13F-HR filed by HALBERT HARGROVE GLOBAL ADVISORS, LLC
HALBERT HARGROVE GLOBAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-10, with 98 holding rows worth $1,041,191,000.
- Accession
- 0001221073-20-000153
- Filer
- CIK 1484205
- Filed
- 2020-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 131 entries on the cover page, a total value of $1,041,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,041,191,000 with VALUE read as thousands by filing date, 13F file number 028-13854. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMAI Capital Management028-06392
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 6,871,073 | $228,669,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 455,809 | $153,179,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,687,811 | $101,741,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 538,785 | $100,834,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,303,369 | $82,960,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,390,004 | $73,392,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,416,303 | $62,445,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 356,187 | $53,353,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 617,660 | $36,436,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 223,081 | $27,176,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 212,169 | $19,195,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 120,430 | $14,218,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 418,469 | $10,018,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 215,638 | $9,432,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,511 | $7,587,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 59,078 | $6,024,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 45,174 | $5,237,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,429 | $3,665,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,134 | $3,572,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 34,116 | $2,600,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,490 | $1,857,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,793 | $1,517,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 20,362 | $1,293,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 24,673 | $1,253,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,200 | $1,228,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 19,808 | $1,224,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 44,072 | $1,222,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 693 | $1,016,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,300 | $904,000 | thousands by filing date | put |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 7,409 | $898,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,266 | $853,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,733 | $852,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,611 | $805,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 22,429 | $745,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 20,191 | $719,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 486 | $715,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,807 | $668,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 8,030 | $646,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,819 | $615,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,796 | $608,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,805 | $597,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,100 | $596,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,124 | $585,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,649 | $585,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,097 | $583,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,796 | $558,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,447 | $514,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,163 | $514,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,130 | $485,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 19,443 | $472,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 950 | $466,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 8,506 | $459,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 8,718 | $450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 20,622 | $435,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,176 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 10,313 | $426,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,295 | $409,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,300 | $405,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 6,764 | $403,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,860 | $397,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,159 | $388,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,200 | $362,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,958 | $360,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,068 | $338,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,095 | $337,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,604 | $331,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,250 | $315,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,011 | $313,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 6,222 | $313,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,425 | $312,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,115 | $305,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,433 | $297,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,123 | $285,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,227 | $280,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,640 | $272,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,337 | $263,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,027 | $260,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,405 | $254,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,708 | $253,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,032 | $249,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,060 | $249,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,050 | $241,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,514 | $240,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 5,432 | $238,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,102 | $236,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 930 | $234,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,907 | $234,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,634 | $233,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $232,000 | thousands by filing date | put |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 8,642 | $229,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,578 | $226,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,746 | $226,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 604 | $220,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 659 | $215,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 767 | $213,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 950 | $205,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,538 | $201,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,700 | $93,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-20-000153 | this filing | 2020-11-10 | acceptance time not in the bulk data set |