13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 4,127 holding rows worth $385,959,912,000.
- Accession
- 0001214717-19-000009
- Filer
- CIK 1214717
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 4,943 entries on the cover page, a total value of $385,959,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $385,959,912,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FINJAN HLDGS INC | 31788H303 | COM NEW | 143,125 | $418,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 34,388 | $417,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 148,439 | $415,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 71,467 | $414,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 14,007 | $413,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 79,036 | $410,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 29,511 | $409,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 177,263 | $409,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 119,574 | $407,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 46,057 | $404,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 44,928 | $404,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 113,069 | $403,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 12,451 | $403,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 62,899 | $402,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 93,061 | $402,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 26,118 | $401,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 152,631 | $401,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 45,655 | $401,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 18,390 | $400,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 1,000,000 | $400,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,328 | $399,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 74,914 | $399,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 60,487 | $398,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 27,599 | $397,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 58,440 | $397,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,634 | $394,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 22,186 | $392,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 799,050 | $392,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 306,631 | $392,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 38,943 | $391,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 220,688 | $390,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 81,829 | $390,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 59,926 | $389,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 33,564 | $389,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 27,491 | $389,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 111,189 | $388,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 41,174 | $386,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 80,414 | $385,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 314,975 | $382,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 32,788 | $381,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 102,236 | $380,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 189,164 | $380,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 129,013 | $376,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,636 | $375,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 71,313 | $373,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 119,336 | $371,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,922 | $369,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 53,954 | $369,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 27,765 | $367,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14,760 | $366,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 39,448 | $365,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 29,559 | $364,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 8,662 | $363,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 71,726 | $361,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 21,426 | $360,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 51,793 | $360,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,349,341 | $358,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 397,235 | $357,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 48,986 | $356,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 386,960 | $356,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 59,880 | $355,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,551 | $354,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 44,807 | $354,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 19,729 | $353,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 517,900 | $352,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 927,214 | $350,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 38,158 | $348,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,728 | $347,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 569,061 | $347,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 82,686 | $346,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 29,012 | $345,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,083 | $344,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 177,258 | $342,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 56,455 | $338,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 25,409 | $336,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 78,830 | $336,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,214 | $335,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 79,896 | $335,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 47,611 | $334,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 71,707 | $332,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 30,183 | $332,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 92,309 | $332,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 165,460 | $330,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,585 | $329,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 100,890 | $327,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 11,549 | $326,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,197 | $326,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 157,366 | $325,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 20,598 | $324,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 41,734 | $323,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 145,817 | $322,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 74,797 | $321,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 56,431 | $321,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 327,395 | $320,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 47,381 | $318,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 21,316 | $318,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 39,828 | $316,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 215,909 | $314,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 215,601 | $314,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,960 | $314,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 117,291 | $314,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 113,703 | $314,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 9,811 | $308,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 45,686 | $307,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 34,056 | $306,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 22,539 | $306,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 266,867 | $306,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 84,966 | $304,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 41,150 | $303,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,616 | $303,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,230,709 | $303,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 231,201 | $302,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 24,741 | $301,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 113,852 | $301,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 42,363 | $300,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 24,498 | $300,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $298,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 7,844 | $296,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 115,501 | $295,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 149,354 | $294,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 151,749 | $294,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 292,000 | $294,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 25,249 | $293,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 77,300 | $292,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 83,765 | $292,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 32,638 | $291,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 84,154 | $291,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $288,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 78,665 | $287,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $287,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,387 | $286,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 58,002 | $286,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 171,047 | $285,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 13,361 | $283,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $282,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 89,888 | $281,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 288,827 | $281,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 234,155 | $280,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,719 | $277,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 66,074 | $277,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,654 | $277,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,191 | $275,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 23,978 | $275,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 64,000 | $275,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 4,254 | $274,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,171 | $273,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 73,408 | $273,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,036 | $271,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 300,000 | $270,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 53,164 | $268,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 39,775 | $267,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 77,985 | $267,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 16,621 | $266,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 109,396 | $265,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 14,777 | $264,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,379 | $263,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 55,634 | $262,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 74,451 | $260,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 10,070 | $259,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 9,703 | $259,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 239,083 | $258,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 37,436 | $256,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 379,584 | $256,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,300 | $254,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 204,926 | $254,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 28,064 | $252,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 160,983 | $252,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $252,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 12,342 | $250,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 25,342 | $250,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 14,180 | $246,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 173,774 | $245,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 307,237 | $245,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 32,902 | $244,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 184,042 | $244,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 29,103 | $243,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,586 | $243,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 71,490 | $243,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 76,890 | $243,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 45,425 | $242,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 117,850 | $241,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 94,870 | $241,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 243,523 | $241,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 44,422 | $240,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 209,441 | $240,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 74,976 | $239,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 20,413 | $239,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 47,952 | $239,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 41,756 | $238,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 131,211 | $238,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 60,439 | $234,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $233,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 175,751 | $233,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 62,325 | $233,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,448 | $232,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 181,516 | $230,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 14,582 | $229,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,162 | $228,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,918 | $227,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $227,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 63,212 | $226,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 12,902 | $224,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 9,151 | $224,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 15,044 | $223,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 46,059 | $223,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 121,220 | $223,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 14,987 | $221,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 17,850 | $221,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 341,300 | $221,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 8,668 | $221,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,832 | $220,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 4,565 | $219,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 34,660 | $219,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 28,460 | $218,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $217,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 34,409 | $216,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 388,688 | $216,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,401 | $214,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,883 | $214,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 14,327 | $214,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 49,643 | $213,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 105,899 | $213,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 30,229 | $212,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 126,541 | $211,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 109,229 | $211,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 57,439 | $210,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 700,000 | $210,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 13,251 | $209,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 8,267 | $209,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 95,951 | $207,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 432,407 | $207,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,134 | $206,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 94,509 | $206,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 51,759 | $206,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 13,886 | $205,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 11,294 | $205,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 197,855 | $205,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 35,699 | $204,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $204,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,573 | $203,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 216,566 | $203,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 15,851 | $202,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 39,425 | $201,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 59,148 | $201,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 106,632 | $200,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 107,013 | $200,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 52,651 | $199,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $197,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 154,457 | $197,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $195,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,318 | $193,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,036 | $193,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,999 | $191,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 542,111 | $191,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,788 | $190,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 24,420 | $188,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 17,776 | $187,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 68,982 | $186,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 37,467 | $186,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,170 | $184,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 39,457 | $184,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 435,955 | $183,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 32,050 | $182,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $179,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 38,849 | $177,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 49,624 | $176,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 374,408 | $175,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $174,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 39,175 | $173,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,518 | $172,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 167,530 | $172,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 56,680 | $171,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 375,779 | $171,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,501 | $170,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,904 | $168,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 51,041 | $168,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,144 | $168,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $168,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 33,626 | $168,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 47,372 | $166,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 37,854 | $166,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 55,043 | $165,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 62,280 | $165,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 75,298 | $165,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 500,000 | $165,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,974 | $162,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 318,965 | $162,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 56,959 | $162,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 23,939 | $161,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 672,912 | $161,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $160,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 20,019 | $160,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 17,219 | $159,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 160,928 | $159,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 76,062 | $159,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,817 | $159,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $158,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 45,413 | $157,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $155,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 146,741 | $155,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 101,412 | $154,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 17,486 | $153,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 193,688 | $153,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 59,787 | $152,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 232,890 | $152,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 15,000 | $152,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,670 | $151,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 377,908 | $150,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,518 | $149,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 751,685 | $148,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 105,470 | $147,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 20,015 | $145,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 107,677 | $145,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,574 | $144,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,186 | $144,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 42,438 | $144,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 14,084 | $143,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,178 | $143,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 121,210 | $143,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 88,481 | $143,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 201,251 | $143,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 49,174 | $142,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 17,397 | $142,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 84,042 | $141,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 44,693 | $140,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 430,296 | $140,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 27,600 | $138,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $137,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 151,477 | $136,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 36,711 | $136,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 10,415 | $136,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 117,782 | $136,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 98,097 | $135,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,541 | $134,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 111,688 | $134,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $133,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $132,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $132,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,839 | $131,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 37,142 | $130,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,720 | $129,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 38,578 | $129,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 217,344 | $128,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 17,341 | $127,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 57,538 | $126,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 124,489 | $125,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $123,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 72,131 | $123,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,108 | $123,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 21,224 | $121,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 68,028 | $121,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,164 | $121,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 33,957 | $121,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 126,809 | $120,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 37,515 | $120,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 34,755 | $119,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,875 | $118,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 84,439 | $118,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 29,091 | $118,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 186,584 | $118,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 251,879 | $117,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 114,194 | $116,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $115,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 35,099 | $115,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 130,824 | $115,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,592 | $114,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $114,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 35,389 | $114,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 134,194 | $114,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 46,739 | $114,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 439,007 | $114,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,842 | $113,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 92,634 | $113,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 182,877 | $112,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 39,634 | $112,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 350,000 | $112,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,859 | $110,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 13,251 | $110,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 11,709 | $110,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 46,515 | $110,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 108,294 | $109,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 23,659 | $108,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 54,718 | $107,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,643 | $106,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 109,370 | $106,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 33,798 | $106,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 30,114 | $105,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 84,881 | $104,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 28,550 | $103,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 114,900 | $103,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 116,148 | $102,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 114,442 | $102,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 126,497 | $102,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 25,511 | $101,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $101,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 56,913 | $101,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 69,569 | $100,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $100,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $99,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 27,354 | $98,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $98,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,364 | $98,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,740 | $96,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 145,742 | $96,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 150,000 | $96,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $95,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,396 | $95,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 16,229 | $95,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 66,444 | $95,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $93,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 47,945 | $93,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 300,000 | $93,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $93,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38,028 | $92,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 32,625 | $92,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,644 | $91,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 54,000 | $91,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $91,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,352 | $91,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 17,228 | $91,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 54,580 | $91,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 25,337 | $90,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $89,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,401 | $88,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,382 | $88,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 11,788 | $87,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $87,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 24,819 | $86,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 66,068 | $85,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $85,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,654 | $84,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $84,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $84,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 51,104 | $84,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $83,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 26,861 | $82,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 17,646 | $81,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 24,464 | $81,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 70,353 | $80,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 69,386 | $79,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $78,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,290 | $78,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 26,723 | $78,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 56,974 | $78,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 70,465 | $77,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 79,604 | $77,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,614 | $77,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $76,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 22,492 | $76,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,178 | $75,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $74,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,970 | $74,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $71,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 14,279 | $71,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 53,936 | $70,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 20,190 | $69,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 34,413 | $69,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,144 | $69,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 123,338 | $69,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 60,168 | $69,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 61,937 | $68,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $68,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $66,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $66,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 554,272 | $66,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 59,912 | $65,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 53,134 | $65,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 145,020 | $65,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $65,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 39,734 | $64,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,339 | $64,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $64,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 15,429 | $64,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 26,293 | $64,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $63,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $63,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $62,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 16,581 | $62,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 54,924 | $62,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $61,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,271 | $61,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 68,936 | $61,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,372 | $61,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,684 | $60,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,152 | $60,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,365 | $60,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $59,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 20,266 | $59,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $59,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 29,035 | $59,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 671,686 | $59,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 64,454 | $58,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $58,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 106,008 | $58,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 48,371 | $58,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 166,364 | $58,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $57,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $56,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $56,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,805 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000009 | this filing | 2019-05-14 | acceptance time not in the bulk data set |