13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-18, with 255 holding rows worth $454,755,000.
- Accession
- 0001221073-16-000171
- Filer
- CIK 1511857
- Filed
- 2016-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 255 entries on the cover page, a total value of $454,755,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $454,755,000 with VALUE read as thousands by filing date, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 304,420 | $55,639,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,160,690 | $17,039,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 230,364 | $15,879,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,053,100 | $12,700,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 114,018 | $12,427,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 80,033 | $11,264,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 222,138 | $10,236,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 176,476 | $9,787,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 78,819 | $8,755,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 351,762 | $8,724,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,072,387 | $8,665,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 330,474 | $8,658,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 679,420 | $8,275,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 96,133 | $8,036,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,543 | $7,716,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 181,644 | $7,079,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 47,196 | $6,696,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 155,807 | $5,676,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50,048 | $5,630,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 49,425 | $5,538,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 173,497 | $5,453,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 86,067 | $5,420,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 49,026 | $5,305,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 95,053 | $5,119,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 110,441 | $4,981,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 588,154 | $4,970,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 125,621 | $4,596,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 85,740 | $4,537,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150,157 | $4,272,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 171,306 | $4,248,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 57,141 | $3,843,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 342,927 | $3,755,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 207,938 | $3,593,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 22,705 | $3,252,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 52,339 | $3,100,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 40,367 | $3,090,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 91,577 | $2,911,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 53,422 | $2,889,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 60,326 | $2,683,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 337,562 | $2,680,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 47,128 | $2,596,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 554,690 | $2,585,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 652,773 | $2,552,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 43,834 | $2,421,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 51,163 | $2,417,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,160 | $2,354,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 87,522 | $2,339,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 120,501 | $2,285,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 44,635 | $2,250,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,895 | $2,209,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 376,665 | $2,196,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 73,950 | $2,151,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 46,110 | $2,057,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 37,519 | $1,948,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 128,023 | $1,867,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 47,619 | $1,859,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 21,686 | $1,834,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 21,270 | $1,656,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 115,668 | $1,638,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,576 | $1,637,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 35,685 | $1,560,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 53,746 | $1,558,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 2,156,859 | $1,553,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 13,504 | $1,506,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 12,084 | $1,499,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 105,750 | $1,492,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 122,063 | $1,450,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 62,461 | $1,425,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,073 | $1,385,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,822 | $1,385,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12,122 | $1,338,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 47,345 | $1,322,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 17,225 | $1,317,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 9,936 | $1,290,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,371 | $1,268,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,117 | $1,235,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 41,529 | $1,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 28,022 | $1,225,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 33,932 | $1,198,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 18,456 | $1,195,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 16,827 | $1,156,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,291 | $1,156,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 45,740 | $1,155,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,511 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,294 | $1,083,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,812 | $1,075,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 34,525 | $1,054,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,862 | $1,036,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9,225 | $1,010,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,901 | $1,003,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 17,975 | $961,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,975 | $948,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 29,368 | $934,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 184,040 | $924,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,898 | $923,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,021 | $911,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 63,205 | $898,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 79,389 | $840,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 32,355 | $819,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 28,265 | $810,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 148,555 | $799,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,881 | $729,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,515 | $700,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,576 | $700,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,280 | $686,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,115 | $682,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,064 | $672,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,491 | $668,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,004 | $667,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,050 | $657,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 7,713 | $655,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 51,547 | $645,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 60,575 | $634,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 10,500 | $628,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 159,098 | $625,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,771 | $608,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,866 | $608,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 94,749 | $604,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11,030 | $597,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 33,755 | $586,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,788 | $563,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,111 | $562,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,181 | $562,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,030 | $548,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 7,150 | $532,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 111,700 | $529,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 31,782 | $524,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,145 | $508,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,505 | $501,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 15,950 | $500,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 8,745 | $498,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,250 | $488,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 34,837 | $486,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 10,300 | $481,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,521 | $480,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 105,561 | $476,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,034 | $470,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,634 | $469,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,615 | $468,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 31,760 | $467,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,286 | $462,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8,785 | $457,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 16,590 | $442,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,380 | $436,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,100 | $434,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,133 | $424,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,598 | $423,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,162 | $417,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,765 | $415,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 28,110 | $408,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,960 | $395,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 21,220 | $395,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 648,250 | $395,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,986 | $378,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 14,565 | $375,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 29,175 | $375,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,108 | $374,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,681 | $372,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 25,103 | $370,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,453 | $368,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,367 | $367,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,868 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,879 | $363,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,106 | $354,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,590 | $352,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,005 | $350,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,387 | $348,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 40,193 | $340,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 16,000 | $339,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 31,250 | $333,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 162,097 | $331,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,420 | $320,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,815 | $316,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,216 | $314,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,000 | $313,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,519 | $308,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,222 | $306,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,949 | $302,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 33,648 | $288,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 34,975 | $286,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,760 | $282,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 27,500 | $282,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 11,820 | $281,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,139 | $278,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,519 | $278,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,564 | $275,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,061 | $265,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 39,362 | $261,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,412 | $257,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,536 | $256,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,610 | $253,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,080 | $252,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 5,550 | $251,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 18,962 | $251,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 12,465 | $249,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 56,800 | $248,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,955 | $247,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,957 | $240,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 39,182 | $233,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,330 | $232,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 9,000 | $231,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,000 | $230,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,280 | $226,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,800 | $225,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 15,675 | $224,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,900 | $222,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,510 | $222,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,085 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,526 | $206,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,996 | $202,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,244 | $201,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,050 | $195,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 12,675 | $193,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,366 | $190,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 11,100 | $190,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 13,537 | $188,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 74,500 | $184,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 22,650 | $184,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,524 | $183,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,000 | $178,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,405 | $176,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 17,800 | $171,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 15,700 | $159,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,600 | $156,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,329 | $146,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,480 | $142,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,250 | $135,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,890 | $128,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,200 | $116,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,758 | $115,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,750 | $101,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,900 | $94,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,900 | $94,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 98,400 | $92,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,042 | $64,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 26,000 | $52,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 650 | $45,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 22,200 | $45,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 15,000 | $44,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 13,000 | $35,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 38,470 | $35,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 353,759 | $32,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 75,450 | $28,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 12,450 | $25,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 10,000 | $20,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 33,300 | $18,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 51,423 | $17,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 25,705 | $9,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,000 | $6,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 24,500 | $4,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 33,635 | $4,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $3,000 | thousands by filing date | call |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 50,000 | $2,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-16-000171 | this filing | 2016-05-18 | acceptance time not in the bulk data set |