13F-HR filed by Patten Group, Inc.
Patten Group, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 260 holding rows worth $205,918,000.
- Accession
- 0001221073-15-000034
- Filer
- CIK 1633207
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 260 entries on the cover page, a total value of $205,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $205,918,000 with VALUE read as thousands by filing date, 13F file number 028-16802. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Coca-Cola Company | 191216100 | COM | 269,018 | $11,357,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 84,296 | $9,739,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,390 | $5,871,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 102,168 | $5,723,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 46,592 | $5,142,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,544 | $4,673,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 38,915 | $4,475,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 121,648 | $4,366,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 46,007 | $3,505,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,109 | $3,312,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 34,916 | $3,249,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,745 | $3,080,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 83,230 | $3,021,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,091 | $3,002,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 36,316 | $2,996,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 35,030 | $2,761,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 90,186 | $2,745,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,781 | $2,696,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 21,971 | $2,468,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,873 | $2,447,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 26,139 | $2,422,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 34,850 | $2,401,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 44,550 | $2,322,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 90,638 | $2,290,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,570 | $2,288,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,090 | $2,266,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,333 | $2,169,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 60,703 | $2,039,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,906 | $2,014,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 27,016 | $2,007,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 17,870 | $1,828,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 25,162 | $1,741,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 41,296 | $1,731,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 13,147 | $1,703,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,215 | $1,681,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 20,574 | $1,633,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 18,891 | $1,522,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 31,934 | $1,497,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 17,135 | $1,497,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 16,143 | $1,476,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,324 | $1,438,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 23,315 | $1,418,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 54,247 | $1,416,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 30,569 | $1,357,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 45,465 | $1,312,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,344 | $1,311,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 16,599 | $1,295,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 46,373 | $1,290,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 12,133 | $1,255,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 32,718 | $1,189,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 17,000 | $1,184,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 17,250 | $1,134,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,335 | $1,132,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 12,440 | $1,125,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 24,420 | $1,113,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 22,967 | $1,077,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,130 | $1,014,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 15,548 | $975,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 14,238 | $967,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,315 | $943,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 8,790 | $940,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 20,301 | $924,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 7,150 | $874,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,294 | $868,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,007 | $866,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 12,183 | $866,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 19,703 | $865,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,627 | $862,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,725 | $822,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,235 | $806,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,744 | $796,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 14,600 | $783,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,787 | $772,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,413 | $766,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,116 | $756,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,143 | $750,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,255 | $747,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 41,134 | $720,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,913 | $714,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 66,173 | $699,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,403 | $697,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 29,530 | $696,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 29,149 | $685,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,785 | $665,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 28,322 | $649,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,095 | $646,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,010 | $637,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 23,503 | $635,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,653 | $623,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 8,110 | $610,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,877 | $609,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,159 | $603,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 5,035 | $602,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,121 | $596,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,877 | $595,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,988 | $586,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,750 | $584,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,844 | $572,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 36,652 | $559,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,240 | $551,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,060 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,366 | $505,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,300 | $489,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,420 | $485,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,587 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,415 | $483,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,400 | $463,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,869 | $460,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 867 | $456,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,484 | $444,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,215 | $443,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,063 | $435,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,240 | $432,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,725 | $430,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 6,825 | $428,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,452 | $426,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,090 | $426,000 | thousands by filing date | |
| 38259p508 | COM | 762 | $405,000 | thousands by filing date | ||
| CUMMINS INC COM | 231021106 | Stock | 2,770 | $400,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 27,708 | $389,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,998 | $383,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,975 | $383,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,420 | $381,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 14,870 | $381,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 8,920 | $373,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,400 | $367,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,310 | $363,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,765 | $363,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,569 | $358,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,975 | $357,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,740 | $354,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,745 | $353,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,927 | $341,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,269 | $333,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 9,140 | $332,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,870 | $328,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,970 | $327,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,877 | $322,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 3,100 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,049 | $318,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,312 | $311,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,485 | $310,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,500 | $307,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,425 | $305,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,200 | $301,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,147 | $288,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,363 | $285,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,900 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,544 | $280,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,725 | $279,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,075 | $273,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,182 | $259,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,940 | $259,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,115 | $252,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 738 | $250,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,614 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,770 | $245,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,413 | $239,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,500 | $236,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,555 | $235,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,325 | $234,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,800 | $231,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,845 | $225,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,767 | $224,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,500 | $220,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,106 | $220,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,290 | $216,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,300 | $213,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,250 | $207,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 13,509 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,035 | $198,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,745 | $192,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,640 | $184,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,207 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 5,160 | $174,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,650 | $172,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,765 | $167,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,625 | $167,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 73,273 | $166,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,920 | $162,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,560 | $149,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,348 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 8,465 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 875 | $144,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,385 | $131,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 917 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,460 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 585 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,150 | $87,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,085 | $85,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,715 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 670 | $74,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 650 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 550 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,525 | $68,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,195 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,850 | $59,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 615 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,600 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 500 | $51,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,065 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,135 | $50,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 450 | $48,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 670 | $48,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 375 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 700 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 300 | $37,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,105 | $35,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,400 | $35,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 650 | $32,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,300 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,425 | $31,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 250 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 226 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 460 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 200 | $22,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 357 | $22,000 | thousands by filing date | |
| VTI | 922908769 | COM | 196 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 320 | $17,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 550 | $17,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 200 | $15,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 165 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 233 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 185 | $14,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 105 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 225 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 275 | $12,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 75 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 125 | $11,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200 | $10,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 370 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 275 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 200 | $9,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 135 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 125 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250 | $8,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 75 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 125 | $7,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 70 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 60 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $6,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 200 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 125 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 100 | $4,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 35 | $3,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,900 | $3,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 25 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 15 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 50 | $2,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 40 | $1,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 900 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-15-000034 | this filing | 2015-02-18 | acceptance time not in the bulk data set |