13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 792 holding rows worth $577,204,155.
- Accession
- 0001221073-20-000011
- Filer
- CIK 1511857
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 792 entries on the cover page, a total value of $577,204,155 stated on the cover page (in dollars after the unit check, H1), rows summing to $577,204,155 with VALUE read as dollars, detected, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVO-NORDISK A S ADR | 670100205 | ADR | 400 | $23,152 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 46 | $23,124 | dollars, detected | |
| PERSPECTA INC | 715347100 | COM | 874 | $23,109 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $22,930 | dollars, detected | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 700 | $22,813 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 324 | $22,499 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 650 | $22,256 | dollars, detected | |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,000 | $22,110 | dollars, detected | |
| ARROW ELECTRS INC | 042735100 | COM | 260 | $22,032 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 903 | $21,844 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,000 | $21,000 | dollars, detected | call |
| EOG RES INC COM | 26875P101 | Stock | 250 | $20,940 | dollars, detected | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 186 | $20,722 | dollars, detected | |
| PROSHARES TR | 74347B128 | ULTRPRO COM SR | 3,000 | $20,400 | dollars, detected | put |
| BLOCK INC CL A | 852234103 | Stock | 325 | $20,332 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 85 | $19,974 | dollars, detected | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 50,000 | $19,900 | dollars, detected | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,405 | $19,841 | dollars, detected | |
| BERKLEY W R CORP COM | 084423102 | Stock | 285 | $19,694 | dollars, detected | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 1,298 | $19,652 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 192 | $19,452 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 400 | $19,336 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 150 | $19,232 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 12,000 | $19,200 | dollars, detected | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 963 | $19,173 | dollars, detected | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 350 | $19,173 | dollars, detected | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,000 | $19,170 | dollars, detected | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 100 | $18,978 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $18,894 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 890 | $18,841 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 200 | $18,748 | dollars, detected | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 600 | $18,732 | dollars, detected | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4,920 | $18,647 | dollars, detected | |
| XPERI CORP | 98421B100 | COM | 1,000 | $18,500 | dollars, detected | |
| HC2 HLDGS INC | 404139107 | COM | 8,500 | $18,445 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 230 | $18,409 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $18,300 | dollars, detected | call |
| DISCOVERY INC | 25470F302 | COM SER C | 600 | $18,294 | dollars, detected | |
| SALISBURY BANCORP INC | 795226109 | COM | 400 | $18,268 | dollars, detected | |
| BLACKLINE, INC. | 09239B109 | COM | 354 | $18,252 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 117 | $17,852 | dollars, detected | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,250 | $17,500 | dollars, detected | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $17,340 | dollars, detected | |
| EPIZYME INC | 29428V104 | COM | 700 | $17,220 | dollars, detected | |
| WELBILT INC | 949090104 | COM | 1,100 | $17,171 | dollars, detected | |
| MERCADOLIBREINC | 58733R102 | STOK | 30 | $17,158 | dollars, detected | |
| ALCON AG ORD SHS | H01301128 | Stock | 302 | $17,084 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 210 | $16,928 | dollars, detected | |
| ITRON INC COM | 465741106 | Stock | 200 | $16,790 | dollars, detected | |
| ARTESIAN RES CORP | 043113208 | CL A | 450 | $16,745 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 400 | $16,372 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200 | $16,294 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 71 | $16,204 | dollars, detected | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 550 | $16,049 | dollars, detected | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 470 | $15,966 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 200 | $15,940 | dollars, detected | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,750 | $15,838 | dollars, detected | |
| iShares Global Tech ETF | 464287291 | SHS | 75 | $15,787 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 15,000 | $15,750 | dollars, detected | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 222 | $15,729 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 438 | $15,715 | dollars, detected | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $15,598 | dollars, detected | |
| CLOROX CO DEL | 189054109 | COM | 100 | $15,354 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 150 | $15,279 | dollars, detected | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $15,108 | dollars, detected | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 28,900 | $15,028 | dollars, detected | |
| PROOFPOINT INC | 743424103 | COM | 130 | $14,921 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,000 | $14,900 | dollars, detected | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1,000 | $14,600 | dollars, detected | |
| Flushing Financial Corp | 343873105 | Common Stock | 675 | $14,583 | dollars, detected | |
| ALLEGHANY CORP DEL | 017175100 | COM | 18 | $14,392 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 110 | $13,812 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,500 | $13,650 | dollars, detected | call |
| BECTON DICKINSON & CO | 075887109 | COM | 50 | $13,599 | dollars, detected | |
| VGT | 92204A702 | SHS | 55 | $13,467 | dollars, detected | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 450 | $13,460 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,635 | $13,449 | dollars, detected | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 350 | $13,360 | dollars, detected | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 221 | $13,271 | dollars, detected | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,000 | $13,200 | dollars, detected | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 200 | $13,070 | dollars, detected | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 50 | $12,989 | dollars, detected | |
| AMPHENOL CORP NEW | 032095101 | COM | 120 | $12,988 | dollars, detected | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 600 | $12,822 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 60 | $12,634 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 65 | $12,587 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 250 | $12,550 | dollars, detected | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 100 | $12,456 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,000 | $12,400 | dollars, detected | call |
| NEW MTN FIN CORP | 647551100 | COM | 900 | $12,366 | dollars, detected | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 240 | $12,221 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 55 | $12,214 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 128 | $11,995 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $11,980 | dollars, detected | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,000 | $11,900 | dollars, detected | |
| MATERION CORP | 576690101 | COM | 200 | $11,890 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 92 | $11,846 | dollars, detected | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 305 | $11,779 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 450 | $11,516 | dollars, detected | |
| VMWARE, INC. | 928563402 | CL A COM | 75 | $11,384 | dollars, detected | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 25,000 | $11,250 | dollars, detected | call |
| MANULIFE FINL CORP | 56501R106 | COM | 548 | $11,119 | dollars, detected | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 75 | $11,065 | dollars, detected | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 225 | $10,953 | dollars, detected | |
| IJH | 464287507 | COM | 52 | $10,703 | dollars, detected | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 622 | $10,562 | dollars, detected | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 331 | $10,554 | dollars, detected | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 290 | $10,423 | dollars, detected | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 200 | $10,366 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 500 | $10,355 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50 | $10,327 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 360 | $10,325 | dollars, detected | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 181 | $10,241 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 1,100 | $10,230 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 200 | $10,166 | dollars, detected | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 950 | $10,165 | dollars, detected | |
| XCELENERGY INC | 98389B100 | COM | 155 | $9,841 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 110 | $9,673 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 200 | $9,512 | dollars, detected | |
| PICO HLDGS INC | 693366205 | COM NEW | 850 | $9,452 | dollars, detected | |
| CIRCOR INTL INC | 17273K109 | COM | 200 | $9,248 | dollars, detected | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 235 | $8,834 | dollars, detected | |
| AES CORP COM | 00130H105 | Stock | 434 | $8,637 | dollars, detected | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 170 | $8,568 | dollars, detected | |
| KORN FERRY COM NEW | 500643200 | Stock | 200 | $8,480 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $8,099 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 25 | $8,089 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $8,055 | dollars, detected | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 200 | $8,006 | dollars, detected | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 400 | $7,580 | dollars, detected | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,000 | $7,580 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 140 | $7,526 | dollars, detected | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 259 | $7,508 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $7,499 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $7,438 | dollars, detected | |
| IAA INC | 449253103 | COM | 155 | $7,294 | dollars, detected | |
| PYXUS INTL INC | 74737V106 | COM | 800 | $7,152 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 211 | $7,096 | dollars, detected | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 400 | $7,064 | dollars, detected | |
| GARRETT MOTION INC | 366505105 | COM | 693 | $6,923 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,500 | $6,600 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 600 | $6,582 | dollars, detected | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100 | $6,571 | dollars, detected | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 483 | $6,569 | dollars, detected | |
| ADVANSIX INC | 00773T101 | COM | 329 | $6,567 | dollars, detected | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 76 | $6,538 | dollars, detected | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $6,512 | dollars, detected | |
| ASHFORD INC | 044104107 | COM | 269 | $6,348 | dollars, detected | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000 | $6,320 | dollars, detected | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 55 | $6,301 | dollars, detected | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,600 | $6,292 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 410 | $6,154 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 288 | $6,120 | dollars, detected | |
| NAM TAI PROPERTY INC | G63907102 | Com | 700 | $6,027 | dollars, detected | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 510 | $5,993 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 120 | $5,879 | dollars, detected | |
| TRI POINTE HOMES INC | 87265H109 | COM | 377 | $5,874 | dollars, detected | |
| RALPH LAUREN CORP | 751212101 | CL A | 50 | $5,861 | dollars, detected | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 550 | $5,836 | dollars, detected | |
| Berry Corp | 08579X101 | Common Stock | 600 | $5,658 | dollars, detected | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 47 | $5,628 | dollars, detected | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 52 | $5,623 | dollars, detected | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 400 | $5,592 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $5,500 | dollars, detected | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 150 | $5,457 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 60 | $5,378 | dollars, detected | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 250 | $5,310 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 35 | $5,302 | dollars, detected | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,450 | $5,272 | dollars, detected | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25 | $5,172 | dollars, detected | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 500 | $4,885 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $4,847 | dollars, detected | |
| URBAN EDGE PPTYS | 91704F104 | COM | 250 | $4,795 | dollars, detected | |
| TRUECAR INC | 89785L107 | COM | 1,000 | $4,750 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 28 | $4,639 | dollars, detected | |
| BEYOND MEAT INC | 08862E109 | COM | 60 | $4,536 | dollars, detected | |
| PROSHARES TR | 74347B169 | CMN | 125 | $4,535 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $4,516 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 400 | $4,496 | dollars, detected | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 250 | $4,490 | dollars, detected | |
| Proshares VIX Short-Term | 74347W171 | Equity | 10,000 | $4,400 | dollars, detected | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,000 | $4,350 | dollars, detected | put |
| ISHARES TR | 464288687 | COM | 115 | $4,323 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $4,319 | dollars, detected | |
| VWO | 922042858 | SHS | 97 | $4,314 | dollars, detected | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 60 | $4,168 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 190 | $4,104 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 157 | $4,062 | dollars, detected | |
| LIBERTY | 531229888 | COMMON STOCK | 137 | $4,047 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 75 | $4,017 | dollars, detected | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5 | $3,966 | dollars, detected | |
| STATE STR CORP COM | 857477103 | Stock | 50 | $3,955 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 86 | $3,925 | dollars, detected | |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $3,880 | dollars, detected | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $3,835 | dollars, detected | |
| APTIV PLC | G6095L109 | SHS | 40 | $3,799 | dollars, detected | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 200 | $3,602 | dollars, detected | |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $3,596 | dollars, detected | |
| EQUINIX INC COM | 29444U700 | REIT | 6 | $3,502 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 217 | $3,442 | dollars, detected | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $3,396 | dollars, detected | |
| COTY INC | 222070203 | COM CL A | 300 | $3,375 | dollars, detected | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,000 | $3,350 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 200 | $3,266 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 40 | $3,112 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 208 | $3,089 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 50 | $3,054 | dollars, detected | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 100 | $3,035 | dollars, detected | |
| INGREDION INC COM | 457187102 | Stock | 32 | $2,974 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 45 | $2,952 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 67 | $2,952 | dollars, detected | |
| UNDER ARMOUR INC | 904311206 | CL C | 151 | $2,896 | dollars, detected | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 75 | $2,861 | dollars, detected | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 100 | $2,858 | dollars, detected | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 250 | $2,828 | dollars, detected | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,200 | $2,808 | dollars, detected | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 75 | $2,780 | dollars, detected | |
| COTT CORP QUE | 22163N106 | COM | 200 | $2,736 | dollars, detected | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 500 | $2,680 | dollars, detected | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,000 | $2,640 | dollars, detected | |
| FASTLY INC | 31188V100 | CL A | 130 | $2,609 | dollars, detected | |
| LYFT INC | 55087P104 | CL A COM | 60 | $2,581 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $2,540 | dollars, detected | |
| JETBLUE AWYS CORP | 477143101 | COM | 135 | $2,527 | dollars, detected | |
| KROGER CO COM | 501044101 | Stock | 86 | $2,493 | dollars, detected | |
| Uber Technologies | 90353T100 | COM | 80 | $2,379 | dollars, detected | |
| PAGERDUTY INC COM | 69553P100 | Stock | 100 | $2,339 | dollars, detected | |
| LEAR CORP COM NEW | 521865204 | Stock | 17 | $2,332 | dollars, detected | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 450 | $2,297 | dollars, detected | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 100 | $1,945 | dollars, detected | |
| AGCO CORP | 001084102 | COM | 25 | $1,931 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20 | $1,809 | dollars, detected | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 94 | $1,807 | dollars, detected | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 80 | $1,750 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 16 | $1,673 | dollars, detected | |
| United Parcel Service, Inc | 917286106 | COM | 80 | $1,590 | dollars, detected | |
| CDK GLOBAL INC | 12508E101 | COM | 29 | $1,586 | dollars, detected | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11 | $1,572 | dollars, detected | |
| MITEK SYS INC | 606710200 | COM NEW | 200 | $1,530 | dollars, detected | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,000 | $1,500 | dollars, detected | call |
| Vanguard Real Estate | 922908553 | SHS | 16 | $1,485 | dollars, detected | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 350 | $1,411 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 132 | $1,361 | dollars, detected | |
| PG&E CORP COM | 69331C108 | Stock | 125 | $1,359 | dollars, detected | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 114 | $1,354 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 318 | $1,352 | dollars, detected | |
| Vanguard Materials ETF | 92204A801 | SHS | 10 | $1,341 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 100 | $1,321 | dollars, detected | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100 | $1,312 | dollars, detected | |
| APHRIA INC | 03765K104 | COM | 250 | $1,307 | dollars, detected | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8 | $1,225 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 20 | $1,221 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 40 | $1,186 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 12 | $1,150 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12 | $1,134 | dollars, detected | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7 | $1,128 | dollars, detected | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 160 | $1,126 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11 | $1,033 | dollars, detected | |
| AGENUS INC | 00847G705 | COM NEW | 250 | $1,018 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9 | $1,000 | dollars, detected | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,000 | $986 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $980 | dollars, detected | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15 | $964 | dollars, detected | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 70 | $938 | dollars, detected | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 60 | $934 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14 | $827 | dollars, detected | |
| Vanguard Energy ETF | 92204A306 | SHS | 10 | $815 | dollars, detected | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15 | $809 | dollars, detected | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $780 | dollars, detected | put |
| SUNPOWER CORP | 867652406 | COM | 100 | $780 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 20 | $776 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 6 | $719 | dollars, detected | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $700 | dollars, detected | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 22 | $638 | dollars, detected | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 201 | $605 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3 | $569 | dollars, detected | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 100 | $507 | dollars, detected | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 125 | $454 | dollars, detected | |
| DIANA SHIPPING INC | Y2066G104 | COM | 145 | $451 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 50 | $438 | dollars, detected | |
| COVIA HLDGS CORP | 22305A103 | COM | 200 | $408 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 20 | $378 | dollars, detected | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 100 | $375 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3 | $350 | dollars, detected | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 66 | $295 | dollars, detected | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 675 | $240 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 12 | $215 | dollars, detected | |
| JABIL INC COM | 466313103 | Stock | 5 | $207 | dollars, detected | |
| BERKLEY W R CORP COM | 084423102 | Stock | 600 | $158 | dollars, detected | call |
| GAP INC COM | 364760108 | Stock | 5,000 | $150 | dollars, detected | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,000 | $80 | dollars, detected | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,300 | $0 | dollars, detected | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-20-000011 | this filing | 2020-01-29 | acceptance time not in the bulk data set |