13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 4,856 holding rows worth $742,820,894,000.
- Accession
- 0001214717-21-000023
- Filer
- CIK 1214717
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,859 entries on the cover page, a total value of $742,820,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,820,894,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOCUS UNVL INC | 34417J104 | COM | 20,486 | $177,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 163,800 | $175,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 24,134 | $175,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 67,211 | $174,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 39,238 | $174,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 32,372 | $174,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 17,899 | $174,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 311,982 | $173,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 97,273 | $173,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 17,651 | $171,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 17,617 | $171,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 97,206 | $170,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 17,610 | $170,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 12,262 | $169,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 54,930 | $166,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 17,087 | $166,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 74,399 | $166,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 15,960 | $165,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 11,083 | $164,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 16,837 | $163,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 74,495 | $163,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 64,024 | $163,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 122,754 | $160,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 49,579 | $160,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 150,508 | $159,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 10,870 | $159,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 41,930 | $159,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,535 | $159,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 107,262 | $159,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 40,260 | $159,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,654 | $158,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 26,602 | $158,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 51,728 | $158,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 16,195 | $158,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 16,274 | $158,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 17,751 | $157,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 57,836 | $157,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 207,892 | $157,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 16,089 | $156,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $155,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 59,007 | $155,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 29,708 | $155,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 15,955 | $155,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 15,418 | $154,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 78,294 | $153,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 103,900 | $153,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 23,688 | $152,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 12,672 | $152,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 13,738 | $152,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $152,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 26,684 | $150,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 15,324 | $149,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 21,703 | $149,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 15,350 | $149,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 20,088 | $148,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 21,334 | $148,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 19,066 | $147,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 46,610 | $147,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 15,055 | $147,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 11,022 | $146,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 14,984 | $146,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 22,764 | $145,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 67,842 | $145,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 14,950 | $145,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 14,587 | $144,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 39,652 | $143,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 120,361 | $143,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 76,071 | $143,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 14,243 | $143,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 40,973 | $142,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 12,219 | $141,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 12,623 | $141,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 51,493 | $139,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 14,275 | $139,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 14,245 | $139,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 25,878 | $137,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 17,591 | $137,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 17,780 | $137,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 44,471 | $137,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 13,626 | $136,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 22,067 | $136,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 13,427 | $136,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 10,776 | $135,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 15,177 | $135,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 13,580 | $135,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 13,618 | $135,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 16,460 | $134,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 47,744 | $134,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 13,406 | $133,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 33,806 | $133,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 13,599 | $133,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 21,630 | $132,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 28,433 | $132,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 35,899 | $132,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 14,230 | $132,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 11,226 | $132,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 50,861 | $132,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 41,797 | $131,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 39,472 | $129,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 21,906 | $128,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 162,750 | $128,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 13,003 | $128,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 145,086 | $128,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,803 | $128,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 38,591 | $127,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 15,886 | $127,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 90,195 | $127,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 18,953 | $127,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 12,972 | $126,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 13,722 | $125,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 84,346 | $125,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 12,334 | $125,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 27,091 | $124,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 29,833 | $123,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 56,933 | $122,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 11,167 | $122,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 25,020 | $121,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 14,690 | $121,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 49,703 | $121,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 22,463 | $120,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 12,250 | $120,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 12,198 | $120,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 39,862 | $119,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 18,005 | $119,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 28,988 | $119,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 12,550 | $118,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 85,088 | $118,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 25,828 | $118,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 28,135 | $117,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,566 | $117,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 51,387 | $117,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $116,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 13,156 | $116,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 11,702 | $116,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 11,918 | $116,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 19,242 | $116,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 17,010 | $115,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 23,666 | $115,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 20,412 | $115,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 49,915 | $115,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 11,540 | $115,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 10,475 | $114,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 12,918 | $114,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 11,671 | $113,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,487 | $112,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 36,546 | $111,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 11,300 | $111,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 12,844 | $110,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 32,221 | $109,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 13,821 | $109,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 20,429 | $108,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 10,744 | $108,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 40,068 | $108,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 43,707 | $107,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 12,786 | $106,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 25,091 | $106,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 10,409 | $106,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 33,068 | $105,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 25,640 | $105,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 39,172 | $104,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 50,731 | $104,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 72,085 | $104,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 93,179 | $104,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 31,065 | $103,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 69,942 | $103,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 10,324 | $103,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 10,420 | $102,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 10,388 | $102,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 48,266 | $102,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 99,336 | $102,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 10,372 | $101,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 47,732 | $101,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 41,914 | $101,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 30,623 | $101,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 14,671 | $100,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 17,576 | $100,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,538 | $100,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 10,316 | $100,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 53,097 | $99,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 10,141 | $99,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,041 | $98,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 21,467 | $97,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,202 | $97,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 12,545 | $97,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 43,819 | $96,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 36,580 | $95,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 18,397 | $95,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 34,323 | $95,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 12,145 | $95,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 23,641 | $95,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 11,387 | $94,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 12,156 | $94,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 147,318 | $94,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 10,813 | $93,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 31,571 | $93,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 16,938 | $92,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,365 | $92,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 98,398 | $92,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 14,496 | $90,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 51,212 | $90,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 61,159 | $89,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 36,627 | $89,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 13,889 | $87,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 32,026 | $87,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 32,987 | $85,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 43,431 | $85,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 35,345 | $82,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 17,597 | $82,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 54,356 | $82,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 40,323 | $82,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 23,979 | $82,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 39,457 | $82,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 16,328 | $82,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 45,696 | $82,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 27,795 | $80,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 19,788 | $79,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 18,365 | $78,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 37,516 | $78,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 43,016 | $77,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 21,530 | $76,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 27,633 | $76,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 13,652 | $75,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 50,354 | $75,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 27,177 | $75,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 17,146 | $74,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 40,596 | $74,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 125,741 | $74,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 25,490 | $73,000 | thousands by filing date | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 26,109 | $73,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 12,308 | $73,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 18,722 | $72,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 34,659 | $72,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 129,271 | $72,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 42,546 | $72,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,825 | $71,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 31,414 | $71,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 15,860 | $71,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 57,034 | $71,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 10,203 | $71,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 32,455 | $70,000 | thousands by filing date | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 50,531 | $69,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 20,312 | $69,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 50,049 | $68,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 91,492 | $68,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 19,097 | $68,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 21,362 | $68,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 11,744 | $68,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 49,077 | $67,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 28,142 | $67,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 34,367 | $67,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 11,347 | $66,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 25,169 | $66,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 14,618 | $63,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 12,636 | $63,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 19,314 | $63,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 48,462 | $63,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 38,325 | $63,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 13,157 | $62,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 18,827 | $62,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 22,564 | $62,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 10,086 | $59,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 40,167 | $59,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 10,707 | $58,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 37,560 | $58,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 11,554 | $58,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 14,051 | $57,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 12,666 | $57,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 63,709 | $57,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,486 | $56,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 48,947 | $56,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 37,876 | $54,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 27,512 | $54,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 14,263 | $53,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 47,668 | $53,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 24,278 | $53,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 22,737 | $52,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 58,636 | $51,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 17,023 | $50,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 47,893 | $50,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 31,038 | $50,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 42,738 | $50,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 18,991 | $49,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 12,700 | $49,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 25,833 | $49,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 30,264 | $49,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 19,953 | $49,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,708 | $48,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 12,619 | $48,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 12,188 | $48,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 10,045 | $48,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 104,235 | $48,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 23,725 | $47,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 13,702 | $46,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 24,667 | $46,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 30,851 | $45,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 82,828 | $45,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 17,120 | $45,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 29,639 | $44,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 15,135 | $44,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 15,122 | $42,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 14,948 | $41,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,366 | $40,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 47,079 | $40,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 12,605 | $39,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 12,863 | $39,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 17,646 | $38,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 18,871 | $37,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 12,614 | $36,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10,188 | $36,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 13,112 | $36,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 18,348 | $36,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 14,362 | $35,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 27,024 | $34,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 24,049 | $33,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 24,502 | $33,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 42,562 | $32,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 30,160 | $32,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 12,822 | $31,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 24,631 | $31,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 12,805 | $30,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 41,107 | $30,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 14,622 | $30,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 13,768 | $30,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 14,712 | $29,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 18,693 | $29,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 47,150 | $29,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,405 | $28,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $28,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 24,878 | $27,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 11,582 | $27,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 26,642 | $27,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 14,155 | $26,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $25,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 11,943 | $25,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 16,132 | $24,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 21,204 | $23,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 25,541 | $21,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 31,439 | $19,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 22,427 | $17,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 10,391 | $17,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,136 | $15,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 12,732 | $15,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $15,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 21,359 | $15,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 24,731 | $15,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 12,794 | $15,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 11,889 | $14,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 32,740 | $14,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 11,938 | $13,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,587 | $13,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 17,839 | $12,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 13,130 | $9,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 27,017 | $9,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 16,727 | $9,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 13,132 | $8,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 13,117 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-21-000023 | this filing | 2021-11-12 | acceptance time not in the bulk data set |