13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 4,044 holding rows worth $306,934,810,000.
- Accession
- 0001214717-18-000003
- Filer
- CIK 1214717
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 4,904 entries on the cover page, a total value of $306,934,810,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,934,810,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,249 | $369,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $368,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 83,968 | $365,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 167,530 | $365,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 52,782 | $365,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14,760 | $364,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,907 | $363,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 182,420 | $363,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 36,346 | $360,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 38,257 | $359,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 17,565 | $359,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 275,806 | $358,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 112,857 | $357,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 16,903 | $357,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 25,310 | $356,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,145 | $355,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 69,384 | $354,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 47,416 | $354,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 50,019 | $353,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 56,581 | $351,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 43,571 | $348,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 483,951 | $347,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 94,183 | $346,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 71,313 | $346,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 116,958 | $343,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 43,728 | $343,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 165,460 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 25,165 | $336,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 167,547 | $336,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 87,602 | $336,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 83,916 | $335,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 129,740 | $334,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,656 | $334,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 46,402 | $333,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $330,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $329,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 93,852 | $328,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 23,486 | $327,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 90,377 | $326,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 44,847 | $325,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,738 | $325,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 119,381 | $325,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $324,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,013 | $324,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,541 | $324,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 63,895 | $323,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 24,622 | $322,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 22,075 | $320,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 84,991 | $320,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 32,245 | $319,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 96,321 | $314,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 34,032 | $314,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 45,023 | $312,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 12,927 | $311,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 17,000 | $311,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 78,830 | $311,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 38,012 | $309,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 85,645 | $308,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 103,728 | $308,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $308,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 126,662 | $306,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,960 | $305,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 30,649 | $304,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 25,134 | $304,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 164,766 | $304,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 27,665 | $303,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 46,669 | $303,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 300,000 | $303,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 30,511 | $302,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 80,011 | $300,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 144,551 | $300,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 114,041 | $296,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 22,892 | $295,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 24,303 | $295,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 84,511 | $295,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 49,223 | $294,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $292,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 664,850 | $292,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 29,439 | $290,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 20,396 | $290,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,330 | $289,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 15,917 | $289,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,429 | $288,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 16,210 | $288,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,408 | $286,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $286,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 25,278 | $285,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,947 | $284,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 8,846 | $284,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 56,938 | $284,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 130,824 | $282,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 194,375 | $281,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 106,008 | $280,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 13,435 | $279,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 72,121 | $277,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 30,550 | $274,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 52,985 | $272,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,448 | $271,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 63,039 | $270,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 85,710 | $269,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 44,003 | $268,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 78,046 | $267,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 94,201 | $266,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 500,000 | $265,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,700 | $264,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 23,978 | $263,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 31,729 | $262,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 28,041 | $261,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 139,197 | $261,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 35,105 | $260,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 57,439 | $260,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 313,999 | $260,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $259,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 45,358 | $258,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 160,983 | $257,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,164 | $254,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 16,856 | $253,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 31,490 | $251,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 156,653 | $249,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 32,200 | $248,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $245,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,492 | $245,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 160,928 | $244,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 83,765 | $243,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 30,641 | $242,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,509 | $242,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,839 | $242,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 100,890 | $242,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 52,458 | $241,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,141 | $241,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 117,782 | $241,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,289 | $240,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 21,270 | $239,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,079 | $238,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,975 | $238,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 30,780 | $238,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,797 | $238,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $238,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 202,069 | $238,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 4,104 | $236,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,162 | $234,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $234,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 25,337 | $233,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 23,005 | $233,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $232,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 700,000 | $231,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 94,205 | $230,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 9,419 | $230,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 15,203 | $230,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 61,843 | $228,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,654 | $228,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 23,089 | $227,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $227,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 38,717 | $226,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,318 | $225,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 73,148 | $225,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 267,696 | $224,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,659 | $223,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $222,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,327 | $221,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 98,097 | $220,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 146,083 | $220,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 68,569 | $219,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 246,288 | $219,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $218,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 37,770 | $216,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,474 | $216,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,179 | $214,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,083 | $214,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,022 | $214,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $214,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,593 | $213,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 22,240 | $212,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 100,763 | $211,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,610 | $210,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 55,993 | $209,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,499 | $208,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 72,810 | $208,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,365 | $207,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,268 | $207,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 32,589 | $203,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,036 | $203,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $203,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,457 | $202,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,048 | $201,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 145,742 | $201,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 21,299 | $201,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $201,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 28,219 | $200,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,282 | $198,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,144 | $198,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $198,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 55,055 | $198,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 173,622 | $198,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,586 | $197,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 556,085 | $197,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 20,762 | $196,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 617,136 | $196,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 15,195 | $196,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $195,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 70,728 | $195,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 20,574 | $194,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 101,449 | $194,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 69,569 | $193,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 214,962 | $193,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $193,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 64,184 | $192,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 36,717 | $191,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $191,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 92,349 | $189,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 95,174 | $189,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 84,042 | $184,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 92,498 | $184,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 154,883 | $182,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 67,960 | $182,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $182,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 61,332 | $182,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 70,049 | $181,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,842 | $180,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 474,363 | $180,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $178,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 89,410 | $178,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 29,660 | $177,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,472 | $177,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 43,691 | $177,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,152 | $176,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 90,899 | $176,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 274,523 | $175,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 97,860 | $175,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 43,691 | $174,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 214,927 | $174,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $173,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 128,724 | $172,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $171,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 54,863 | $170,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 51,830 | $168,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,828 | $166,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 16,359 | $165,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 91,295 | $165,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $163,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 77,017 | $161,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 111,688 | $161,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 44,936 | $160,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 200,000 | $160,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,003 | $159,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 104,428 | $159,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 200,000 | $159,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 20,147 | $158,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 110,263 | $158,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 26,908 | $157,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 15,807 | $157,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 33,957 | $156,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 19,046 | $156,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 671,686 | $155,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 85,590 | $154,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 75,989 | $153,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 89,980 | $153,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 71,490 | $152,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 47,147 | $151,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 126,541 | $151,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 19,107 | $151,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 144,795 | $149,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,720 | $148,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 55,329 | $148,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 110,854 | $147,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 11,360 | $146,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $146,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 39,457 | $145,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 17,916 | $145,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 87,279 | $144,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $144,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $144,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,970 | $142,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 104,229 | $141,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 47,577 | $139,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 90,000 | $139,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 76,612 | $138,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 83,079 | $137,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $135,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,875 | $135,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $135,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 35,322 | $135,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 31,932 | $132,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,108 | $131,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 10,372 | $130,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 24,941 | $129,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 24,939 | $128,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $127,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 57,646 | $127,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $126,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,866 | $125,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 73,731 | $125,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 51,934 | $124,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 14,814 | $124,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 768,580 | $124,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $124,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,372 | $122,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 26,159 | $122,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 44,296 | $121,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 68,853 | $121,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,799 | $121,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,049 | $121,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,600 | $119,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W207 | COM NEW | 13,182 | $117,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,321 | $117,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,962 | $117,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,160 | $116,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 22,279 | $116,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 36,246 | $115,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,643 | $114,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 45,139 | $114,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $113,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $113,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,764 | $112,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 39,978 | $112,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,454 | $111,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $110,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 43,479 | $110,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 37,314 | $110,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $110,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 67,353 | $109,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 30,000 | $109,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $108,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $108,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 24,490 | $104,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $104,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 52,458 | $104,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 76,996 | $104,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 73,362 | $104,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $103,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,364 | $102,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,970 | $102,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 30,694 | $102,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 59,740 | $101,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $100,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $99,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,666 | $99,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,186 | $99,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 88,481 | $99,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 64,454 | $99,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $99,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 19,012 | $98,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $98,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 14,834 | $98,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 116,148 | $98,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 52,010 | $98,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,341 | $97,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,475 | $97,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 22,343 | $97,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $96,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $95,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,093 | $95,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 250,000 | $95,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $94,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 39,595 | $94,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 165,640 | $94,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 95,951 | $93,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 71,633 | $93,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 68,936 | $93,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 27,287 | $93,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 173,842 | $93,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,293 | $92,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,680 | $92,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 30,216 | $91,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 20,151 | $91,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 87,349 | $91,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 24,901 | $91,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $90,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 69,386 | $90,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 22,211 | $89,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 448,963 | $87,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,339 | $86,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,593 | $86,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 11,369 | $85,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 206,201 | $84,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,178 | $83,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,401 | $83,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $82,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 71,771 | $82,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 12,445 | $82,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $81,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 32,340 | $80,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 17,536 | $80,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 112,055 | $80,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 68,935 | $79,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $78,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $78,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $78,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,352 | $78,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 73,347 | $78,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 29,708 | $77,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 15,210 | $77,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 16,824 | $77,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 44,330 | $77,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 63,010 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,812 | $75,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $75,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 84,995 | $75,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $74,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 167,678 | $74,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 175,355 | $73,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,365 | $73,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 315,927 | $72,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,268 | $71,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $70,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 77,749 | $70,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 17,223 | $69,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 191,249 | $69,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 47,397 | $68,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $68,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35,276 | $68,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 59,328 | $67,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $66,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $66,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 44,047 | $66,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,112 | $65,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $65,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 80,855 | $64,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $64,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 26,723 | $63,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,800 | $62,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 270,723 | $62,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 151,698 | $62,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 27,057 | $62,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 29,569 | $62,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $60,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,708 | $60,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 12,089 | $60,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 56,222 | $59,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $58,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 268,161 | $58,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,542 | $58,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 22,523 | $58,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 73,169 | $58,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 41,630 | $57,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 11,108 | $57,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 60,274 | $57,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 67,699 | $56,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $56,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 75,000 | $55,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $54,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,429 | $54,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 37,639 | $53,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 295,008 | $53,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,987 | $52,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 24,901 | $52,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $52,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $51,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 34,817 | $51,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 47,035 | $51,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 23,855 | $50,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $50,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 139,330 | $48,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 13,177 | $48,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 166,315 | $47,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,048 | $47,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,680 | $46,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $45,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 49,760 | $45,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 35,758 | $44,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $44,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $43,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $43,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 36,469 | $43,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $43,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,494 | $42,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $42,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 43,365 | $42,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 67,633 | $42,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 73,129 | $42,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $40,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $40,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 37,449 | $40,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 30,209 | $39,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,298 | $39,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 10,264 | $38,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 19,042 | $38,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 26,518 | $38,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $37,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 38,855 | $37,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 14,898 | $37,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 61,853 | $37,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 26,813 | $36,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 20,266 | $36,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $35,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 26,471 | $35,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $34,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $34,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,949 | $34,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 58,710 | $34,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 25,401 | $34,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,866 | $33,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 12,107 | $33,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 26,925 | $33,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $32,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 21,692 | $29,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 74,832 | $29,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 11,969 | $28,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 24,234 | $28,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 30,097 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-18-000003 | this filing | 2018-05-15 | acceptance time not in the bulk data set |