13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 4,716 holding rows worth $725,802,718,000.
- Accession
- 0001214717-21-000016
- Filer
- CIK 1214717
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,716 entries on the cover page, a total value of $725,802,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $725,802,718,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVEVE MED INC | 92852W501 | COM | 42,186 | $124,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 39,457 | $124,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 12,334 | $123,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 10,042 | $121,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,803 | $121,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 11,226 | $120,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 18,005 | $120,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 14,788 | $120,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 31,650 | $119,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 12,250 | $119,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 38,028 | $118,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 34,366 | $118,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 11,870 | $118,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 47,686 | $118,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 21,559 | $117,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 11,167 | $116,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,202 | $116,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 136,884 | $116,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 18,499 | $116,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 23,277 | $116,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 11,918 | $115,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 37,290 | $115,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 36,627 | $115,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 20,859 | $114,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 11,540 | $114,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 79,437 | $113,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 30,623 | $113,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 83,171 | $113,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,694 | $112,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 11,671 | $112,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 18,397 | $111,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 42,546 | $111,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 51,212 | $111,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 11,300 | $111,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 49,077 | $110,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,365 | $110,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,566 | $110,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 165,736 | $109,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 17,766 | $108,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 10,653 | $108,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $108,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 24,049 | $107,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 28,254 | $107,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,655 | $106,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 17,597 | $105,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 10,388 | $105,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 10,409 | $105,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 24,514 | $104,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 47,079 | $104,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 13,299 | $103,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 24,084 | $103,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 10,372 | $103,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 50,510 | $103,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 36,580 | $102,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 10,369 | $102,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 10,324 | $102,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 33,860 | $101,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 12,034 | $101,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 10,417 | $101,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 16,920 | $101,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 11,181 | $101,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 24,675 | $100,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 29,199 | $99,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 10,316 | $99,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 23,641 | $99,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 24,965 | $99,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 34,922 | $98,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 147,318 | $98,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 10,165 | $97,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 82,709 | $96,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 19,314 | $95,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 12,667 | $94,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 16,938 | $93,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,041 | $92,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 54,356 | $92,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 12,605 | $92,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 34,861 | $92,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 15,220 | $92,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 13,855 | $91,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 16,036 | $91,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 26,731 | $91,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,801 | $91,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 11,628 | $91,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 14,618 | $90,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 20,510 | $90,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 51,712 | $89,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 21,703 | $89,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 10,297 | $87,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 13,889 | $86,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,709 | $86,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 47,893 | $86,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 16,621 | $84,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 19,290 | $83,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 41,044 | $83,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 26,167 | $82,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 146,784 | $82,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 13,715 | $81,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 25,853 | $81,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 72,085 | $80,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $80,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 31,038 | $78,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 25,490 | $77,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 48,947 | $77,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 11,554 | $77,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 11,744 | $76,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 24,966 | $75,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 58,636 | $75,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 29,854 | $74,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 31,869 | $74,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 23,725 | $74,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 51,347 | $74,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 11,412 | $74,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 61,159 | $73,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 24,325 | $72,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,258 | $72,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,825 | $71,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 27,024 | $71,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 13,116 | $71,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 46,854 | $70,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 21,727 | $70,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,820 | $69,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 24,545 | $67,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 22,436 | $67,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 18,871 | $67,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 12,308 | $66,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 41,645 | $65,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 10,650 | $64,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 14,830 | $64,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 30,851 | $62,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 12,619 | $62,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 37,876 | $62,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 40,596 | $62,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 16,721 | $62,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 12,636 | $61,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,960 | $60,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 16,375 | $60,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 16,514 | $60,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 24,873 | $59,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 21,473 | $59,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 27,512 | $59,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $57,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,188 | $57,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 26,492 | $57,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 47,668 | $56,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 55,164 | $56,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 35,028 | $56,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 14,301 | $55,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 11,582 | $54,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 20,406 | $53,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 14,823 | $53,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 18,667 | $52,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 30,264 | $52,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 12,004 | $51,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 32,230 | $51,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 29,639 | $50,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,690 | $50,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 13,702 | $49,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 19,858 | $49,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 37,552 | $49,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,366 | $48,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 27,988 | $48,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,708 | $47,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 30,160 | $47,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $46,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 12,131 | $46,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 11,486 | $46,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 53,097 | $46,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 104,235 | $46,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 11,943 | $46,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $45,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 47,075 | $45,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 47,150 | $44,000 | thousands by filing date | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 13,084 | $44,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 12,132 | $43,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 10,938 | $43,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 10,188 | $40,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $40,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 14,498 | $40,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 18,068 | $39,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 13,768 | $39,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 10,200 | $38,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 16,132 | $38,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 13,112 | $38,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 38,567 | $38,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 26,642 | $38,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 41,107 | $37,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 24,878 | $37,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 17,695 | $37,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 42,562 | $36,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 11,938 | $36,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 21,204 | $34,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 14,712 | $33,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 15,078 | $33,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,587 | $32,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $31,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 10,431 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $29,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 10,263 | $28,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 21,066 | $28,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,646 | $27,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 10,484 | $26,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 12,794 | $26,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 12,732 | $25,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 27,017 | $25,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 11,889 | $24,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 15,697 | $24,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 26,801 | $24,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 17,839 | $23,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 32,740 | $19,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 21,359 | $19,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,136 | $18,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 16,727 | $17,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $15,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 13,117 | $11,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 13,132 | $10,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 1,676,473 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-21-000016 | this filing | 2021-08-13 | acceptance time not in the bulk data set |