13F-HR filed by ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 67 holding rows worth $86,384,000.
- Accession
- 0001221073-16-000144
- Filer
- CIK 1549408
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 67 entries on the cover page, a total value of $86,384,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,384,000 with VALUE read as thousands by filing date, 13F file number 028-16431. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL ONE FINL CORP | 14040H105 | COM | 160,790 | $11,606,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 44,025 | $3,046,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 57,620 | $2,588,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 33,239 | $2,535,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 42,583 | $2,523,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,040 | $2,478,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 57,775 | $2,436,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 56,377 | $2,369,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 47,878 | $2,358,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,847 | $2,317,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,137,061 | $2,201,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 34,138 | $2,173,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 218,798 | $2,094,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30,432 | $2,050,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 48,954 | $1,998,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 72,382 | $1,997,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 18,807 | $1,954,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 61,018 | $1,940,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 78,495 | $1,939,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 18,126 | $1,914,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 35,309 | $1,768,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 170,094 | $1,590,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 54,760 | $1,535,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 42,987 | $1,504,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 19,123 | $1,255,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 16,105 | $1,229,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 35,502 | $1,145,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 82,263 | $999,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 45,702 | $991,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 38,703 | $980,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,028 | $949,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,451 | $932,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 70,527 | $900,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,700 | $859,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,656 | $853,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,000 | $841,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21,100 | $823,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 17,697 | $817,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,500 | $777,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,100 | $777,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,200 | $732,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,442 | $702,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,174 | $664,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,700 | $624,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 120,860 | $567,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,600 | $508,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,297 | $494,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,500 | $446,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,500 | $442,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 31,897 | $442,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,655 | $414,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,878 | $411,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 27,500 | $401,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,338 | $388,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,000 | $386,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 7,500 | $296,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 23,117 | $286,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 11,371 | $275,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,026 | $266,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,000 | $264,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,500 | $253,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,067 | $216,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,000 | $208,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,702 | $187,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,700 | $177,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 246,300 | $160,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 32,073 | $135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-16-000144 | this filing | 2016-02-16 | acceptance time not in the bulk data set |