13F-HR filed by HALBERT HARGROVE GLOBAL ADVISORS, LLC
HALBERT HARGROVE GLOBAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 144 holding rows worth $362,369,000.
- Accession
- 0001221073-14-000087
- Filer
- CIK 1484205
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 144 entries on the cover page, a total value of $362,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,369,000 with VALUE read as thousands by filing date, 13F file number 028-13854. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCARRET ASSET MANAGEMENT, LLC028-01317
- included managerMILLER TABAK + CO., LLC
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerWHV Investment Management, Inc.028-01204
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 941,021 | $103,390,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 2,431 | $103,390,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Analog Devices,Inc. | 032654105 | COM | 4,806 | $31,057,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 671,939 | $31,057,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 81,226 | $5,208,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 138 | $5,208,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 92,937 | $4,507,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,266 | $4,507,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 30,324 | $2,179,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 168 | $2,179,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,664 | $1,720,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 459 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 14,300 | $1,670,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 179 | $1,670,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14,481 | $1,602,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 111 | $1,602,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 35,070 | $1,481,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 4 | $1,481,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,178 | $1,441,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 40 | $1,441,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VWO | 922042858 | SHS | 34,386 | $1,434,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 27 | $1,434,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 20,871 | $1,229,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,298 | $1,163,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,484 | $1,062,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,809 | $1,006,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 55,497 | $946,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,855 | $927,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 17,142 | $896,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5 | $896,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,912 | $869,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 69 | $869,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Apple Inc | 037833100 | COM | 8,476 | $854,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,587 | $766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 16,030 | $766,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,150 | $749,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,241 | $749,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,712 | $693,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,233 | $664,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,900 | $646,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,560 | $633,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,235 | $605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,731 | $605,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,908 | $586,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,498 | $567,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,060 | $562,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,353 | $549,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,561 | $546,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,863 | $534,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,355 | $518,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,796 | $516,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,580 | $515,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,286 | $513,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,474 | $504,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,307 | $503,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 855 | $494,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,063 | $489,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 15,870 | $477,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 24 | $477,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 7,556 | $474,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,935 | $448,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,650 | $447,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,716 | $442,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,315 | $428,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,580 | $427,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,200 | $423,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,445 | $417,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,428 | $417,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,730 | $413,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,821 | $409,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 7,596 | $406,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,159 | $403,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 13,685 | $400,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,215 | $395,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,249 | $393,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,689 | $390,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,579 | $388,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 6,231 | $386,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 8,453 | $377,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,465 | $364,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,444 | $351,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,540 | $343,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,011 | $339,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,646 | $336,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,912 | $335,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,785 | $331,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,391 | $331,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,613 | $329,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,431 | $328,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,479 | $324,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,129 | $318,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,753 | $313,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,229 | $311,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,294 | $307,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,174 | $305,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,531 | $303,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,811 | $295,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,602 | $293,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 884 | $290,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,299 | $289,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,216 | $282,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,476 | $280,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,337 | $277,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,215 | $277,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 838 | $277,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,982 | $275,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 235 | $272,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,654 | $270,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 3,032 | $262,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,486 | $261,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,115 | $261,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,563 | $259,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,423 | $255,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,799 | $255,000 | thousands by filing date | |
| 38259p508 | COM | 431 | $254,000 | thousands by filing date | ||
| NETAPP INC COM | 64110D104 | Stock | 5,898 | $253,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,495 | $251,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,537 | $248,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,915 | $246,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 955 | $245,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,286 | $237,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,377 | $235,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 368 | $234,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,042 | $234,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,262 | $233,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,884 | $232,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 6,204 | $231,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,496 | $229,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,099 | $227,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,795 | $227,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,283 | $224,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 618 | $223,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,985 | $222,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,378 | $218,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,373 | $218,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,334 | $213,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,411 | $212,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,910 | $209,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 633 | $204,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,825 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,805 | $107,000 | thousands by filing date | |
| IJH | 464287507 | COM | 487 | $67,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 647 | $67,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 585 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-14-000087 | this filing | 2014-11-12 | acceptance time not in the bulk data set |