13F-HR filed by FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 371 holding rows worth $347,883,000.
- Accession
- 0001221073-18-000003
- Filer
- CIK 1691766
- Filed
- 2018-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 371 entries on the cover page, a total value of $347,883,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,883,000 with VALUE read as thousands by filing date, 13F file number 028-18078. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 86,497 | $12,174,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 58,125 | $10,119,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 47,412 | $7,707,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 44,733 | $6,737,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 136,636 | $6,538,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 134,135 | $6,186,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,945 | $6,126,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 74,671 | $5,821,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 49,846 | $4,758,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 210,320 | $4,184,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,257 | $4,148,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 27,490 | $4,005,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 102,594 | $3,927,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,300 | $3,825,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 66,039 | $3,522,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 28,892 | $3,450,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 38,261 | $3,324,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,644 | $3,280,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 57,984 | $3,270,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 52,977 | $3,198,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,823 | $3,164,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,362 | $3,141,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 63,260 | $3,041,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 29,094 | $3,028,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 33,714 | $2,881,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,885 | $2,853,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 68,728 | $2,777,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,927 | $2,754,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 33,394 | $2,718,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,770 | $2,609,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,471 | $2,544,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 254,512 | $2,420,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 21,888 | $2,415,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 31,288 | $2,330,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 233,320 | $2,303,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 43,612 | $2,282,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,942 | $2,139,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 201,366 | $2,137,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 121,046 | $2,113,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,753 | $2,088,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,806 | $2,087,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 25,856 | $2,053,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 18,271 | $1,996,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 251,376 | $1,985,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 21,297 | $1,939,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 66,547 | $1,914,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,561 | $1,797,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 96,268 | $1,759,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 23,189 | $1,748,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,814 | $1,734,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 135,302 | $1,731,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 152,475 | $1,706,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 113,462 | $1,687,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,831 | $1,674,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,202 | $1,660,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,260 | $1,634,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 27,254 | $1,617,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,146 | $1,612,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 138,839 | $1,605,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,221 | $1,599,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 19,730 | $1,567,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,414 | $1,563,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,351 | $1,554,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,440 | $1,538,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 33,413 | $1,532,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,149 | $1,474,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,828 | $1,473,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 39,863 | $1,472,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,490 | $1,443,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,591 | $1,434,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,140 | $1,431,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,155 | $1,416,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 18,358 | $1,405,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,843 | $1,373,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 37,999 | $1,349,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,222 | $1,317,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,350 | $1,312,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 42,199 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 10,445 | $1,193,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 188,215 | $1,184,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 115,201 | $1,172,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,377 | $1,164,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,141 | $1,160,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 29,690 | $1,139,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,840 | $1,081,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,887 | $1,074,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 17,519 | $1,065,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 21,717 | $1,058,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,094 | $1,057,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 28,506 | $1,057,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,800 | $1,025,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 17,285 | $1,010,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,486 | $1,005,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,815 | $1,001,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 107,390 | $993,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,303 | $980,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 30,726 | $967,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 18,332 | $964,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,750 | $957,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,771 | $938,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 11,185 | $935,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,159 | $933,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,605 | $932,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,937 | $919,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 22,516 | $904,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 19,034 | $893,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,940 | $892,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,044 | $871,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 9,019 | $857,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,980 | $856,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,311 | $851,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,785 | $843,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 25,794 | $834,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,618 | $833,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,052 | $778,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,321 | $777,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,318 | $749,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,201 | $747,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,180 | $744,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,261 | $744,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 54,434 | $740,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,461 | $737,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,293 | $724,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,823 | $722,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 63,384 | $717,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,620 | $716,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 12,636 | $703,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,560 | $687,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,110 | $679,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,280 | $664,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 68,034 | $664,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,967 | $647,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,381 | $646,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,918 | $646,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,469 | $642,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,129 | $639,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,516 | $638,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,849 | $634,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,486 | $633,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,389 | $628,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,018 | $624,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 113,765 | $621,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,961 | $617,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,767 | $603,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,756 | $594,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 43,563 | $589,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,902 | $581,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 31,626 | $574,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,696 | $573,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 8,703 | $573,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,744 | $569,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,919 | $565,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,241 | $562,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 11,598 | $561,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,311 | $557,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 16,315 | $556,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 17,125 | $551,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,876 | $542,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,994 | $539,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 47,784 | $538,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,647 | $534,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,799 | $532,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,624 | $527,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,410 | $522,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,402 | $520,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 24,705 | $513,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,131 | $504,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,589 | $499,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,317 | $497,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,932 | $495,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,103 | $494,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,192 | $492,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,170 | $491,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,346 | $488,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 262 | $488,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,648 | $484,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,186 | $481,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,873 | $479,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,909 | $474,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,697 | $471,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,519 | $467,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 19,790 | $465,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,861 | $463,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,792 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,326 | $458,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 30,805 | $454,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,897 | $450,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 46,474 | $448,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,166 | $445,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,973 | $443,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,748 | $442,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,873 | $439,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,314 | $438,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,059 | $431,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,736 | $423,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 27,800 | $420,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 16,149 | $418,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,088 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,406 | $412,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 13,174 | $411,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,336 | $409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,936 | $409,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,097 | $408,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,159 | $407,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,783 | $407,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,316 | $403,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,506 | $403,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 8,141 | $393,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,262 | $392,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,178 | $391,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,931 | $391,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,252 | $388,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,468 | $385,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,610 | $382,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,394 | $381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,750 | $381,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 41,583 | $377,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 28,717 | $376,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 32,034 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 10,134 | $373,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,279 | $371,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,888 | $364,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,901 | $354,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 889 | $352,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,368 | $347,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,037 | $345,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,921 | $342,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,412 | $342,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,204 | $337,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,100 | $336,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,746 | $336,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,323 | $334,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,871 | $332,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,261 | $330,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,981 | $329,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,428 | $328,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,048 | $327,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,181 | $326,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,361 | $326,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,752 | $324,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,372 | $324,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,021 | $315,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,663 | $315,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,531 | $314,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 9,937 | $314,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,749 | $313,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,048 | $311,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 872 | $310,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,331 | $310,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,373 | $309,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,430 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,679 | $308,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 273 | $307,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,121 | $305,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,645 | $305,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,147 | $304,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,470 | $303,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,162 | $303,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20,323 | $303,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,765 | $302,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,037 | $301,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 11,491 | $296,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 6,903 | $296,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,382 | $282,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,414 | $280,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,185 | $280,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 14,897 | $280,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,064 | $280,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,369 | $279,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,660 | $277,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,688 | $277,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 664 | $276,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,382 | $276,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,917 | $273,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 9,200 | $272,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,635 | $269,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,999 | $266,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,636 | $265,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,434 | $265,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,719 | $263,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 33,451 | $261,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,631 | $259,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,647 | $259,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 18,100 | $258,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,988 | $257,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,617 | $256,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,483 | $256,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,108 | $252,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,440 | $252,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,178 | $251,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 6,392 | $250,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 13,207 | $249,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,387 | $248,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,181 | $247,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,923 | $247,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,343 | $243,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,175 | $242,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,203 | $241,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,929 | $240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,771 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,440 | $237,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,320 | $236,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,908 | $236,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,385 | $235,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,354 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,802 | $235,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,856 | $235,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,086 | $235,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 16,550 | $234,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,955 | $231,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 435 | $231,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,587 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,435 | $229,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,013 | $228,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,379 | $227,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 4,960 | $225,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,356 | $224,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,857 | $223,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,931 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 3,957 | $222,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,926 | $219,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,332 | $219,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,325 | $217,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,083 | $216,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,024 | $215,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,799 | $215,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,182 | $215,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,897 | $214,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,776 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 909 | $212,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,115 | $211,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 276 | $211,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,540 | $211,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 26,750 | $211,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,647 | $210,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,040 | $209,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,644 | $209,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,821 | $206,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,998 | $205,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,579 | $205,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,760 | $205,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,935 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,716 | $205,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,997 | $203,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,495 | $202,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 7,746 | $202,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,232 | $201,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,243 | $201,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,365 | $201,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,528 | $201,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 3,998 | $201,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 11,104 | $198,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,964 | $175,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 32,209 | $173,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,146 | $171,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,202 | $160,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,040 | $151,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,395 | $150,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,525 | $144,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 34,926 | $132,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,557 | $129,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 30,730 | $117,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,300 | $85,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,829 | $80,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 13,974 | $64,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,308 | $43,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,280 | $23,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 200 | $6,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14,891 | $6,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,000 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-18-000003 | this filing | 2018-01-24 | acceptance time not in the bulk data set |