13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-18, with 78 holding rows worth $73,734,000.
- Accession
- 0001221073-18-000020
- Filer
- CIK 1549408
- Filed
- 2018-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 78 entries on the cover page, a total value of $73,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,734,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL ONE FINL CORP | 14040H105 | COM | 151,194 | $14,487,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 180,595 | $3,386,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 15,997 | $2,613,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 70,867 | $2,480,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 48,517 | $2,437,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 32,155 | $2,383,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 52,003 | $2,238,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 31,200 | $2,144,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 57,240 | $2,080,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,018 | $1,787,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,487 | $1,538,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,603 | $1,474,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 40,130 | $1,282,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,861 | $1,216,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,361 | $1,165,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,999 | $1,136,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 96,344 | $1,114,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,098 | $910,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 32,681 | $908,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,100 | $900,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,000 | $867,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 726 | $749,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 13,511 | $747,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,000 | $719,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,744 | $689,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,805 | $615,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,550 | $611,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,000 | $600,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,310 | $593,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,000 | $589,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,354 | $563,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,312 | $562,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,811 | $556,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,974 | $551,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $550,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,856 | $512,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,523 | $506,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,485 | $498,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,444 | $494,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,752 | $490,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,000 | $486,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 24,990 | $481,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 25,404 | $474,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,000 | $470,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 12,054 | $470,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,661 | $468,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 7,450 | $459,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 16,752 | $459,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 8,053 | $456,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 7,000 | $446,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,600 | $443,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,556 | $436,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 15,349 | $434,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,122 | $434,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,397 | $431,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,953 | $424,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,667 | $424,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 10,604 | $410,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,000 | $396,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,223 | $394,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,300 | $388,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,280 | $388,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,000 | $387,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,914 | $357,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $356,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,900 | $356,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 77,896 | $312,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,777 | $304,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,893 | $303,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 116,500 | $285,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,500 | $281,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,774 | $272,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 164,394 | $271,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,000 | $260,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,561 | $220,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,780 | $182,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 40,000 | $95,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 93,000 | $83,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-18-000020 | this filing | 2018-04-18 | acceptance time not in the bulk data set |