13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 4,066 holding rows worth $246,669,322,000.
- Accession
- 0001214717-17-000008
- Filer
- CIK 1214717
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 4,776 entries on the cover page, a total value of $246,669,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,669,322,000 with VALUE read as thousands by filing date, 13F file number 028-10386. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HENNESSY ADVISORS INC | 425885100 | COM | 18,296 | $307,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 86,227 | $307,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 19,799 | $305,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 17,735 | $305,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 73,731 | $305,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 31,263 | $302,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 58,520 | $301,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 157,207 | $298,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 62,557 | $297,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 15,972 | $296,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 26,924 | $296,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 33,299 | $296,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 75,989 | $296,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $296,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 88,387 | $296,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 182,021 | $296,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 85,950 | $292,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 69,552 | $290,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 17,434 | $289,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 40,784 | $289,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 5,930 | $289,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 92,563 | $287,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 179,416 | $287,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 57,646 | $287,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 41,675 | $287,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,597 | $285,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 60,041 | $285,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,695 | $282,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 209,558 | $282,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,867 | $281,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 80,100 | $280,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,762 | $279,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,499 | $279,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $277,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 103,728 | $276,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 54,888 | $274,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 39,328 | $274,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 277,378 | $274,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,579 | $271,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 11,184 | $271,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 25,709 | $271,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 135,251 | $270,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 23,536 | $270,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 42,525 | $269,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 271,144 | $268,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 134,329 | $268,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 52,458 | $267,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 247,307 | $267,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $266,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,262 | $264,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 65,738 | $264,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 49,468 | $262,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,659 | $261,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 94,015 | $261,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 72,431 | $260,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $258,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 148,929 | $257,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 29,610 | $257,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 110,847 | $257,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 125,158 | $257,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 166,002 | $257,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 135,577 | $257,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 15,194 | $256,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 62,353 | $255,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 145,896 | $255,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 5,145 | $254,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,975 | $254,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 18,429 | $254,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 9,864 | $253,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 74,013 | $253,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,228 | $252,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 27,731 | $251,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,284 | $250,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 38,884 | $250,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 109,011 | $250,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 313,183 | $250,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,595 | $249,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 37,976 | $248,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 113,070 | $248,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 213,409 | $247,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 33,142 | $246,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 143,049 | $246,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,831 | $245,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 14,300 | $245,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 10,035 | $244,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,450 | $244,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 112,055 | $243,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 15,164 | $241,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 93,580 | $240,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 19,963 | $240,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $239,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 23,845 | $238,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,610 | $237,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 72,843 | $237,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 504,613 | $236,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 12,775 | $235,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 76,236 | $234,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 409,477 | $233,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,087 | $233,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,830 | $232,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 247,200 | $232,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 17,097 | $232,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 110,945 | $231,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 93,496 | $231,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 13,051 | $231,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 141,562 | $229,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 116,148 | $229,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 151,287 | $228,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $227,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 40,578 | $227,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 197,459 | $227,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 66,120 | $227,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 162,029 | $226,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 57,803 | $225,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 39,476 | $225,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 29,004 | $225,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 15,025 | $224,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 46,810 | $224,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $223,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,761 | $223,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 35,231 | $223,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 63,252 | $222,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 674,147 | $220,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 18,645 | $218,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 12,653 | $218,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 27,838 | $217,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 44,654 | $217,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 7,264 | $216,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $216,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 211,168 | $215,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 57,639 | $214,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,457 | $213,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 21,525 | $213,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 8,179 | $213,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 30,418 | $212,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,843 | $210,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 7,293 | $209,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 56,485 | $208,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 19,571 | $205,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 19,252 | $205,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,601 | $204,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 15,427 | $204,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 240,301 | $204,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 10,946 | $203,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 42,046 | $203,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 35,557 | $202,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 40,373 | $202,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 10,045 | $201,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 24,600 | $201,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 26,967 | $201,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 73,129 | $200,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 25,000 | $198,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 89,219 | $197,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 22,475 | $197,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $197,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 75,379 | $196,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $195,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 42,578 | $195,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 14,947 | $194,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $193,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $193,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 163,706 | $193,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 22,158 | $192,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 18,258 | $192,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 39,531 | $192,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 59,328 | $192,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 12,925 | $191,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 67,892 | $191,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,814 | $190,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 106,270 | $190,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 31,330 | $190,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 61,709 | $190,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 127,995 | $190,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 21,915 | $188,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 45,505 | $188,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,603 | $187,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 104,108 | $187,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,472 | $186,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 25,181 | $186,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 155,407 | $186,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 28,351 | $185,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 315,153 | $185,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 28,378 | $185,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 67,355 | $184,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 39,179 | $184,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 12,809 | $183,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 48,308 | $183,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 205,197 | $183,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 60,321 | $182,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $182,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 31,601 | $182,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 20,174 | $181,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 127,981 | $180,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $179,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 20,380 | $178,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 148,183 | $177,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 80,390 | $176,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 126,229 | $176,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 250,608 | $175,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,437 | $173,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,839 | $172,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 142,231 | $172,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 57,898 | $171,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 15,861 | $171,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 36,254 | $167,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 29,680 | $167,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 26,610 | $166,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 20,015 | $165,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 39,779 | $165,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 15,051 | $164,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 82,416 | $164,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 13,239 | $163,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 42,026 | $163,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 93,776 | $163,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 19,009 | $162,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 24,093 | $161,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $160,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 500,000 | $160,000 | thousands by filing date | principal |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 133,676 | $160,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $159,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 93,559 | $159,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 28,620 | $157,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,105 | $157,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 87,117 | $156,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,181 | $155,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 37,083 | $155,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 93,961 | $155,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $154,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 46,387 | $154,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $153,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 30,131 | $152,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 355,172 | $151,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 61,628 | $150,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 14,745 | $149,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $149,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 88,029 | $149,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 29,432 | $148,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 11,958 | $148,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $147,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 44,670 | $146,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 69,384 | $145,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 13,869 | $145,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 74,484 | $145,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 23,305 | $144,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 21,194 | $143,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 357,719 | $143,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 24,038 | $142,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 11,587 | $141,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 74,509 | $141,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $140,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 12,696 | $140,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 99,765 | $139,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $139,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 28,383 | $139,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 11,593 | $139,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 37,395 | $138,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 84,126 | $138,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 39,706 | $138,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 16,100 | $137,000 | thousands by filing date | principal |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $137,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 31,262 | $137,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $137,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,859 | $137,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 25,985 | $137,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 22,405 | $136,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $134,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 15,447 | $133,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 129,368 | $131,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $131,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 29,372 | $129,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 71,850 | $129,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 32,679 | $128,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 29,978 | $128,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,801 | $127,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 153,509 | $127,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 10,000 | $126,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 14,383 | $126,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,012,559 | $125,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 67,699 | $125,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 80,849 | $125,000 | thousands by filing date | |
| DRYSHIPS ORD | Y2109Q143 | COM | 75,998 | $125,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 22,468 | $123,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,641 | $123,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 16,866 | $123,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $123,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 97,172 | $122,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $122,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $121,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 15,718 | $120,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 60,427 | $120,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $118,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 50,614 | $117,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,474 | $117,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 35,396 | $116,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 178,689 | $116,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,191 | $115,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $115,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,558 | $114,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 11,496 | $114,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 12,066 | $114,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $114,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 78,051 | $113,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 14,425 | $113,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 202,500 | $113,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 16,541 | $112,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 61,580 | $112,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,066 | $112,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 100,060 | $111,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,227 | $110,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 13,197 | $110,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 23,046 | $109,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 20,940 | $109,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $107,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 15,019 | $107,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 28,710 | $107,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 33,924 | $106,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 69,859 | $106,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 45,688 | $105,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 12,686 | $104,000 | thousands by filing date | |
| GENVEC INC | 37246C406 | COM PAR | 17,218 | $104,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,341 | $103,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 47,187 | $103,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,784 | $101,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 34,351 | $101,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 97,541 | $100,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $100,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 43,175 | $99,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 119,364 | $99,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 56,098 | $99,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 20,093 | $99,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 25,604 | $99,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,516 | $98,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 61,103 | $97,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,884 | $96,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 93,905 | $94,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 17,518 | $94,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 14,682 | $93,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $92,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,841 | $92,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $91,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $90,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 14,936 | $90,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 27,493 | $89,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 14,961 | $89,000 | thousands by filing date | |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 32,820 | $88,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 17,440 | $88,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 13,425 | $88,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 39,626 | $88,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 22,880 | $87,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 17,559 | $87,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 35,866 | $87,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,711 | $86,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 57,903 | $85,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $84,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 46,649 | $83,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 108,514 | $83,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 34,817 | $83,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 64,195 | $82,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,878 | $82,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 48,470 | $82,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 43,518 | $82,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $81,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 105,704 | $80,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 26,619 | $80,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 61,628 | $80,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 32,609 | $79,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 19,670 | $78,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,269 | $78,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 46,227 | $78,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 24,234 | $78,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,281 | $77,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 18,324 | $77,000 | thousands by filing date | |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 16,103 | $77,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,145 | $76,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 35,815 | $76,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 48,146 | $76,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 79,971 | $74,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 26,995 | $74,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 31,726 | $72,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 15,595 | $72,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 89,463 | $72,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 57,031 | $72,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,345 | $71,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $71,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,048 | $71,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 79,837 | $71,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 157,707 | $71,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 15,011 | $71,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 45,139 | $70,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 57,518 | $70,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 84,831 | $70,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $69,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $69,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $69,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 26,244 | $68,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 18,450 | $68,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $67,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 152,559 | $67,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 38,031 | $66,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,851 | $65,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $65,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 447,068 | $65,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 71,674 | $64,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 127,447 | $63,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 144,434 | $63,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $62,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 280,703 | $62,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,252 | $62,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 54,795 | $62,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 102,698 | $62,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $61,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 72,989 | $61,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 38,818 | $61,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 43,139 | $60,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 43,368 | $60,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 150,982 | $60,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 15,089 | $60,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $59,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 38,853 | $59,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 21,992 | $59,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 22,211 | $59,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 55,146 | $58,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 30,097 | $58,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 36,386 | $58,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,588 | $57,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 56,224 | $57,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 27,210 | $57,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 29,479 | $57,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $56,000 | thousands by filing date | |
| INSPIRED ENTMT INC | 45782N116 | *W EXP 10/20/202 | 75,000 | $56,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 43,447 | $56,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $55,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 30,092 | $55,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 40,159 | $55,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 25,815 | $54,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,700 | $54,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 23,439 | $53,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 13,495 | $53,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 33,535 | $53,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 25,398 | $53,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $53,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $51,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,556 | $51,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 91,755 | $51,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 12,377 | $51,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 32,337 | $50,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 25,345 | $50,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 21,166 | $50,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 46,814 | $50,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,742 | $49,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $47,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 41,093 | $47,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 10,209 | $47,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 114,757 | $47,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $46,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 14,899 | $46,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 31,264 | $45,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 11,642 | $45,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 14,778 | $45,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 18,001 | $45,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 11,633 | $45,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 44,662 | $45,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 126,894 | $44,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 18,420 | $43,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 15,227 | $43,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 12,233 | $43,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $42,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 27,711 | $42,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 45,306 | $42,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 29,285 | $42,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 37,103 | $42,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 29,614 | $42,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 20,793 | $42,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,386 | $41,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 13,726 | $41,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 23,192 | $41,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 11,457 | $41,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 82,393 | $41,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 74,832 | $40,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 34,226 | $40,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 15,052 | $40,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 19,298 | $40,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,083 | $39,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 16,828 | $39,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 89,941 | $39,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $38,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 32,758 | $38,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 19,323 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 38,567 | $37,000 | thousands by filing date | |
| TEARLAB CORP | 878193200 | COM | 13,101 | $37,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $36,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $36,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 22,179 | $36,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 420,802 | $36,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 24,308 | $35,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $35,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 21,968 | $35,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 20,000 | $35,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 44,313 | $34,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-17-000008 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-17-000009 | base | 2017-06-21 | acceptance time not in the bulk data set |