13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 4,144 holding rows worth $323,384,209,000.
- Accession
- 0001214717-19-000003
- Filer
- CIK 1214717
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 5,111 entries on the cover page, a total value of $323,384,209,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,384,209,000 with VALUE read as thousands by filing date, 13F file number 028-10386. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 38,158 | $342,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 10,419 | $340,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 863,711 | $340,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 74,914 | $339,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 68,665 | $339,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 79,020 | $338,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 71,313 | $338,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 149,274 | $337,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 41,545 | $335,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,839 | $335,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 111,189 | $334,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 33,784 | $334,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 344,230 | $334,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 84,534 | $333,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 45,034 | $333,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 136,518 | $331,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 45,686 | $331,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 418,753 | $331,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 114,469 | $328,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 58,440 | $327,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 189,164 | $327,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 95,510 | $327,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 58,143 | $326,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 379,972 | $326,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 303,512 | $324,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 15,208 | $323,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,440 | $323,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 48,041 | $323,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 83,787 | $323,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 9,811 | $322,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 57,835 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 26,051 | $321,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 30,945 | $318,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 40,646 | $317,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 82,414 | $317,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,174,896 | $316,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 56,581 | $316,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14,760 | $316,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 36,295 | $315,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 40,319 | $314,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 90,184 | $312,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 255,763 | $309,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 73,650 | $308,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 47,356 | $306,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $306,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 94,990 | $306,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 74,797 | $305,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 84,532 | $304,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 171,047 | $304,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 60,309 | $303,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 19,193 | $302,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 215,601 | $301,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 101,647 | $301,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 209,267 | $301,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 430,867 | $301,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 36,906 | $300,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 300,000 | $300,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 16,411 | $298,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 24,919 | $297,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,076 | $297,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 59,727 | $297,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 78,830 | $295,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 23,743 | $294,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $293,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 22,075 | $293,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 40,374 | $292,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 41,150 | $292,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 14,582 | $292,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 44,659 | $290,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,960 | $290,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 1,200,000 | $290,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 13,235 | $288,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 9,703 | $287,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 154,442 | $285,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 45,632 | $285,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 34,056 | $284,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 777,682 | $284,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 39,420 | $283,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 329,332 | $283,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,718 | $282,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $281,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,408 | $279,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 44,208 | $278,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 119,336 | $275,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $275,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 24,550 | $274,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 20,085 | $273,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 52,985 | $273,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 19,994 | $272,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 647,448 | $270,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 73,148 | $270,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,327 | $268,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 94,509 | $268,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 318,513 | $267,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 77,740 | $266,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 165,460 | $266,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 94,205 | $265,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 28,315 | $265,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 34,134 | $261,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,075 | $260,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 71,490 | $260,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 71,264 | $256,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 44,808 | $256,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 20,287 | $255,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,971 | $254,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 160,107 | $254,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 39,489 | $251,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 61,738 | $251,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 67,353 | $248,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 388,688 | $248,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,684 | $247,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 133,038 | $246,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 306,631 | $245,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 6,723 | $244,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 406,733 | $242,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 791,150 | $241,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 83,765 | $239,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 101,238 | $238,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 160,983 | $238,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,198 | $237,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 19,488 | $236,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 58,560 | $235,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 23,978 | $235,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,228 | $235,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 77,300 | $235,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 95,865 | $231,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 154,457 | $231,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 184,042 | $231,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 700,000 | $231,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,558 | $230,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,814 | $230,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,063 | $230,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 382,557 | $229,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 216,566 | $227,000 | thousands by filing date | |
| MAGNEGAS APPLIED TECHNLGY SO | 55939M101 | COM | 920,715 | $227,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,354 | $226,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 470,130 | $226,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 8,918 | $226,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,162 | $225,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 43,702 | $225,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 39,248 | $225,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,586 | $222,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $221,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,119,913 | $221,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 46,541 | $219,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,773 | $219,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 246,811 | $219,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 153,488 | $219,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 142,689 | $219,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,680 | $217,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 39,275 | $217,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 62,325 | $215,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,630 | $213,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 45,425 | $212,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 16,691 | $212,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,448 | $211,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,036 | $211,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 24,196 | $211,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 14,987 | $209,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 19,799 | $209,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 836 | $208,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 173,774 | $208,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,635 | $207,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 5,895 | $206,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 17,776 | $205,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 66,074 | $205,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 11,294 | $205,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 82,686 | $205,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 477,007 | $205,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,918 | $204,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 113,703 | $204,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 98,509 | $203,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 55,168 | $202,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 94,870 | $202,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,236 | $202,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 243,523 | $202,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 112,507 | $202,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 152,499 | $202,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 369,616 | $201,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 28,460 | $200,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 7,427 | $200,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 59,795 | $199,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 56,700 | $199,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $199,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 68,982 | $197,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 106,632 | $197,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 47,751 | $195,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 51,920 | $195,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 49,643 | $194,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $194,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 76,890 | $194,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 40,158 | $193,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $192,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 49,432 | $191,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 339,206 | $191,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,593 | $190,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 57,439 | $188,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,124 | $187,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 232,890 | $186,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 50,092 | $183,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 38,849 | $182,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 124,489 | $182,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 100,890 | $182,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 48,751 | $182,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 51,607 | $181,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,654 | $180,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 13,251 | $179,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,528 | $177,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $176,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 134,021 | $175,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 225,353 | $175,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,318 | $173,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,518 | $173,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 81,829 | $173,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 160,928 | $172,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 193,688 | $171,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 16,223 | $169,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,687 | $168,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 39,457 | $168,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 136,655 | $168,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 38,259 | $167,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 68,263 | $167,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 37,467 | $167,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 432,407 | $167,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 17,850 | $166,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 29,162 | $166,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $165,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 55,826 | $164,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,300 | $164,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 26,888 | $164,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 58,426 | $161,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 16,625 | $160,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $160,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 75,298 | $160,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 113,037 | $160,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 12,604 | $159,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 11,859 | $158,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 51,041 | $158,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,472 | $158,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 24,180 | $155,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 17,675 | $154,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 151,477 | $154,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 110,394 | $154,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,927 | $153,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 17,486 | $153,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 180,636 | $153,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 66,139 | $153,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,892 | $152,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 73,731 | $152,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,922 | $151,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 100,635 | $151,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 126,541 | $150,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 23,139 | $150,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 218,803 | $150,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 40,308 | $149,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 95,951 | $149,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $149,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 23,551 | $149,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 121,210 | $149,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 374,408 | $149,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 100,322 | $148,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,857 | $147,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 32,050 | $147,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,866 | $146,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 62,280 | $146,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 114,442 | $145,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,165 | $144,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 55,959 | $144,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 17,608 | $143,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $143,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 37,854 | $143,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,364 | $142,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $142,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $142,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 672,912 | $142,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,384 | $140,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,731 | $140,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 114,194 | $140,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 350,000 | $140,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 13,256 | $139,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 98,097 | $138,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,178 | $137,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,506 | $137,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 37,340 | $137,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 42,822 | $137,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 66,444 | $137,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 15,768 | $136,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 101,412 | $136,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $136,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 44,047 | $136,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 146,083 | $135,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 104,428 | $135,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,839 | $134,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 288,827 | $134,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 60,155 | $134,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 50,707 | $134,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 34,755 | $134,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 35,471 | $133,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 76,062 | $133,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $132,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,573 | $132,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $132,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 230,496 | $132,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,164 | $131,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $131,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 23,939 | $131,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 126,497 | $131,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 111,688 | $131,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 17,341 | $130,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,574 | $129,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $129,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 173,563 | $129,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,720 | $128,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,904 | $127,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 57,063 | $127,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 682,934 | $127,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 148,633 | $127,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $126,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 29,046 | $126,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,108 | $126,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,517 | $125,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 59,787 | $124,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 117,782 | $124,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,144 | $123,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 167,530 | $123,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 21,739 | $123,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 122,984 | $120,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 131,211 | $118,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 38,459 | $118,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 167,547 | $117,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $114,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 83,305 | $114,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $114,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 14,327 | $113,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,186 | $110,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 84,042 | $109,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 49,624 | $109,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $108,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 135,723 | $108,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 33,957 | $108,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 47,147 | $107,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 35,803 | $107,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 44,693 | $105,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $105,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 29,959 | $105,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 21,224 | $104,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 291,785 | $104,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 6,481,167 | $103,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 144,795 | $103,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 56,959 | $103,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 62,035 | $102,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,250 | $101,000 | thousands by filing date | principal |
| Radcom Ltd | M81865111 | COM | 13,668 | $101,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $101,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $101,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 33,661 | $100,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 500,000 | $100,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,842 | $99,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 92,498 | $99,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 55,055 | $99,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,134 | $98,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 108,294 | $98,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 36,648 | $98,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $96,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 16,439 | $96,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 36,999 | $95,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 180,933 | $95,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 12,314 | $95,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $94,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,875 | $94,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 95,087 | $94,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $94,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 17,228 | $94,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 27,553 | $93,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $93,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 134,194 | $91,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 88,481 | $90,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 15,531 | $90,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 39,094 | $90,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 99,020 | $90,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $90,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,382 | $89,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,352 | $89,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 79,604 | $89,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 14,084 | $88,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,401 | $87,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 36,635 | $86,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 109,370 | $86,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $86,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 16,053 | $86,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 42,438 | $86,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 49,331 | $84,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,253 | $84,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 745,761 | $84,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 33,798 | $84,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 69,569 | $83,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 186,584 | $83,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,071 | $82,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $82,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 150,000 | $82,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 29,544 | $81,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 163,371 | $81,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $80,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,746 | $80,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $79,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,341 | $78,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 126,959 | $78,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,577 | $77,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 54,718 | $77,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 38,117 | $76,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 341,474 | $76,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $75,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 71,771 | $75,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 235,810 | $75,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,083 | $74,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 145,742 | $73,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 13,251 | $73,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $73,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 105,470 | $73,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 32,340 | $73,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 671,686 | $72,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38,028 | $71,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 82,901 | $71,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,970 | $71,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 47,760 | $71,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 16,851 | $70,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 48,285 | $70,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 69,386 | $70,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $70,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $70,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 34,413 | $69,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $69,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 33,782 | $69,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 13,581 | $69,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 48,371 | $69,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 26,723 | $68,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 46,739 | $68,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 70,465 | $67,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $67,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 162,882 | $67,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 116,148 | $66,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 68,936 | $66,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 12,445 | $66,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 59,912 | $65,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 212,714 | $65,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,178 | $63,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 209,441 | $62,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $62,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 217,344 | $62,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $62,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 25,337 | $61,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $61,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,364 | $61,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $61,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,112 | $60,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 61,937 | $60,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 52,800 | $60,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 186,971 | $60,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 130,824 | $60,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $59,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $59,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,101 | $58,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 147,307 | $58,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 23,354 | $58,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 554,272 | $58,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $57,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,290 | $57,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,048 | $57,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 14,279 | $57,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 14,548 | $56,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 66,068 | $56,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,643 | $55,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 13,735 | $55,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 26,137 | $55,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 52,010 | $54,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $54,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 92,634 | $54,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,339 | $53,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,344 | $53,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 221,803 | $53,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 127,771 | $53,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,506 | $52,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 106,008 | $52,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 99,482 | $52,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $51,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 53,535 | $50,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $50,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $50,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,826 | $49,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 40,987 | $49,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 10,359 | $49,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 29,035 | $49,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 284,311 | $49,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,805 | $48,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 118,686 | $48,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $47,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 38,214 | $47,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 20,485 | $47,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 29,885 | $47,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 251,866 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000003 | this filing | 2019-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-19-000004 | base | 2019-03-06 | acceptance time not in the bulk data set |