13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 4,196 holding rows worth $478,314,280,000.
- Accession
- 0001214717-20-000003
- Filer
- CIK 1214717
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 5,213 entries on the cover page, a total value of $478,314,280,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $478,314,280,000 with VALUE read as thousands by filing date, 13F file number 028-10386. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 6,000,000 | $4,657,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 728,944 | $4,653,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 408,698 | $4,638,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 264,487 | $4,628,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 163,531 | $4,619,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 215,765 | $4,608,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 121,126 | $4,607,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 347,654 | $4,606,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 522,745 | $4,597,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,098,470 | $4,590,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 139,111 | $4,579,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 112,384 | $4,567,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,572,163 | $4,558,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 32,647 | $4,541,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,301,182 | $4,540,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 512,228 | $4,512,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 302,671 | $4,509,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 573,309 | $4,497,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 139,275 | $4,488,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 120,593 | $4,487,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 365,877 | $4,474,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 918,533 | $4,472,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 495,713 | $4,471,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 189,069 | $4,467,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,351,081 | $4,456,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 546,581 | $4,449,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 463,113 | $4,436,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 857,650 | $4,434,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 184,918 | $4,432,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 132,978 | $4,429,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 21,058 | $4,426,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 103,786 | $4,409,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 142,504 | $4,380,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,568,730 | $4,376,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 189,754 | $4,373,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 72,498 | $4,372,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,038,162 | $4,370,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 287,807 | $4,357,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,000,000 | $4,346,000 | thousands by filing date | principal |
| BBX CAP CORP NEW | 05491N104 | CL A | 909,555 | $4,338,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 5,000,000 | $4,337,000 | thousands by filing date | principal |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 178,374 | $4,334,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 72,245 | $4,332,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 188,316 | $4,331,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 200,592 | $4,312,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 157,092 | $4,299,000 | thousands by filing date | principal |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 88,947 | $4,289,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 134,900 | $4,287,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 316,124 | $4,286,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 182,814 | $4,276,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 338,583 | $4,269,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 248,363 | $4,261,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 779,955 | $4,258,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 251,391 | $4,258,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 351,030 | $4,257,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 110,933 | $4,254,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 14,600 | $4,240,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 117,740 | $4,235,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 487,240 | $4,234,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 178,949 | $4,232,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 373,369 | $4,222,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 625,258 | $4,220,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 551,182 | $4,216,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 81,415 | $4,214,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 83,690 | $4,213,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 105,480 | $4,207,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 46,590 | $4,191,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 261,553 | $4,179,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 263,206 | $4,178,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 310,628 | $4,162,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 573,291 | $4,162,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 904,241 | $4,159,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 987,785 | $4,158,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 90,911 | $4,150,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 253,797 | $4,149,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 348,635 | $4,113,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 194,319 | $4,113,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,059,615 | $4,111,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 122,544 | $4,089,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 259,317 | $4,084,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 250,922 | $4,082,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 171,756 | $4,068,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 234,744 | $4,068,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 290,649 | $4,064,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,329,886 | $4,062,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 157,665 | $4,050,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 462,552 | $4,042,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 161,527 | $4,026,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 101,118 | $4,011,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 87,342 | $4,008,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 472,047 | $4,002,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 394,994 | $3,989,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 417,567 | $3,979,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 758,250 | $3,973,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 132,223 | $3,970,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 204,646 | $3,935,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 387,638 | $3,934,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 283,255 | $3,934,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 388,777 | $3,930,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 157,806 | $3,926,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 258,640 | $3,920,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 119,171 | $3,918,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 283,398 | $3,905,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 129,356 | $3,900,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 95,136 | $3,880,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,530,424 | $3,871,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 336,830 | $3,866,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 112,919 | $3,857,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,000,000 | $3,812,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 667,358 | $3,810,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 426,166 | $3,805,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,000,000 | $3,792,000 | thousands by filing date | principal |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 97,108 | $3,787,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 254,185 | $3,787,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 811,066 | $3,779,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 127,572 | $3,778,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 111,044 | $3,761,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 254,162 | $3,756,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 317,569 | $3,756,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 193,125 | $3,756,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 95,830 | $3,755,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 759,066 | $3,748,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 311,118 | $3,748,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 97,641 | $3,745,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 179,572 | $3,744,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 561,835 | $3,741,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 60,542 | $3,740,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 529,894 | $3,735,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 83,027 | $3,730,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 353,166 | $3,725,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 470,079 | $3,715,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 303,081 | $3,712,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 160,264 | $3,704,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 210,461 | $3,697,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 279,061 | $3,672,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 57,495 | $3,667,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 228,395 | $3,665,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 761,242 | $3,661,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 3,500,000 | $3,660,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 871,460 | $3,659,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 374,384 | $3,657,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 540,616 | $3,643,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 216,599 | $3,638,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 877,762 | $3,633,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 919,068 | $3,630,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,867,875 | $3,629,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 263,036 | $3,627,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 142,213 | $3,615,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 315,991 | $3,580,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,418,266 | $3,559,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 292,163 | $3,555,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 208,121 | $3,554,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 385,416 | $3,553,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 238,886 | $3,547,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 82,911 | $3,543,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 215,436 | $3,535,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 293,746 | $3,535,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 101,889 | $3,535,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 498,175 | $3,534,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 317,279 | $3,531,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 499,714 | $3,527,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 83,429 | $3,510,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 257,651 | $3,509,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 150,450 | $3,503,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 381,334 | $3,489,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 115,374 | $3,487,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 37,414 | $3,481,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,281,906 | $3,473,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,227,493 | $3,461,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 187,091 | $3,459,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 462,368 | $3,453,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 236,081 | $3,444,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 622,964 | $3,426,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 173,754 | $3,424,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 185,595 | $3,423,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 155,612 | $3,420,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 150,289 | $3,417,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 230,270 | $3,410,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 88,880 | $3,404,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 262,168 | $3,400,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 191,910 | $3,398,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 10 | $3,395,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 615,537 | $3,391,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 119,717 | $3,390,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 2,500,000 | $3,384,000 | thousands by filing date | principal |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,447,848 | $3,378,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 283,908 | $3,372,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 155,632 | $3,372,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,473,903 | $3,364,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 966,667 | $3,364,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 74,974 | $3,364,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 272,209 | $3,353,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 170,456 | $3,352,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 436,667 | $3,349,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 197,360 | $3,349,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,135,376 | $3,349,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 395,670 | $3,347,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 213,793 | $3,336,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 699,056 | $3,334,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 123,084 | $3,334,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 247,313 | $3,328,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 131,965 | $3,320,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 187,883 | $3,301,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 196,636 | $3,297,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,215,126 | $3,295,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 249,049 | $3,294,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 54,455 | $3,286,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 475,546 | $3,286,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 265,140 | $3,285,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 111,424 | $3,279,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 131,442 | $3,275,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 460,036 | $3,270,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,534,182 | $3,269,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 180,188 | $3,264,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 28,006 | $3,259,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 266,149 | $3,255,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 102,188 | $3,255,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 424,593 | $3,252,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 113,455 | $3,244,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 194,736 | $3,242,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 211,155 | $3,239,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 220,429 | $3,229,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 128,409 | $3,221,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 325,634 | $3,220,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 433,164 | $3,218,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 22,867 | $3,213,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 112,365 | $3,211,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 526,797 | $3,208,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 178,946 | $3,206,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 223,837 | $3,194,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 171,595 | $3,179,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 373,484 | $3,174,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 353,790 | $3,162,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 536,222 | $3,158,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 131,967 | $3,128,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 82,702 | $3,127,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 351,382 | $3,127,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 135,355 | $3,125,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,457,723 | $3,121,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 299,055 | $3,119,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 161,589 | $3,118,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,969,719 | $3,118,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 236,462 | $3,116,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 383,030 | $3,106,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 2,735,150 | $3,098,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 288,204 | $3,086,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150,321 | $3,081,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 770,483 | $3,081,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 393,520 | $3,081,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 77,103 | $3,079,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 809,800 | $3,077,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,000,000 | $3,069,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 134,851 | $3,050,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 336,528 | $3,042,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 529,172 | $3,032,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,545,869 | $3,029,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 313,740 | $3,021,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 18,974 | $3,020,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 273,746 | $3,016,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 146,854 | $3,010,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,111,488 | $3,001,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 110,652 | $2,983,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 38,229 | $2,974,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 257,226 | $2,960,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 530,333 | $2,953,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 83,051 | $2,953,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 299,944 | $2,939,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 264,248 | $2,938,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 41,371 | $2,932,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 114,990 | $2,932,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 2,000,000 | $2,930,000 | thousands by filing date | principal |
| SAP SE SPON ADR | 803054204 | ADR | 21,774 | $2,919,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 163,906 | $2,919,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 138,691 | $2,918,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 39,984 | $2,918,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 121,271 | $2,910,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 192,522 | $2,901,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 716,608 | $2,866,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 361,973 | $2,866,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 59,364 | $2,863,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 322,497 | $2,863,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 148,115 | $2,857,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,903,374 | $2,854,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 77,223 | $2,844,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 80,924 | $2,838,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 47,966 | $2,825,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 97,539 | $2,813,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 189,425 | $2,807,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 222,296 | $2,796,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 317,511 | $2,787,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 168,778 | $2,784,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 139,711 | $2,781,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 670,137 | $2,781,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 409,901 | $2,779,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 153,123 | $2,777,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 108,117 | $2,774,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,500,000 | $2,772,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 392,386 | $2,766,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 101,000 | $2,762,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 92,794 | $2,759,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 567,742 | $2,758,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 307,542 | $2,758,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 119,607 | $2,754,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 98,022 | $2,750,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 210,255 | $2,750,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 100,928 | $2,740,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 92,321 | $2,735,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 158,229 | $2,733,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 96,961 | $2,730,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 343,767 | $2,729,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 340,999 | $2,727,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 440,463 | $2,726,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,279,204 | $2,711,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 69,622 | $2,708,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 106,466 | $2,703,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 178,723 | $2,691,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 37,487 | $2,686,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 220,629 | $2,686,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 141,617 | $2,685,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 642,299 | $2,684,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 732,318 | $2,680,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 92,994 | $2,678,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 158,179 | $2,670,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 243,056 | $2,668,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 644,123 | $2,666,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 126,814 | $2,659,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 358,331 | $2,658,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 216,064 | $2,655,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 85,729 | $2,652,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,105,823 | $2,648,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 163,915 | $2,645,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 31,581 | $2,644,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 474,204 | $2,641,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 136,259 | $2,640,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 165,354 | $2,639,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 300,201 | $2,635,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 141,312 | $2,629,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 474,206 | $2,627,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 318,416 | $2,614,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 371,827 | $2,614,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 119,019 | $2,604,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 340,234 | $2,599,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 490,369 | $2,594,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 163,235 | $2,593,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 408,218 | $2,592,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 28,659 | $2,587,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 469,176 | $2,587,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 223,552 | $2,586,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 139,685 | $2,585,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 129,438 | $2,578,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 516,744 | $2,578,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 245,230 | $2,574,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 356,349 | $2,569,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 144,034 | $2,563,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 44,251 | $2,561,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 539,308 | $2,561,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 86,321 | $2,559,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 203,154 | $2,557,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 313,663 | $2,553,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 346,152 | $2,547,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 207,029 | $2,546,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 889,742 | $2,544,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 156,391 | $2,539,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 2,500,000 | $2,535,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 109,133 | $2,531,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 115,379 | $2,525,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 145,060 | $2,518,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 143,969 | $2,515,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 111,406 | $2,514,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 175,719 | $2,509,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 280,294 | $2,507,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 354,462 | $2,498,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 214,485 | $2,497,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,471,110 | $2,486,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,000 | $2,485,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 94,286 | $2,482,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 112,750 | $2,479,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 169,016 | $2,475,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 683,709 | $2,475,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 11,965 | $2,474,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 221,057 | $2,473,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 640,614 | $2,459,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 146,975 | $2,448,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 128,723 | $2,444,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 166,308 | $2,442,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 216,375 | $2,437,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 121,723 | $2,436,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 211,092 | $2,433,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,431,000 | thousands by filing date | principal |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 263,500 | $2,430,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 238,714 | $2,427,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 109,133 | $2,415,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,400,000 | $2,414,000 | thousands by filing date | principal |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 43,651 | $2,413,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 776,941 | $2,408,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 239,500 | $2,407,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 584,062 | $2,406,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 144,297 | $2,399,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 313,171 | $2,392,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 570,820 | $2,391,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 107,484 | $2,390,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 39,234 | $2,389,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 151,345 | $2,386,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 76,567 | $2,381,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 133,381 | $2,379,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 22,707 | $2,374,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 165,336 | $2,372,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 179,161 | $2,370,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 38,078 | $2,368,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 515,824 | $2,367,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 14,698 | $2,359,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 92,476 | $2,358,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 196,405 | $2,358,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 227,187 | $2,355,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 121,508 | $2,348,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 441,261 | $2,346,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50,116 | $2,346,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 36,981 | $2,343,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 220,700 | $2,343,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 123,231 | $2,342,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 88,497 | $2,340,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 64,303 | $2,330,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 87,729 | $2,315,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,090,684 | $2,301,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 69,126 | $2,288,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 176,832 | $2,285,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 187,482 | $2,279,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 253,533 | $2,279,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 140,404 | $2,271,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 259,960 | $2,268,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 625,894 | $2,264,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 571,419 | $2,257,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 309,599 | $2,253,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 279,944 | $2,243,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 708,891 | $2,240,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 57,897 | $2,240,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 524,494 | $2,239,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,491,165 | $2,235,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 346,701 | $2,232,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 117,785 | $2,231,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 448,981 | $2,226,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 161,167 | $2,222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 65,521 | $2,203,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 803,384 | $2,201,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,468 | $2,199,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,029,700 | $2,197,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 195,894 | $2,195,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 433,824 | $2,169,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 373,088 | $2,163,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 112,113 | $2,157,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 233,782 | $2,156,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 69,590 | $2,155,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 237,802 | $2,152,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 498,933 | $2,150,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 813,019 | $2,146,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 492,866 | $2,143,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 620,935 | $2,142,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 186,311 | $2,136,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 44,344 | $2,134,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,728,656 | $2,134,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 38,553 | $2,133,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 192,691 | $2,133,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 357,014 | $2,127,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 191,891 | $2,120,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,543,356 | $2,114,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 137,985 | $2,112,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 69,194 | $2,112,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 48,683 | $2,111,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 190,518 | $2,107,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 84,556 | $2,107,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 681,392 | $2,105,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 681,046 | $2,104,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,283,397 | $2,098,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 36,512 | $2,097,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 63,772 | $2,094,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 130,256 | $2,090,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 124,899 | $2,083,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 262,886 | $2,082,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 155,193 | $2,081,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 4,000,000 | $2,080,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,562,629 | $2,077,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 48,679 | $2,068,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 103,882 | $2,066,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 65,581 | $2,065,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 96,382 | $2,064,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 685,330 | $2,062,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 102,654 | $2,060,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 119,759 | $2,059,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 51,353 | $2,059,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 200,000 | $2,054,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 738,270 | $2,052,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 112,999 | $2,048,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 260,719 | $2,046,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 183,439 | $2,041,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 112,028 | $2,032,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 774,688 | $2,029,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 90,693 | $2,028,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 184,442 | $2,024,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 85,019 | $2,023,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,642,749 | $2,020,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000003 | this filing | 2020-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-20-000005 | base | 2020-02-20 | acceptance time not in the bulk data set |