13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 785 holding rows worth $585,624,146.
- Accession
- 0001221073-20-000136
- Filer
- CIK 1511857
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 785 entries on the cover page, a total value of $585,624,146 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,624,146 with VALUE read as dollars, detected, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERCURY GENL CORP NEW | 589400100 | COM | 500 | $20,685 | dollars, detected | |
| YELP INC CL A | 985817105 | Stock | 1,000 | $20,090 | dollars, detected | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,000 | $20,080 | dollars, detected | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,000 | $20,000 | dollars, detected | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 600 | $19,836 | dollars, detected | |
| PRIMERICA INC | 74164M108 | COM | 175 | $19,800 | dollars, detected | |
| iShares Global Tech ETF | 464287291 | SHS | 75 | $19,775 | dollars, detected | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 4,650 | $19,670 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,000 | $19,500 | dollars, detected | call |
| NIKOLA CORP | 654110105 | COM | 950 | $19,456 | dollars, detected | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,000 | $19,360 | dollars, detected | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,000 | $19,270 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 90 | $19,184 | dollars, detected | |
| GROWGENERATION CORP | 39986L109 | COM | 1,200 | $19,176 | dollars, detected | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,556 | $18,684 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 370 | $18,563 | dollars, detected | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 222 | $18,195 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 219 | $17,899 | dollars, detected | |
| CERUS CORP | 157085101 | COM | 2,800 | $17,528 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 292 | $17,368 | dollars, detected | |
| ALCON AG ORD SHS | H01301128 | Stock | 304 | $17,310 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 200 | $16,932 | dollars, detected | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 350 | $16,930 | dollars, detected | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 285 | $16,701 | dollars, detected | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $16,382 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 110 | $16,214 | dollars, detected | |
| CARDLYTICS INC | 14161W105 | COM | 225 | $15,878 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 125 | $15,824 | dollars, detected | |
| ARROW ELECTRS INC | 042735100 | COM | 200 | $15,732 | dollars, detected | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 3,000 | $15,660 | dollars, detected | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 50 | $15,565 | dollars, detected | |
| ARTESIAN RES CORP | 043113208 | CL A | 450 | $15,512 | dollars, detected | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 275 | $15,375 | dollars, detected | |
| BOYDGAMINGCORP | 103304101 | STOK | 500 | $15,345 | dollars, detected | |
| AXT INC | 00246W103 | COM | 2,500 | $15,300 | dollars, detected | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 350 | $15,187 | dollars, detected | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 700 | $15,057 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 95 | $15,049 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 65 | $15,020 | dollars, detected | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 92 | $14,841 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 128 | $14,725 | dollars, detected | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,000 | $14,600 | dollars, detected | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 80 | $14,459 | dollars, detected | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $14,300 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $14,279 | dollars, detected | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,260 | $14,276 | dollars, detected | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 100 | $14,181 | dollars, detected | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 180 | $14,116 | dollars, detected | |
| Viewra, Inc | 92672L107 | COM | 4,000 | $14,000 | dollars, detected | |
| PROOFPOINT INC | 743424103 | COM | 130 | $13,722 | dollars, detected | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 200 | $13,636 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 170 | $13,561 | dollars, detected | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 963 | $13,540 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 400 | $13,268 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 250 | $13,108 | dollars, detected | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 959 | $12,889 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 271 | $12,723 | dollars, detected | |
| SALISBURY BANCORP INC | 795226109 | COM | 400 | $12,644 | dollars, detected | |
| Automatic Data Processing,Inc. | 053015103 | COM | 90 | $12,554 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 346 | $12,435 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 110 | $12,257 | dollars, detected | |
| IAA INC | 449253103 | COM | 235 | $12,236 | dollars, detected | |
| FASTLY INC | 31188V100 | CL A | 130 | $12,178 | dollars, detected | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 240 | $12,173 | dollars, detected | |
| ITRON INC COM | 465741106 | Stock | 200 | $12,148 | dollars, detected | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,000 | $12,060 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 438 | $11,918 | dollars, detected | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 550 | $11,908 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 250 | $11,568 | dollars, detected | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 440 | $11,211 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 299 | $11,114 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 225 | $11,006 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 627 | $10,947 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50 | $10,913 | dollars, detected | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 600 | $10,800 | dollars, detected | |
| VMWARE, INC. | 928563402 | CL A COM | 75 | $10,775 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 155 | $10,697 | dollars, detected | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 200 | $10,634 | dollars, detected | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 305 | $10,623 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 674 | $10,487 | dollars, detected | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 200 | $10,435 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 81 | $10,421 | dollars, detected | |
| MATERION CORP | 576690101 | COM | 200 | $10,406 | dollars, detected | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 290 | $10,391 | dollars, detected | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,200 | $10,374 | dollars, detected | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 127 | $10,281 | dollars, detected | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 550 | $10,170 | dollars, detected | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 950 | $10,127 | dollars, detected | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,500 | $10,010 | dollars, detected | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 1,000 | $9,982 | dollars, detected | |
| BEYOND MEAT INC | 08862E109 | COM | 60 | $9,964 | dollars, detected | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 470 | $9,898 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 145 | $9,879 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $9,853 | dollars, detected | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,000 | $9,700 | dollars, detected | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 879 | $9,669 | dollars, detected | |
| IJH | 464287507 | COM | 52 | $9,636 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,325 | $9,443 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 775 | $9,339 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 586 | $9,230 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 110 | $9,229 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 130 | $9,133 | dollars, detected | |
| COHERENT INC | 192479103 | COM | 82 | $9,096 | dollars, detected | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 333 | $8,912 | dollars, detected | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 500 | $8,768 | dollars, detected | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 170 | $8,764 | dollars, detected | |
| VANECK ETF TRUST | 92189F676 | COM | 50 | $8,710 | dollars, detected | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 235 | $8,592 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 215 | $8,536 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 92 | $8,355 | dollars, detected | |
| EPIZYME INC | 29428V104 | COM | 700 | $8,351 | dollars, detected | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,000 | $8,340 | dollars, detected | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 150 | $8,288 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 200 | $8,234 | dollars, detected | |
| INGEVITY CORP COM | 45688C107 | Stock | 166 | $8,207 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $8,100 | dollars, detected | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 300 | $8,097 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 115 | $8,076 | dollars, detected | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 450 | $8,055 | dollars, detected | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $8,010 | dollars, detected | |
| PROSHARES TR | 74347B169 | CMN | 125 | $7,844 | dollars, detected | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 350 | $7,826 | dollars, detected | |
| NUTRIEN LTD COM | 67077M108 | Stock | 200 | $7,818 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 125 | $7,676 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 548 | $7,623 | dollars, detected | |
| PICO HLDGS INC | 693366205 | COM NEW | 850 | $7,616 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 500 | $7,590 | dollars, detected | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $7,570 | dollars, detected | |
| BROWN FORMAN CORP | 115637100 | CL A | 110 | $7,555 | dollars, detected | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 622 | $7,489 | dollars, detected | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,000 | $7,450 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 200 | $7,246 | dollars, detected | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 259 | $7,200 | dollars, detected | |
| Flushing Financial Corp | 343873105 | Common Stock | 675 | $7,101 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 700 | $7,063 | dollars, detected | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $6,881 | dollars, detected | |
| TRI POINTE HOMES INC | 87265H109 | COM | 377 | $6,839 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 224 | $6,709 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 211 | $6,625 | dollars, detected | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 483 | $6,501 | dollars, detected | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 240 | $6,470 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $6,363 | dollars, detected | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 300 | $6,243 | dollars, detected | |
| WELBILT INC | 949090104 | COM | 1,000 | $6,160 | dollars, detected | |
| LOEWS CORP COM | 540424108 | Stock | 175 | $6,081 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 600 | $6,060 | dollars, detected | |
| KALA BIO INC COM | 483119103 | Stock | 800 | $6,000 | dollars, detected | |
| PVH CORPORATION COM | 693656100 | Stock | 100 | $5,964 | dollars, detected | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 90 | $5,891 | dollars, detected | |
| KORN FERRY COM NEW | 500643200 | Stock | 200 | $5,800 | dollars, detected | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 400 | $5,688 | dollars, detected | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100 | $5,636 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 60 | $5,601 | dollars, detected | |
| ECHOSTAR CORP | 278768106 | CL A | 225 | $5,600 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $5,527 | dollars, detected | |
| CIRCOR INTL INC | 17273K109 | COM | 200 | $5,470 | dollars, detected | |
| ASSURANT INC COM | 04621X108 | Stock | 45 | $5,459 | dollars, detected | |
| XPENG INC ADS | 98422D105 | ADR | 270 | $5,419 | dollars, detected | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 250 | $5,330 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,500 | $5,115 | dollars, detected | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 15 | $5,057 | dollars, detected | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 76 | $5,037 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $4,957 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $4,908 | dollars, detected | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 201 | $4,878 | dollars, detected | |
| PERSPECTA INC | 715347100 | COM | 250 | $4,863 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 950 | $4,836 | dollars, detected | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 100 | $4,833 | dollars, detected | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5 | $4,829 | dollars, detected | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 52 | $4,768 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 400 | $4,768 | dollars, detected | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 150 | $4,704 | dollars, detected | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9 | $4,684 | dollars, detected | |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $4,629 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 75 | $4,626 | dollars, detected | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 180 | $4,604 | dollars, detected | |
| BERKLEY W R CORP COM | 084423102 | Stock | 75 | $4,586 | dollars, detected | |
| EQUINIX INC COM | 29444U700 | REIT | 6 | $4,561 | dollars, detected | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 200 | $4,498 | dollars, detected | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 830 | $4,490 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,409 | dollars, detected | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $4,370 | dollars, detected | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 54 | $4,218 | dollars, detected | |
| CORE LABORATORIES N V | N22717107 | COM | 275 | $4,197 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 28 | $4,194 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 115 | $4,192 | dollars, detected | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 72 | $4,189 | dollars, detected | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 400 | $4,166 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 101 | $4,131 | dollars, detected | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25 | $4,038 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,027 | dollars, detected | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 60 | $3,958 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 410 | $3,883 | dollars, detected | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 200 | $3,856 | dollars, detected | |
| QUOTIENT LTD | G73268107 | SHS | 750 | $3,855 | dollars, detected | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 120 | $3,745 | dollars, detected | |
| APTIV PLC | G6095L109 | SHS | 40 | $3,667 | dollars, detected | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 35 | $3,473 | dollars, detected | |
| ADVANSIX INC | 00773T101 | COM | 268 | $3,452 | dollars, detected | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 7 | $3,326 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $3,298 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 119 | $3,276 | dollars, detected | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 75 | $3,173 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 48 | $3,049 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 50 | $2,967 | dollars, detected | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 41 | $2,938 | dollars, detected | |
| LIBERTY | 531229888 | COMMON STOCK | 137 | $2,878 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 45 | $2,868 | dollars, detected | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 200 | $2,840 | dollars, detected | |
| COREPOINT LODGING INC | 21872L104 | COM | 502 | $2,736 | dollars, detected | |
| PAGERDUTY INC COM | 69553P100 | Stock | 100 | $2,711 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 100 | $2,598 | dollars, detected | |
| MITEK SYS INC | 606710200 | COM NEW | 200 | $2,548 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $2,510 | dollars, detected | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $2,505 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 40 | $2,475 | dollars, detected | |
| METHANEX CORP COM | 59151K108 | Stock | 100 | $2,440 | dollars, detected | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 400 | $2,436 | dollars, detected | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 250 | $2,430 | dollars, detected | |
| URBAN EDGE PPTYS | 91704F104 | COM | 250 | $2,430 | dollars, detected | |
| INGREDION INC COM | 457187102 | Stock | 32 | $2,422 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 20 | $2,367 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 86 | $2,362 | dollars, detected | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 100 | $2,345 | dollars, detected | |
| BLINK CHARGING CO | 09354A100 | COM | 225 | $2,320 | dollars, detected | |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $2,282 | dollars, detected | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 80 | $2,230 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20 | $2,129 | dollars, detected | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 101 | $1,929 | dollars, detected | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 32 | $1,914 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 170 | $1,909 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 20 | $1,892 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 75 | $1,888 | dollars, detected | |
| AGCO CORP | 001084102 | COM | 25 | $1,857 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 400 | $1,816 | dollars, detected | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 150 | $1,740 | dollars, detected | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $1,686 | dollars, detected | |
| LYFT INC | 55087P104 | CL A COM | 60 | $1,653 | dollars, detected | |
| ADECOAGRO S A | L00849106 | COM | 350 | $1,635 | dollars, detected | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 94 | $1,613 | dollars, detected | |
| PITNEY BOWES INC COM | 724479100 | Stock | 300 | $1,593 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 157 | $1,568 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100 | $1,564 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 16 | $1,558 | dollars, detected | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15 | $1,550 | dollars, detected | |
| VWO | 922042858 | SHS | 35 | $1,513 | dollars, detected | |
| UNDER ARMOUR INC | 904311206 | CL C | 151 | $1,486 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8 | $1,447 | dollars, detected | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11 | $1,420 | dollars, detected | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 75 | $1,350 | dollars, detected | |
| Vanguard Materials ETF | 92204A801 | SHS | 10 | $1,346 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 318 | $1,269 | dollars, detected | |
| CDK GLOBAL INC | 12508E101 | COM | 29 | $1,264 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 16 | $1,263 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 12 | $1,173 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7 | $1,144 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11 | $1,121 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 20 | $1,113 | dollars, detected | |
| APHRIA INC | 03765K104 | COM | 250 | $1,106 | dollars, detected | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 300 | $1,080 | dollars, detected | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 20 | $1,067 | dollars, detected | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,000 | $1,066 | dollars, detected | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 100 | $1,058 | dollars, detected | |
| AGENUS INC | 00847G705 | COM NEW | 250 | $1,000 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9 | $948 | dollars, detected | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 70 | $900 | dollars, detected | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15 | $857 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 40 | $835 | dollars, detected | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $783 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14 | $681 | dollars, detected | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 114 | $681 | dollars, detected | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 125 | $659 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 60 | $630 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 6 | $627 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20 | $594 | dollars, detected | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 100 | $490 | dollars, detected | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 150 | $446 | dollars, detected | |
| KONTOOR BRANDS INC | 50050N103 | COM | 18 | $436 | dollars, detected | |
| CARVER BANCORP ORD | 146875604 | COM | 66 | $426 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5 | $415 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3 | $380 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 100 | $369 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 7 | $282 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50 | $246 | dollars, detected | |
| DIANA SHIPPING INC | Y2066G104 | COM | 145 | $204 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-20-000136 | this filing | 2020-10-26 | acceptance time not in the bulk data set |