13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 4,031 holding rows worth $294,473,523,000.
- Accession
- 0001214717-18-000002
- Filer
- CIK 1214717
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 4,803 entries on the cover page, a total value of $294,473,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $294,473,523,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 18,180 | $1,278,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 44,509 | $1,276,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 277,453 | $1,276,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 284,230 | $1,276,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 68,987 | $1,275,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 949,650 | $1,272,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 80,561 | $1,272,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 101,587 | $1,272,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 58,120 | $1,261,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 58,067 | $1,260,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 167,545 | $1,259,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100,207 | $1,254,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 108,141 | $1,254,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 145,774 | $1,253,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 42,116 | $1,250,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 23,424 | $1,246,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 80,082 | $1,245,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 119,545 | $1,237,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 25,566 | $1,229,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 415,019 | $1,228,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 30,281 | $1,224,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 29,834 | $1,216,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 146,448 | $1,204,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 123,036 | $1,202,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 29,043 | $1,201,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 55,817 | $1,200,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 250,331 | $1,196,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 22,483 | $1,190,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 297,713 | $1,187,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 47,798 | $1,183,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 96,429 | $1,181,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 36,455 | $1,180,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 133,659 | $1,169,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 113,066 | $1,167,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 141,586 | $1,161,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 208,652 | $1,158,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44,502 | $1,157,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 51,014 | $1,152,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 27,298 | $1,149,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 30,026 | $1,149,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 192,788 | $1,147,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19,544 | $1,144,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 178,748 | $1,143,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 161,045 | $1,143,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 119,576 | $1,141,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 154,970 | $1,137,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 38,012 | $1,131,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 85,877 | $1,120,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 276,467 | $1,119,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 162,852 | $1,115,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 108,621 | $1,113,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 61,225 | $1,110,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 284,690 | $1,110,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 37,512 | $1,108,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 108,751 | $1,104,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 166,011 | $1,103,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 42,983 | $1,101,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,458 | $1,097,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 131,022 | $1,094,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 40,711 | $1,090,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 32,779 | $1,084,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 111,460 | $1,084,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 664,576 | $1,083,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 36,479 | $1,081,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 80,282 | $1,078,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,170,116 | $1,078,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 54,544 | $1,073,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 40,000 | $1,072,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 18,970 | $1,068,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 34,991 | $1,066,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 99,721 | $1,064,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 114,667 | $1,060,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 92,292 | $1,060,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 113,269 | $1,055,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 26,005 | $1,050,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 34,610 | $1,050,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 49,585 | $1,047,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 3,171,257 | $1,046,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 134,081 | $1,045,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 12,784 | $1,043,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 103,518 | $1,042,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 126,725 | $1,038,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 63,173 | $1,037,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 66,824 | $1,036,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 28,035 | $1,034,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 241,498 | $1,033,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 175,437 | $1,031,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 106,374 | $1,031,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 164,844 | $1,028,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 44,676 | $1,026,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,026,864 | $1,026,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 318,519 | $1,025,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 62,565 | $1,019,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 157,466 | $1,016,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 48,921 | $1,015,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 50,510 | $1,014,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 209,088 | $1,013,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 101,471 | $1,013,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 97,204 | $1,013,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 282,374 | $1,010,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 25,425 | $1,008,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 43,486 | $1,008,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 100,000 | $1,007,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 100,000 | $1,005,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 153,487 | $1,002,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 84,978 | $1,001,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 60,254 | $997,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 56,989 | $994,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 325,626 | $993,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 176,836 | $990,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 178,560 | $990,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 248,729 | $989,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22,548 | $981,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 122,851 | $977,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 58,293 | $973,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 28,255 | $973,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 373,313 | $973,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 64,019 | $972,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 110,079 | $970,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 241,576 | $968,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 361,214 | $968,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 104,921 | $965,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 421,041 | $964,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 92,482 | $964,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 17,610 | $960,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 157,445 | $958,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 130,026 | $954,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 42,830 | $953,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 51,704 | $951,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 125,786 | $947,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 544,174 | $946,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 30,822 | $936,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86,428 | $934,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 59,458 | $931,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 95,755 | $931,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 70,158 | $930,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 125,531 | $928,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 90,452 | $927,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 71,919 | $920,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 75,418 | $917,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 23,412 | $911,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 92,803 | $910,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 129,847 | $908,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 60,493 | $907,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 217,152 | $905,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 75,240 | $905,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 64,839 | $905,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 71,672 | $901,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 63,463 | $896,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 44,359 | $896,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 190,281 | $896,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 203,302 | $894,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 47,231 | $892,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 369,816 | $891,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 16,793 | $891,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 374,746 | $891,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 720,815 | $879,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 225,676 | $875,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 225,676 | $875,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 26,262 | $871,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 133,562 | $868,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 83,076 | $867,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 87,634 | $867,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 34,480 | $863,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 365,712 | $863,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 46,592 | $859,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 69,541 | $855,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 42,987 | $848,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 93,669 | $847,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 63,619 | $847,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 28,662 | $845,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 35,535 | $844,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 40,629 | $843,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,304 | $842,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 67,981 | $842,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 31,152 | $839,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,519 | $835,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 93,786 | $831,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 91,737 | $828,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 204,454 | $828,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 48,915 | $824,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 71,018 | $820,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 45,153 | $819,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20,390 | $816,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 39,161 | $815,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 31,852 | $815,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 12,608 | $813,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 81,309 | $810,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 71,169 | $805,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 32,207 | $804,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 258,956 | $802,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 282,545 | $802,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 33,689 | $798,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 151,452 | $795,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 781,505 | $789,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 25,190 | $788,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 24,899 | $785,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 43,288 | $784,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 176,010 | $783,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 53,004 | $779,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 56,234 | $778,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 22,765 | $775,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 48,489 | $772,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 19,262 | $770,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,175 | $769,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 21,017 | $769,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 36,465 | $769,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 174,557 | $768,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 77,535 | $768,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 73,999 | $766,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 32,875 | $763,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,538 | $762,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 40,880 | $752,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 279,620 | $743,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 19,814 | $742,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 290,784 | $741,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 84,318 | $741,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 70,697 | $736,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 45,861 | $736,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 91,082 | $734,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,047,295 | $733,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 225,578 | $733,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 31,747 | $723,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 839,777 | $721,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 80,542 | $719,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 156,759 | $719,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,845 | $717,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 81,614 | $717,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 84,219 | $715,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 190,475 | $714,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 84,665 | $711,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 83,927 | $710,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 56,671 | $710,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 105,583 | $709,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 230,498 | $707,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 257,069 | $706,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 50,000 | $705,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 32,845 | $703,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 43,723 | $701,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 53,345 | $701,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 85,954 | $700,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,764 | $700,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500,679 | $700,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 142,790 | $699,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 102,263 | $695,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 93,307 | $693,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 76,994 | $692,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 121,603 | $689,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 6,536 | $683,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 68,964 | $682,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 312,259 | $674,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 52,826 | $673,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 50,065 | $673,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 52,358 | $672,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 281,349 | $668,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 469,968 | $667,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 69,438 | $666,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 91,860 | $661,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 197,038 | $661,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 34,072 | $660,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 325,567 | $660,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $658,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 69,222 | $657,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 166,175 | $654,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,922 | $653,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 195,411 | $652,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 86,939 | $651,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,650 | $648,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 31,446 | $646,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 275,948 | $645,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 179,731 | $645,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 87,366 | $643,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 402,312 | $643,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 53,334 | $639,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 102,203 | $638,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 494,097 | $637,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 158,098 | $637,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 309,961 | $635,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 28,713 | $634,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 26,988 | $633,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 355,147 | $632,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 156,799 | $631,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 18,125 | $630,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 626,000 | $629,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 367,979 | $625,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 64,209 | $624,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 71,124 | $622,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 130,797 | $619,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 20,629 | $613,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 529,177 | $613,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 42,685 | $608,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 48,896 | $606,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 59,678 | $603,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 256,513 | $602,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 18,939 | $600,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 160,033 | $600,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 16,323 | $595,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 20,949 | $594,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 190,128 | $591,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 316,090 | $591,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 13,146 | $590,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 37,285 | $587,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 33,729 | $584,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 83,892 | $583,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 53,075 | $583,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 111,151 | $582,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 168,584 | $576,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 36,473 | $576,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 43,526 | $576,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 260,944 | $574,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 79,093 | $573,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 181,971 | $573,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 9,740 | $572,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 71,461 | $571,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 44,068 | $564,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,607 | $563,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 30,496 | $562,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 22,994 | $560,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 74,904 | $560,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 20,803 | $557,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,938 | $556,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 124,244 | $556,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 72,082 | $555,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 134,470 | $554,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 503,514 | $553,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $552,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 61,332 | $552,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 111,017 | $551,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,631 | $548,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 123,705 | $547,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 103,620 | $546,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 388,662 | $543,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 173,774 | $542,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,556 | $541,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 245,099 | $539,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 45,994 | $539,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 20,758 | $537,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,604 | $536,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 44,498 | $534,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,740 | $533,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 110,675 | $531,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 164,240 | $530,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 40,109 | $530,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 114,475 | $528,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 94,205 | $527,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 54,459 | $525,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 10,873 | $524,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,629 | $524,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 105,280 | $523,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 93,044 | $522,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 315,221 | $520,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 40,912 | $519,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 35,442 | $515,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 209,178 | $514,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 9,966 | $514,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 117,877 | $513,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,634 | $513,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 20,833 | $512,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,898 | $511,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 40,138 | $510,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 38,040 | $509,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 44,141 | $508,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 45,039 | $507,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,235 | $506,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 14,741 | $503,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 483,951 | $503,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 13,686 | $502,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 16,355 | $501,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 64,060 | $496,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 233,301 | $496,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 15,197 | $491,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 120,848 | $489,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 14,362 | $485,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 146,791 | $484,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 117,330 | $481,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,172 | $480,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 117,619 | $477,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 62,188 | $477,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 76,656 | $477,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 22,224 | $476,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,074 | $476,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 191,212 | $476,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 114,190 | $474,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $469,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 52,996 | $468,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 40,805 | $463,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 125,489 | $463,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 94,870 | $462,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 111,189 | $461,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 16,490 | $460,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 171,318 | $460,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,717 | $458,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,510 | $458,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 14,956 | $458,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 37,950 | $457,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 29,229 | $457,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 67,211 | $453,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 158,300 | $452,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 13,437 | $452,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 69,085 | $451,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 87,567 | $450,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 17,839 | $449,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 44,936 | $448,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 72,121 | $447,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,742 | $446,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 8,941 | $444,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 16,198 | $443,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 12,065 | $442,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 50,809 | $441,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 83,968 | $440,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 110,879 | $440,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 400,000 | $440,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 35,804 | $440,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 34,743 | $437,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 215,834 | $437,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 43,571 | $436,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 193,875 | $436,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 288,827 | $433,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 68,394 | $431,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 90,377 | $430,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 20,835 | $428,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 204,136 | $428,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 237,122 | $424,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 13,012 | $424,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 117,645 | $423,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 32,706 | $422,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 63,010 | $422,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 54,447 | $422,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 19,517 | $421,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 65,333 | $421,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 338,700 | $419,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 6,597 | $418,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 69,384 | $416,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,690 | $415,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,719 | $414,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,983 | $414,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 63,199 | $413,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 30,305 | $412,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,518 | $412,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 96,321 | $408,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,868 | $407,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 69,976 | $407,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 51,803 | $406,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 79,661 | $406,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 28,748 | $405,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 49,468 | $405,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 55,367 | $402,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 36,041 | $402,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 21,194 | $401,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 25,000 | $397,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,061 | $397,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 77,867 | $397,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 26,118 | $396,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 45,734 | $394,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 56,581 | $392,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 108,951 | $392,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 15,541 | $388,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 23,326 | $386,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,247 | $386,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 25,310 | $383,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 149,634 | $383,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 71,313 | $383,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,752 | $381,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 47,641 | $381,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 101,759 | $381,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 15,846 | $379,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 27,803 | $379,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 29,392 | $378,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 82,997 | $373,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 75,232 | $372,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 144,551 | $372,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 106,008 | $371,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 8,846 | $371,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 160,983 | $370,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 24,303 | $369,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 275,806 | $369,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,953 | $368,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 37,710 | $368,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 85,803 | $366,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 22,472 | $362,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 148,929 | $361,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 37,255 | $360,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $360,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 112,000 | $359,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 51,571 | $359,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 104,428 | $359,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 111,006 | $358,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $357,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,187 | $355,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 220,379 | $354,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14,760 | $354,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 31,490 | $352,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 37,863 | $349,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 17,204 | $347,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $346,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,822 | $345,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 810,682 | $343,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,541 | $343,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 94,318 | $342,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 52,782 | $340,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-18-000002 | this filing | 2018-02-13 | acceptance time not in the bulk data set |