13F-HR filed by Galvin, Gaustad & Stein, LLC
Galvin, Gaustad & Stein, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-29, with 176 holding rows worth $1,035,562,000.
- Accession
- 0001221073-21-000104
- Filer
- CIK 1840945
- Filed
- 2021-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 176 entries on the cover page, a total value of $1,035,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,035,562,000 with VALUE read as thousands by filing date, 13F file number 028-20555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMorgan Chase & Co | 46625H100 | COM | 201,655 | $33,009,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 115,553 | $32,577,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 72,889 | $28,481,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 510,827 | $27,590,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,162 | $26,812,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 342,882 | $25,459,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 166,565 | $23,569,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 458,822 | $23,166,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 66,460 | $22,556,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 202,969 | $22,390,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 154,050 | $22,385,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 193,921 | $20,971,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,827 | $20,862,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 177,499 | $20,382,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 243,648 | $19,964,000 | thousands by filing date | |
| IJH | 464287507 | COM | 74,867 | $19,695,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 263,425 | $19,549,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 368,918 | $19,357,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 163,294 | $17,615,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 144,137 | $15,738,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 79,923 | $15,667,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 165,110 | $15,588,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 163,447 | $15,493,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 301,178 | $15,417,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 280,387 | $15,320,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 282,340 | $14,320,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 115,624 | $14,204,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 72,229 | $14,158,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 222,000 | $13,711,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 163,949 | $13,511,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 94,528 | $13,447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 430,261 | $13,446,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 38,658 | $13,440,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 232,904 | $12,677,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 68,620 | $12,496,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 27,768 | $12,478,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 92,038 | $12,305,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 193,436 | $11,345,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 62,495 | $10,963,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 72,343 | $10,805,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 186,965 | $10,603,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 180,016 | $10,589,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 199,782 | $9,991,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 347,117 | $9,678,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 67,318 | $9,411,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 158,099 | $9,397,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 89,257 | $9,085,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 145,460 | $8,736,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 185,611 | $8,482,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 220,401 | $8,272,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 56,149 | $8,154,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4,763 | $8,088,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 160,290 | $6,804,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 48,353 | $6,739,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30,264 | $6,618,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 30,914 | $6,562,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 28,145 | $6,269,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 93,185 | $6,244,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,313 | $6,184,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 56,767 | $5,996,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 27,264 | $5,798,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 98,789 | $5,304,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 61,621 | $5,297,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 96,921 | $4,950,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 94,663 | $4,778,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 84,143 | $4,608,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 49,063 | $4,327,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,823 | $4,209,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,919 | $4,186,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 34,196 | $3,973,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,862 | $3,818,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 28,238 | $3,740,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,916 | $3,296,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,293 | $3,147,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,568 | $3,104,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 26,221 | $2,928,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 44,478 | $2,682,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,469 | $2,232,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 19,119 | $2,057,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 39,668 | $1,989,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,216 | $1,845,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,286 | $1,840,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,742 | $1,773,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19,904 | $1,701,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 14,497 | $1,687,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,083 | $1,660,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 54,391 | $1,653,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 31,761 | $1,615,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 22,348 | $1,577,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 47,748 | $1,464,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 24,677 | $1,460,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 25,820 | $1,376,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,797 | $1,339,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,558 | $1,331,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,612 | $1,264,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,424 | $1,254,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,391 | $1,247,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,810 | $1,174,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 12,705 | $1,108,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 70,667 | $1,018,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,642 | $1,018,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,747 | $1,008,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,815 | $968,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 33,975 | $946,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,105 | $938,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 26,449 | $933,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,046 | $888,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,309 | $843,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 35,881 | $776,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,041 | $769,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,660 | $766,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,427 | $734,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,075 | $695,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,614 | $680,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,668 | $658,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,164 | $648,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,832 | $633,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,939 | $617,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,500 | $614,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,848 | $590,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,623 | $567,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,209 | $566,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,143 | $564,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,401 | $562,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,283 | $551,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,841 | $514,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,636 | $490,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 619 | $480,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,500 | $463,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 8,470 | $441,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,807 | $438,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,757 | $438,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,939 | $427,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,609 | $422,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,416 | $411,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,061 | $400,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,625 | $390,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,129 | $387,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,418 | $385,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,100 | $379,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,450 | $371,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 250 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,259 | $332,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,876 | $318,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,861 | $315,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,266 | $313,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,955 | $309,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,300 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,928 | $309,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,087 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,860 | $296,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 483 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 991 | $291,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,323 | $289,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,000 | $288,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,425 | $284,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,389 | $281,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 771 | $276,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 792 | $266,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,100 | $260,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,111 | $258,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,267 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,269 | $256,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,536 | $251,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,167 | $244,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,527 | $242,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,398 | $241,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,845 | $238,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,780 | $227,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,180 | $221,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,763 | $221,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 944 | $208,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4,541 | $207,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,350 | $206,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,510 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-21-000104 | this filing | 2021-10-29 | acceptance time not in the bulk data set |