13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-17, with 61 holding rows worth $58,552,000.
- Accession
- 0001221073-18-000044
- Filer
- CIK 1549408
- Filed
- 2018-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 61 entries on the cover page, a total value of $58,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $58,552,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL ONE FINL CORP | 14040H105 | COM | 151,194 | $13,895,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 215,662 | $3,925,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 39,593 | $2,886,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 37,359 | $2,844,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 44,320 | $2,503,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 49,301 | $2,303,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 113,485 | $1,600,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 47,251 | $1,425,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 39,291 | $1,411,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,578 | $1,088,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 95,122 | $1,078,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 270,823 | $867,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 715 | $798,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,000 | $787,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,908 | $752,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,690 | $729,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,000 | $720,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,000 | $673,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,995 | $658,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,275 | $606,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,646 | $604,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,501 | $577,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 109,094 | $567,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 31,953 | $565,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,000 | $564,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,783 | $542,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,335 | $536,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,493 | $529,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,384 | $527,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,708 | $527,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,357 | $525,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,900 | $516,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,063 | $506,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,356 | $492,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,598 | $488,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,137 | $487,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,600 | $480,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,679 | $473,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,085 | $471,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,000 | $468,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,595 | $465,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 7,000 | $461,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,100 | $427,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,956 | $419,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,000 | $416,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,403 | $410,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,000 | $407,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,000 | $399,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,000 | $395,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,900 | $385,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,500 | $372,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,059 | $348,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,517 | $335,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $304,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $300,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,561 | $217,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,680 | $183,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 164,394 | $182,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 21,500 | $79,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 1,051 | $55,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-18-000044 | this filing | 2018-07-17 | acceptance time not in the bulk data set |