,072,770 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 2,797,690 | $89,359,891 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 372,534 | $65,841,606 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,558,710 | $59,153,031 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 598,178 | $33,779,093 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 1,165,957 | $30,045,306 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 187,414 | $18,767,674 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 355,399 | $15,395,876 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 283,216 | $12,382,224 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 110,477 | $11,058,779 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 232,610 | $10,974,539 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 55,796 | $10,861,283 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 415,324 | $10,736,136 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 69,000 | $9,467,490 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 69,000 | $9,467,490 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 48,315 | $8,272,005 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 378,034 | $7,171,311 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 22,452 | $7,089,111 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 27,627 | $6,770,153 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 147,041 | $6,528,627 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 73,439 | $6,455,258 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 65,877 | $6,186,492 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 114,268 | $5,198,040 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 21,433 | $3,348,113 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 73,175 | $2,848,708 | dollars as filed | |
| Apple Inc | 037833100 | COM | 14,400 | $2,465,424 | dollars as filed | put |
| ISHARES TR | 46435G243 | COM | 88,837 | $2,111,652 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 24,941 | $1,781,789 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 21,477 | $1,484,724 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,832 | $1,435,708 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 7,000 | $1,420,370 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11,384 | $1,208,963 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,025 | $1,176,468 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,174 | $1,167,722 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 9,183 | $1,167,343 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,100 | $1,127,973 | dollars as filed | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 33,961 | $957,692 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 9,540 | $894,265 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 29,134 | $882,171 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 11,005 | $827,802 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 11,051 | $823,525 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,279 | $816,654 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 5,215 | $719,298 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 9,022 | $682,608 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,580 | $675,427 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 19,209 | $670,203 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 12,000 | $654,840 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,990 | $618,896 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 27,670 | $602,110 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 25,700 | $571,568 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,800 | $568,350 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 928 | $524,191 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 4,288 | $461,522 | dollars as filed | |
| BALL CORP | 058498106 | COM | 8,898 | $442,923 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,507 | $423,863 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,598 | $421,026 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,833 | $406,632 | dollars as filed | |
| VWO | 922042858 | SHS | 10,300 | $403,881 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,040 | $400,824 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,625 | $373,802 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,257 | $367,190 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,338 | $364,452 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,289 | $342,862 | dollars as filed | |
| VTI | 922908769 | COM | 1,481 | $314,528 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 816 | $308,122 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,907 | $295,443 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 11,382 | $283,920 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 6,129 | $276,620 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 537 | $270,730 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,006 | $262,506 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,672 | $259,772 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,058 | $258,576 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,000 | $254,880 | dollars as filed | put |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $252,095 | dollars as filed | put |
| VGT | 92204A702 | SHS | 596 | $247,344 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,532 | $246,696 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,200 | $245,366 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,594 | $242,851 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,772 | $239,485 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 680 | $238,331 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,500 | $235,425 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,500 | $235,425 | dollars as filed | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,620 | $229,803 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,837 | $229,508 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 2,108 | $225,882 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,103 | $220,597 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 10,402 | $212,503 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,053 | $211,090 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 10,157 | $196,640 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 10,113 | $176,169 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 13,460 | $136,892 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,460 | $91,831 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,200 | $54,880 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-23-000071 | this filing | 2023-10-16 | acceptance time not in the bulk data set |