13F-HR/A filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-06-21, with 4,069 holding rows worth $243,777,034,000.
- Accession
- 0001214717-17-000009
- Filer
- CIK 1214717
- Filed
- 2017-06-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 4,779 entries on the cover page, a total value of $243,777,034,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,777,034,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 20,000 | $35,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 44,313 | $34,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $34,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 10,995 | $34,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 92,136 | $33,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 105,751 | $33,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 31,104 | $32,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $31,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 25,401 | $30,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $29,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $29,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $29,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 46,344 | $29,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 13,615 | $29,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 34,447 | $29,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,054 | $28,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 22,983 | $28,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $27,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $27,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 13,533 | $27,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $27,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 35,913 | $27,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $27,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 27,742 | $27,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 77,749 | $26,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 16,674 | $26,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 14,824 | $26,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $26,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 26,887 | $25,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,866 | $24,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $24,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 25,413 | $24,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $24,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 81,576 | $23,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $22,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $22,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 15,004 | $22,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $22,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 27,670 | $21,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 26,638 | $21,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 12,000 | $21,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 12,537 | $21,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 71,668 | $20,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,390 | $19,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 44,389 | $19,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 14,073 | $18,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,283 | $18,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 26,473 | $18,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 15,744 | $17,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 26,228 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 13,315 | $17,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 25,000 | $17,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,892 | $17,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 19,463 | $15,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 16,608 | $15,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 12,694 | $14,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $13,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 15,640 | $13,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K102 | COM | 37,277 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,159 | $11,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 27,554 | $10,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 16,057 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 17,274 | $8,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 17,690 | $7,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 21,555 | $6,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 61,846 | $5,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 24,109 | $5,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 18,147 | $5,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 39,286 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-17-000008 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-17-000009 | this filing | 2017-06-21 | acceptance time not in the bulk data set |