13F-HR filed by SteelPeak Wealth, LLC
SteelPeak Wealth, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-21, with 271 holding rows worth $793,379,000.
- Accession
- 0001221073-20-000116
- Filer
- CIK 1801868
- Filed
- 2020-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 271 entries on the cover page, a total value of $793,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $793,379,000 with VALUE read as thousands by filing date, 13F file number 028-19772. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAMPS COM INC | 852857200 | COM NEW | 303,827 | $55,810,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 144,553 | $52,733,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 150,345 | $46,560,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,194 | $30,882,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 196,642 | $26,448,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 777,623 | $21,766,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 280,778 | $19,652,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 88,231 | $17,956,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 71,151 | $17,617,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 56,244 | $17,343,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 254,344 | $13,915,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 264,314 | $13,218,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 156,496 | $13,006,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 199,671 | $11,946,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 371,283 | $11,911,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 25,166 | $11,452,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 236,621 | $11,036,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 44,327 | $10,065,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,142 | $8,710,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,188 | $8,430,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 195,962 | $8,405,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 35,330 | $8,333,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 133,313 | $7,350,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 74,002 | $6,961,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 141,269 | $6,318,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 81,753 | $6,290,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 43,858 | $6,280,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 49,536 | $6,266,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 51,735 | $6,248,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,481 | $6,152,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,602 | $5,991,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 96,103 | $5,922,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,336 | $5,846,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 24,495 | $5,770,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 91,923 | $5,595,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 52,998 | $5,520,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 21,272 | $5,485,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 61,428 | $5,481,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 167,120 | $5,465,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 75,203 | $5,436,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,835 | $5,221,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,945 | $5,043,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 111,064 | $4,962,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 44,288 | $4,939,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,261 | $4,627,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 29,561 | $4,611,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,340 | $4,592,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 74,596 | $4,523,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 105,506 | $4,472,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 14,147 | $4,465,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 110,799 | $4,431,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 15,251 | $4,428,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 22,885 | $4,195,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 15,412 | $4,081,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 96,994 | $3,953,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 30,522 | $3,608,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 66,799 | $3,441,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,550 | $3,287,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12,079 | $3,232,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,794 | $3,228,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,224 | $3,204,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 24,087 | $3,058,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,900 | $2,743,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 23,379 | $2,698,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 42,170 | $2,621,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,092 | $2,617,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 23,833 | $2,603,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,755 | $2,481,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 23,493 | $2,465,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 43,499 | $2,420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 87,459 | $2,387,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 46,254 | $2,365,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 43,590 | $2,360,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,477 | $2,333,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 23,635 | $2,317,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 46,032 | $2,309,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 41,981 | $2,309,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 21,169 | $2,283,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 43,894 | $2,268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 85,328 | $2,266,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,614 | $2,255,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 39,499 | $2,168,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 13,056 | $2,140,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 20,125 | $1,965,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,658 | $1,872,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 38,289 | $1,849,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,137 | $1,712,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 29,485 | $1,702,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 40,853 | $1,603,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,976 | $1,602,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,441 | $1,557,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,556 | $1,544,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 20,824 | $1,497,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 132,361 | $1,457,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,495 | $1,435,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 14,056 | $1,363,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,656 | $1,350,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,914 | $1,336,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 25,830 | $1,307,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,424 | $1,288,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,023 | $1,281,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 23,493 | $1,214,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,241 | $1,185,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,228 | $1,178,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,057 | $1,159,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,774 | $1,141,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,552 | $1,104,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,263 | $1,087,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,881 | $1,053,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,904 | $1,053,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 18,571 | $1,052,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,602 | $1,046,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 58,894 | $1,027,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,083 | $1,004,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,261 | $1,003,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,404 | $1,001,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,856 | $996,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,888 | $989,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,324 | $983,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 42,041 | $973,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,612 | $961,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,465 | $953,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,696 | $939,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,296 | $932,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,127 | $920,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,200 | $916,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 28,831 | $904,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 17,835 | $900,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,491 | $899,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,374 | $898,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 48,747 | $898,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 14,310 | $890,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,510 | $889,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,516 | $858,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 21,514 | $858,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 8,418 | $844,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,731 | $831,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,783 | $830,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6,351 | $825,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,822 | $823,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,696 | $797,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,797 | $774,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,889 | $773,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 24,656 | $767,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,594 | $757,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 14,251 | $747,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 14,921 | $741,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,634 | $738,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,320 | $716,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,775 | $711,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 19,270 | $710,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,248 | $657,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 23,595 | $607,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 41,433 | $591,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,188 | $589,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,930 | $582,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,209 | $575,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5,447 | $551,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,267 | $546,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,901 | $542,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 34,956 | $530,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,887 | $526,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,006 | $504,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,826 | $491,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,246 | $485,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,743 | $479,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 8,139 | $478,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,958 | $475,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,727 | $461,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 10,707 | $461,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,360 | $441,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 12,783 | $436,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,470 | $436,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,342 | $433,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 19,397 | $419,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,786 | $418,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,320 | $412,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,606 | $408,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,934 | $399,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,922 | $393,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,658 | $392,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,030 | $390,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,281 | $390,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,030 | $390,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,950 | $383,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,200 | $378,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,943 | $368,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,100 | $363,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,216 | $362,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,991 | $362,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 33,182 | $357,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,954 | $336,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,849 | $334,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 23,674 | $334,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 11,759 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 9,386 | $318,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,600 | $317,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,000 | $317,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,819 | $312,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,833 | $307,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $296,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 708 | $287,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 15,278 | $285,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,776 | $281,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,203 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,318 | $277,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 23,091 | $267,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 657 | $266,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,230 | $260,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,523 | $256,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 13,021 | $253,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,779 | $250,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 21,875 | $249,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,921 | $236,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,209 | $235,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,200 | $235,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,304 | $234,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,745 | $234,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 966 | $226,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,540 | $226,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,332 | $219,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 739 | $218,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,149 | $215,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,713 | $213,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,000 | $211,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,131 | $207,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,823 | $205,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,510 | $204,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 500 | $203,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 19,350 | $195,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,244 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,145 | $186,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,136 | $170,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 800 | $163,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 16,829 | $159,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,501 | $156,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,433 | $137,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 330 | $134,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,000 | $121,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,000 | $121,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,000 | $120,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 17,111 | $117,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,409 | $106,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 11,689 | $102,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $99,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 20,496 | $92,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,694 | $92,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $91,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 300 | $78,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,630 | $77,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 200 | $76,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,000 | $74,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,317 | $66,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 200 | $62,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 1,000 | $48,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 1,000 | $48,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $45,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 1,000 | $45,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 100 | $36,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 100 | $36,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,582 | $35,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $25,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 700 | $23,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 200 | $23,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 400 | $22,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 200 | $19,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 100 | $19,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 15,501 | $19,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $11,000 | thousands by filing date | call |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 34,751 | $6,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-20-000116 | this filing | 2020-07-21 | acceptance time not in the bulk data set |