13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 248 holding rows worth $434,838,000.
- Accession
- 0001221073-19-000027
- Filer
- CIK 1511857
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 248 entries on the cover page, a total value of $434,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $434,838,000 with VALUE read as thousands by filing date, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 261,140 | $69,599,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 212,030 | $19,246,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 87,894 | $13,864,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 328,085 | $10,797,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 64,262 | $9,584,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 45,840 | $9,360,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 70,329 | $9,250,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 226,687 | $8,367,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 998,330 | $7,597,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 53,841 | $7,113,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 76,094 | $7,054,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 53,144 | $6,753,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 151,323 | $6,726,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 141,463 | $6,461,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 77,898 | $6,333,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 169,400 | $5,573,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 82,437 | $5,513,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 25,074 | $5,460,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 41,694 | $5,381,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,762 | $4,932,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,359 | $4,916,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 86,822 | $4,483,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 73,088 | $4,311,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 80,099 | $4,170,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 86,698 | $4,132,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 90,092 | $3,939,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 202,641 | $3,889,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 48,591 | $3,849,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,250 | $3,783,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,900 | $3,689,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 80,673 | $3,677,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 49,923 | $3,411,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,104 | $3,330,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 88,642 | $3,241,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 101,648 | $3,225,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 46,635 | $3,180,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,595 | $3,148,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 112,659 | $3,132,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,928 | $3,060,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 40,773 | $3,005,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 49,385 | $2,999,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 38,486 | $2,941,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 16,939 | $2,879,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,332,876 | $2,852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 59,715 | $2,770,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 223,674 | $2,749,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 2,000,226 | $2,740,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 288,383 | $2,708,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 43,191 | $2,579,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 88,392 | $2,523,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 18,029 | $2,428,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,786 | $2,313,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 622,882 | $2,261,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 144,274 | $2,241,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 14,206 | $2,093,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 14,666 | $2,027,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 54,566 | $2,017,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,000 | $1,987,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,625 | $1,928,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 50,292 | $1,899,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 42,037 | $1,835,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 15,192 | $1,583,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 142,870 | $1,479,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,100,457 | $1,354,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,836 | $1,331,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 10,756 | $1,306,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,909 | $1,296,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,190 | $1,212,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,822 | $1,165,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 46,455 | $1,152,000 | thousands by filing date | principal |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 140,799 | $1,139,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 21,495 | $1,107,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,220 | $1,087,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,585 | $1,070,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 710 | $1,066,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 30,373 | $1,038,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 32,375 | $1,038,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,863 | $1,000,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 99,486 | $988,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 100,000 | $984,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,518 | $964,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,942 | $964,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,858 | $961,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 28,815 | $949,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 27,936 | $934,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,072 | $929,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,503 | $928,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,520 | $925,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 69,922 | $912,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,685 | $893,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 45,125 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,708 | $815,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 173,930 | $811,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,772 | $774,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,005 | $772,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 135,349 | $744,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,413 | $742,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,083 | $738,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,104 | $727,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 36,077 | $722,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,158 | $706,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,570 | $693,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 67,505 | $692,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,613 | $688,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,912 | $645,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 42,903 | $643,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,205 | $638,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,921 | $620,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,303 | $608,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 91,885 | $591,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,230 | $580,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,410 | $578,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,168 | $577,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 11,460 | $576,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 34,140 | $572,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,312 | $569,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 24,955 | $561,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,531 | $559,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 14,399 | $551,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 10,944 | $550,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,732 | $546,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 36,846 | $542,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 188,268 | $538,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,834 | $534,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 125,080 | $529,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,932 | $518,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 120,435 | $511,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 71,070 | $507,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 63,906 | $494,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 30,028 | $492,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,408 | $489,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 29,645 | $480,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,329 | $475,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,699 | $469,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 40,251 | $451,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 17,550 | $451,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,868 | $444,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,156 | $443,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,200 | $436,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 24,622 | $432,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 13,500 | $430,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,775 | $427,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,967 | $425,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,478 | $425,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,535 | $422,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 74,428 | $419,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,679 | $411,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,733 | $408,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,438 | $393,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,746 | $392,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,766 | $388,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,509 | $388,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 16,826 | $384,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,389 | $374,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 28,394 | $373,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 24,700 | $367,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,888 | $361,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,987 | $358,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 28,966 | $358,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 200,060 | $352,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 21,032 | $350,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,026 | $348,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,495 | $345,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,433 | $343,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 32,155 | $342,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,800 | $342,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,547 | $338,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,520 | $338,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,640 | $337,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,000 | $335,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 34,600 | $332,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,237 | $327,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 26,467 | $325,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,163 | $322,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,367 | $316,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,848 | $314,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,933 | $307,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $306,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,011 | $301,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 5,611 | $300,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,619 | $298,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,855 | $298,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,162 | $298,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 15,094 | $291,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 34,990 | $289,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 7,167 | $281,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,531 | $273,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,381 | $271,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,644 | $271,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 50,312 | $261,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 34,925 | $255,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,675 | $251,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5,700 | $247,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,536 | $247,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,093 | $246,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,084 | $243,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,178 | $237,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 74,833 | $230,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,907 | $228,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,262 | $224,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,030 | $224,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,263 | $214,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 31,632 | $212,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 15,500 | $212,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,330 | $211,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,000 | $210,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,106 | $207,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,605 | $203,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,862 | $200,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 28,880 | $193,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 54,490 | $187,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 24,103 | $184,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,525 | $150,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 100,000 | $146,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,400 | $140,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,430 | $131,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 11,200 | $126,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,085 | $108,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,443 | $102,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 23,500 | $94,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,042 | $88,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 74,880 | $88,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 110,000 | $78,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,000 | $77,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 27,000 | $71,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,100 | $68,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 13,988 | $67,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 50,000 | $57,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 23,260 | $55,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 147,340 | $55,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,000 | $48,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 27,000 | $43,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,000 | $38,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 19,500 | $36,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,000 | $33,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,950 | $33,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 50,000 | $21,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,635 | $8,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 800 | $7,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 10,000 | $6,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 500 | $5,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 1,700 | $2,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,000 | $2,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 400 | $2,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 100 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 30,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-19-000027 | this filing | 2019-02-11 | acceptance time not in the bulk data set |