13F-HR filed by Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-22, with 215 holding rows worth $450,424,000.
- Accession
- 0001221073-14-000075
- Filer
- CIK 1511857
- Filed
- 2014-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 215 entries on the cover page, a total value of $450,424,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $450,424,000 with VALUE read as thousands by filing date, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 369,877 | $54,109,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 104,616 | $20,606,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 262,991 | $12,684,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,144,938 | $11,816,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 357,352 | $10,899,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 146,627 | $10,592,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 105,929 | $9,963,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 65,915 | $9,649,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 82,558 | $9,424,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 206,669 | $9,093,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 238,186 | $8,872,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 615,480 | $8,752,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 84,782 | $8,542,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 151,377 | $7,165,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 51,456 | $7,108,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 74,153 | $6,961,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 70,583 | $6,461,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 512,575 | $5,992,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 250,850 | $5,980,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 124,741 | $5,270,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 230,122 | $5,129,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 99,334 | $5,017,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 46,931 | $5,002,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 48,982 | $4,851,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,526 | $4,846,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 141,709 | $4,362,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 131,269 | $4,266,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 588,853 | $4,263,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 251,126 | $4,259,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 130,380 | $4,164,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 212,725 | $4,003,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 95,469 | $3,977,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 93,603 | $3,716,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 68,193 | $3,639,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 37,441 | $3,600,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 157,030 | $3,489,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 76,644 | $3,477,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 133,765 | $3,427,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 121,811 | $3,149,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 65,862 | $3,053,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 37,393 | $3,029,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 141,155 | $3,000,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 436,040 | $2,943,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 1,905,310 | $2,934,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 943,188 | $2,867,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 496,576 | $2,781,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 395,300 | $2,720,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 61,211 | $2,674,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 50,512 | $2,525,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 41,193 | $2,442,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 102,381 | $2,297,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 171,135 | $2,264,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 50,680 | $2,246,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 124,594 | $2,118,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 19,478 | $2,112,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 865,086 | $2,076,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 209,929 | $2,030,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 89,500 | $1,983,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 34,455 | $1,952,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 126,511 | $1,947,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 63,622 | $1,881,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 45,165 | $1,840,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 88,787 | $1,791,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 260,899 | $1,758,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 86,555 | $1,747,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 196,798 | $1,635,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,867 | $1,596,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 39,695 | $1,584,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 233,165 | $1,478,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,177 | $1,355,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25,595 | $1,326,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 44,250 | $1,298,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 180,908 | $1,292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 24,522 | $1,283,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 20,000 | $1,268,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,186 | $1,263,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 81,383 | $1,248,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,377 | $1,238,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 80,000 | $1,234,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,111 | $1,232,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,679 | $1,226,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 111,000 | $1,221,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 101,810 | $1,203,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 47,700 | $1,147,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 43,650 | $1,143,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 27,223 | $1,135,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 32,470 | $1,112,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 57,465 | $1,073,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,220 | $1,016,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 17,571 | $1,015,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,388 | $975,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,144 | $973,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 17,500 | $920,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,385 | $913,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,320 | $902,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 37,200 | $875,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 8,745 | $866,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 45,670 | $854,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,925 | $779,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 29,110 | $773,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 119,261 | $772,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,769 | $750,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 30,000 | $720,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,710 | $707,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,696 | $705,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,110 | $699,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 11,677 | $692,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,287 | $648,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,000 | $644,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,384 | $612,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,100 | $595,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 6,450 | $578,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 36,100 | $562,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,342 | $549,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,444 | $548,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,272 | $546,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,641 | $543,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 23,760 | $532,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,265 | $530,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 15,000 | $527,000 | thousands by filing date | |
| 38259p508 | COM | 895 | $527,000 | thousands by filing date | ||
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,500 | $516,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,733 | $513,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,155 | $510,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,960 | $506,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,969 | $505,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,085 | $503,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 27,835 | $500,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,581 | $493,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 52,674 | $484,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 31,250 | $470,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,550 | $467,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,998 | $465,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,360 | $459,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,973 | $448,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,285 | $447,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,691 | $437,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,570 | $430,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 78,427 | $430,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 36,448 | $426,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,013 | $424,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,030 | $422,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 22,550 | $416,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 12,400 | $416,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,073 | $413,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,708 | $410,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,000 | $400,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,306 | $397,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,182 | $397,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 430,650 | $392,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 374,559 | $375,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 69,700 | $362,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 8,000 | $350,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 11,868 | $350,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,483 | $334,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,005 | $331,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 6,860 | $329,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 17,078 | $326,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 14,070 | $324,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 28,305 | $321,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 10,490 | $321,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,527 | $320,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,690 | $318,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,300 | $312,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 6,840 | $304,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,710 | $302,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,590 | $299,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 42,810 | $296,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,197 | $293,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,700 | $288,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 6,007 | $286,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 36,224 | $283,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,992 | $280,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 15,000 | $279,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,903 | $270,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,156 | $268,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 196,425 | $263,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,570 | $261,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,924 | $250,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,045 | $245,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,670 | $244,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,000 | $239,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,000 | $233,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,000 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,745 | $230,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,714 | $219,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,870 | $218,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,584 | $217,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 5,000 | $210,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,536 | $209,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 742 | $207,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,200 | $207,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,200 | $203,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 25,000 | $201,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 31,525 | $200,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 103,300 | $192,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 20,700 | $182,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 35,095 | $177,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 13,600 | $167,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,100 | $166,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,439 | $153,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,450 | $144,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 24,100 | $129,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,900 | $114,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 36,627 | $104,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,066 | $82,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 10,000 | $75,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 60,000 | $63,000 | thousands by filing date | call |
| AMERICAN DG ENERGY INC | 025398108 | COM | 33,323 | $38,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 13,000 | $33,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 25,000 | $30,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 36,100 | $22,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 33,635 | $16,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 12,000 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001221073-14-000075 | this filing | 2014-10-22 | acceptance time not in the bulk data set |