13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 4,065 holding rows worth $325,292,010,000.
- Accession
- 0001214717-18-000004
- Filer
- CIK 1214717
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 4,837 entries on the cover page, a total value of $325,292,010,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,292,010,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Healthcare ETF | 464287325 | SHS | 7,380 | $416,000 | thousands by filing date | principal |
| VALUE LINE INC | 920437100 | COMMON STOCK | 17,521 | $415,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 67,340 | $414,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 23,168 | $412,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 56,508 | $410,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 105,273 | $410,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 43,426 | $409,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 47,467 | $408,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 189,164 | $408,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 124,489 | $407,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 58,440 | $407,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 184,892 | $406,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 82,341 | $404,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 167,530 | $403,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 198,288 | $401,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 71,313 | $395,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 160,928 | $394,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14,760 | $391,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 62,097 | $390,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 13,517 | $390,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,305 | $389,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,785 | $387,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 39,828 | $386,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 170,870 | $386,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 13,819 | $382,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 30,511 | $378,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $377,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 30,070 | $376,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 116,958 | $368,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 52,975 | $368,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 109,786 | $368,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 127,591 | $366,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 39,913 | $366,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 22,075 | $366,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 64,985 | $365,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 47,758 | $364,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 521 | $362,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 20,385 | $361,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 116,700 | $361,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 22,718 | $356,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 37,000 | $356,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,145 | $355,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 200,775 | $355,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 36,457 | $355,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,839 | $353,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 33,961 | $353,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 56,581 | $350,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 66,890 | $349,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 77,300 | $349,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 165,460 | $347,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 300,000 | $345,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 164,734 | $344,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,506 | $342,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 108,508 | $342,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 39,275 | $341,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 20,000 | $340,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,076 | $339,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 34,162 | $339,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,986 | $338,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 114,041 | $338,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 91,456 | $338,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,735 | $333,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 36,698 | $333,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,214 | $332,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,960 | $331,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 19,994 | $331,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 32,820 | $330,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,839 | $327,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 151,177 | $325,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 500,000 | $325,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 62,280 | $323,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 258,658 | $323,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 62,714 | $322,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 160,983 | $321,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 500,000 | $320,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 483,951 | $319,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 123,318 | $319,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $318,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $318,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 150,040 | $318,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,027 | $316,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,825 | $314,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 27,995 | $313,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 22,574 | $311,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 14,592 | $311,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 180,309 | $311,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 76,309 | $311,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $310,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 34,517 | $310,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 24,905 | $309,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,041 | $308,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 78,759 | $307,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 11,642 | $306,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 22,890 | $305,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 29,249 | $305,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 53,954 | $304,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $303,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,879 | $302,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,408 | $302,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 151,477 | $302,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 200,000 | $302,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 94,205 | $301,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,233 | $301,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 24,690 | $301,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $301,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 700,000 | $301,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $297,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 39,398 | $297,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,670 | $295,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 246,288 | $295,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 203,102 | $294,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 52,458 | $291,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 78,830 | $291,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 175,028 | $290,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 71,801 | $289,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 762,045 | $289,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 12,614 | $287,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 39,396 | $285,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 83,765 | $285,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,654 | $284,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 30,780 | $282,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 25,337 | $281,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 202,193 | $279,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 43,031 | $278,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 290,471 | $278,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 21,086 | $277,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,573 | $275,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 18,542 | $275,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,259 | $275,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 52,985 | $275,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,448 | $275,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,599 | $274,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 24,843 | $274,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 63,039 | $273,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 25,997 | $272,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 148,347 | $272,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 149,634 | $272,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 23,424 | $271,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 117,330 | $271,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $269,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $269,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 97,383 | $269,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $267,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 13,877 | $267,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 87,602 | $265,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $264,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 46,801 | $264,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 122,984 | $264,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,147 | $260,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 42,496 | $260,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 69,128 | $259,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,918 | $259,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 7,333 | $257,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 37,770 | $256,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,162 | $254,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 49,331 | $253,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 18,541 | $253,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 65,833 | $253,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 21,075 | $250,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 88,520 | $249,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,141 | $248,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 63,993 | $247,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 14,991 | $247,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 9,419 | $247,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 240,153 | $247,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 26,900 | $246,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,318 | $243,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 23,978 | $243,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 31,752 | $243,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,610 | $238,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 31,490 | $238,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 76,890 | $238,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,762 | $237,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,580 | $236,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 126,662 | $236,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,593 | $235,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 11,294 | $233,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 86,615 | $231,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 101,865 | $231,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 98,097 | $230,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $229,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,164 | $228,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 13,251 | $227,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 19,613 | $227,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 36,999 | $226,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 126,497 | $226,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 47,079 | $225,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 37,628 | $225,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 6,237 | $223,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 73,148 | $223,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 672,912 | $222,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 377,795 | $220,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,273 | $218,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 130,824 | $218,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $216,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,457 | $215,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 54,261 | $215,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 117,782 | $215,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $213,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 97,860 | $213,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 664,850 | $212,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,036 | $211,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 57,439 | $211,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 73,731 | $210,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 186,584 | $210,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,586 | $209,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,234 | $208,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $208,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $206,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $205,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,474 | $205,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 146,083 | $205,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $204,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,327 | $204,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $204,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 70,107 | $203,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,499 | $203,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 55,425 | $203,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $201,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 100,890 | $201,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,532 | $199,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 312,355 | $199,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 84,042 | $198,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 214,927 | $195,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 69,646 | $195,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38,599 | $194,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,083 | $193,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 42,438 | $193,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 19,300 | $192,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 16,450 | $192,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,300 | $192,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 14,582 | $189,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 269,929 | $188,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $188,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 13,815 | $187,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 92,498 | $187,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $187,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 48,285 | $187,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 136,736 | $187,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 218,878 | $187,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,842 | $186,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 54,616 | $185,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 167,547 | $185,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 91,295 | $184,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $184,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 145,742 | $183,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,679 | $182,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,472 | $181,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 55,329 | $181,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 69,569 | $180,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 25,959 | $179,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 33,957 | $179,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 55,055 | $178,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 408,605 | $177,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 458,458 | $177,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $176,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,886 | $176,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 51,830 | $176,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $175,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 16,359 | $175,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $172,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 127,543 | $172,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 38,714 | $172,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 20,762 | $168,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $167,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,541 | $165,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $165,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $164,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,124 | $163,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,144 | $163,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 474,363 | $163,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 209,441 | $163,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 95,174 | $163,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $162,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 108,294 | $162,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 71,157 | $162,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 46,739 | $162,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,845 | $159,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 118,686 | $159,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 75,298 | $158,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 18,264 | $156,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,382 | $155,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,194 | $154,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,345 | $153,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 56,974 | $153,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 27,393 | $152,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 200,000 | $152,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 68,853 | $151,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 92,634 | $150,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,406 | $149,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 671,686 | $148,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 71,490 | $147,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,152 | $147,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 90,899 | $147,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 617,136 | $147,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 396,341 | $147,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 195,056 | $145,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 40,079 | $145,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,720 | $144,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 17,536 | $144,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 31,932 | $143,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 15,517 | $143,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 48,371 | $143,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 144,795 | $141,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 47,147 | $140,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,646 | $139,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 11,746 | $139,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 47,577 | $139,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,875 | $138,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 20,358 | $138,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $138,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 110,263 | $138,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 126,541 | $136,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 67,353 | $136,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 39,457 | $136,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $135,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 104,428 | $135,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $135,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,108 | $135,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 109,370 | $133,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 22,723 | $132,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,506 | $130,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 57,646 | $130,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,866 | $129,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,074 | $128,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,896 | $128,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 111,688 | $128,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,893 | $127,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 54,863 | $127,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 116,148 | $127,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 33,798 | $126,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 36,337 | $125,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 34,755 | $123,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,178 | $122,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 52,010 | $122,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $121,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,454 | $120,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,341 | $120,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 135,723 | $120,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $119,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $118,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 40,253 | $118,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 30,694 | $118,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $117,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 44,974 | $116,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 377,182 | $116,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $116,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 69,386 | $115,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 34,413 | $114,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $114,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 47,126 | $114,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $113,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $113,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 33,782 | $112,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $108,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 83,333 | $108,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $107,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 78,555 | $105,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $104,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,365 | $104,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 95,909 | $104,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 246,886 | $104,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 14,093 | $103,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 73,362 | $103,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $102,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 18,235 | $101,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $100,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,283 | $100,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,970 | $100,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 64,454 | $99,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 71,771 | $99,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,186 | $97,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 11,443 | $97,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 59,912 | $96,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 106,008 | $96,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 177,766 | $96,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 17,037 | $95,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 107,355 | $95,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $94,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $94,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 88,481 | $93,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $93,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,364 | $92,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 83,079 | $92,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $92,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,134 | $91,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 63,010 | $91,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 185,857 | $91,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,774 | $90,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 59,740 | $90,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,178 | $90,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,401 | $90,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,352 | $89,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25,541 | $89,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 228,416 | $89,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $88,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 16,824 | $87,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 67,699 | $87,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,290 | $86,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 68,936 | $86,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35,276 | $86,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 94,258 | $86,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 190,220 | $85,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,643 | $84,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 51,220 | $84,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $83,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 24,490 | $83,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $82,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 43,479 | $82,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 26,723 | $82,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 149,614 | $82,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 72,911 | $82,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,148 | $81,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 62,817 | $81,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $80,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $80,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 95,951 | $79,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $79,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 32,340 | $79,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 62,035 | $79,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 85,139 | $78,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 51,205 | $78,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 52,458 | $78,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $77,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 54,924 | $77,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 40,987 | $77,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 37,754 | $77,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,339 | $76,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $76,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 19,107 | $73,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $73,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $73,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $72,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 12,445 | $72,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 405,288 | $71,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,429 | $71,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $70,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 295,008 | $70,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $69,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $69,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 32,203 | $69,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 65,278 | $69,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 58,300 | $68,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $67,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 17,223 | $67,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,542 | $67,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 60,274 | $67,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 175,355 | $66,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,593 | $66,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 165,640 | $66,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 44,047 | $66,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,210 | $65,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $65,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 21,435 | $64,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,112 | $63,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,987 | $62,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 73,347 | $62,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $60,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,086 | $60,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,506 | $60,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $60,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $59,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $58,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 145,487 | $58,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,048 | $57,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,494 | $56,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 12,631 | $55,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $55,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $54,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 80,855 | $53,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $53,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 56,938 | $53,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 47,035 | $53,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 47,397 | $52,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 268,161 | $52,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $52,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 57,628 | $52,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 22,523 | $52,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 28,458 | $52,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,208 | $50,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 41,239 | $49,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 79,654 | $48,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,680 | $48,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $47,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,239 | $47,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 24,901 | $47,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $45,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 222,660 | $44,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 72,383 | $44,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 29,930 | $42,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 46,419 | $42,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $41,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $41,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 20,406 | $40,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 938,366 | $40,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 37,067 | $40,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 71,633 | $39,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,544 | $39,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 22,618 | $39,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-18-000004 | this filing | 2018-08-14 | acceptance time not in the bulk data set |