13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 4,060 holding rows worth $183,873,643,000 by the sum of the rows.
- Accession
- 0001214717-16-000018
- Filer
- CIK 1214717
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 4,857 entries on the cover page, a total value of $158,646,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,873,643,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $158,646,091,000, 14% less than the sum of the rows, $183,873,643,000. This page uses the sum of the rows.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 53,924 | $829,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 95,323 | $821,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 41,159 | $817,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 38,876 | $817,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 155,193 | $814,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 65,496 | $812,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 769,440 | $807,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 361,306 | $805,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 112,056 | $804,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 50,729 | $795,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 68,849 | $793,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 17,322 | $791,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 38,615 | $786,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 92,651 | $781,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 242,815 | $779,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 73,613 | $778,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,238 | $777,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 76,114 | $777,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 24,775 | $776,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 58,342 | $774,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 38,006 | $774,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 27,644 | $774,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 103,301 | $768,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 58,746 | $766,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 87,868 | $766,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 108,934 | $764,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 189,435 | $763,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 112,699 | $762,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 55,560 | $761,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 75,200 | $760,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 245,258 | $757,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 15,766 | $753,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 175,176 | $753,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 24,858 | $751,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,859 | $748,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 53,811 | $748,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 31,763 | $747,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 51,608 | $746,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 126,315 | $746,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 75,000 | $744,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 96,251 | $741,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 95,598 | $739,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 72,428 | $739,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 187,825 | $736,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $735,000 | thousands by filing date | principal |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 81,101 | $727,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 45,902 | $725,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 27,787 | $724,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 167,988 | $724,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 144,550 | $724,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 657,797 | $723,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 13,151 | $720,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 284,978 | $720,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 53,793 | $720,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 36,388 | $718,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 304,323 | $717,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 87,455 | $716,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 260,563 | $716,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 74,324 | $715,000 | thousands by filing date | principal |
| SAP SE SPON ADR | 803054204 | ADR | 9,524 | $714,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 172,370 | $713,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 74,698 | $712,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 263,560 | $708,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 65,847 | $705,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 104,116 | $704,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 97,001 | $702,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 59,650 | $700,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 32,409 | $700,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 17,258 | $697,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 161,728 | $697,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 113,370 | $696,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 46,591 | $695,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 38,665 | $694,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 25,262 | $693,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 92,931 | $686,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 50,671 | $685,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,197 | $684,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 331,889 | $683,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 64,006 | $681,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 31,268 | $680,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 56,032 | $680,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,000,000 | $678,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 26,940 | $676,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 37,454 | $676,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,849 | $675,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 39,466 | $675,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 74,620 | $674,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 226,483 | $672,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 88,246 | $671,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 228,039 | $668,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 60,188 | $668,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 36,498 | $667,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 24,453 | $665,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 88,795 | $665,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 339,539 | $665,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 147,922 | $664,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 55,422 | $664,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,129 | $661,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 175,536 | $658,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 56,284 | $657,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 36,509 | $657,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 49,365 | $657,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 65,089 | $654,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 581,679 | $651,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $650,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 59,169 | $650,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 29,222 | $649,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 191,448 | $649,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 381,112 | $647,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 313,658 | $646,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 31,357 | $646,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 249,351 | $643,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 41,049 | $639,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 698,359 | $638,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 54,167 | $637,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 426,887 | $636,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,026 | $632,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 55,837 | $631,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 123,697 | $629,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 32,839 | $628,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 124,209 | $627,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 55,127 | $624,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 196,446 | $624,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 57,045 | $621,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 109,185 | $620,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,476,352 | $620,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 33,086 | $617,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 68,824 | $617,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 25,890 | $616,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 98,997 | $615,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 114,718 | $613,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 35,431 | $612,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 321,568 | $610,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 110,927 | $610,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 59,529 | $609,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 46,061 | $609,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 77,019 | $606,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 159,034 | $605,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,175 | $604,000 | thousands by filing date | principal |
| RED LION HOTELS CORP | 756764106 | COM | 83,280 | $604,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 56,009 | $603,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 188,769 | $602,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 145,487 | $602,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 218,306 | $602,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 46,238 | $600,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 109,839 | $599,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 47,997 | $599,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 42,426 | $598,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 41,388 | $597,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 45,996 | $596,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 81,957 | $595,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 108,917 | $595,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 78,135 | $594,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 76,405 | $589,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 53,432 | $587,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,258,625 | $586,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 32,699 | $584,000 | thousands by filing date | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 15,182 | $584,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 44,565 | $581,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 47,955 | $581,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 49,496 | $579,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,978 | $577,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 38,559 | $577,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 24,708 | $576,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | B63MCN1 | COMSTK | 95,049 | $576,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEACHANGE INTL INC | 811699107 | COM | 180,319 | $575,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 199,054 | $575,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 463,672 | $574,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 119,201 | $573,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 125,772 | $572,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 179,558 | $572,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 16,735 | $571,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 92,713 | $568,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 79,953 | $567,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 465,270 | $567,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 43,391 | $566,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 36,779 | $565,000 | thousands by filing date | principal |
| M B T FINANCIAL CORP | 578877102 | Stock | 70,647 | $565,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 70,571 | $564,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 188,031 | $564,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,434 | $562,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 31,503 | $562,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,049 | $560,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,085 | $556,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,072 | $556,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 52,892 | $554,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 58,060 | $553,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 205,291 | $552,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 100,398 | $551,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 35,846 | $550,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 109,895 | $549,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 25,553 | $549,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 29,705 | $549,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 39,091 | $544,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 78,339 | $543,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 20,097 | $542,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 50,168 | $540,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 109,786 | $539,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 33,112 | $538,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 70,470 | $536,000 | thousands by filing date | principal |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 33,060 | $536,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 357,719 | $536,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 128,008 | $535,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 50,647 | $535,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 48,382 | $534,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 16,387 | $530,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 50,877 | $530,000 | thousands by filing date | principal |
| PEOPLES UTAH BANCORP | 712706209 | COM | 31,914 | $529,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 35,700 | $528,000 | thousands by filing date | principal |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 78,453 | $528,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 28,033 | $524,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 68,704 | $522,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 35,283 | $521,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 103,551 | $520,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 118,920 | $519,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 46,313 | $519,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 43,499 | $518,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 61,876 | $506,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 59,279 | $505,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 61,924 | $505,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 109,259 | $504,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 352,719 | $504,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 95,653 | $502,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 532,514 | $502,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 127,210 | $501,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 29,726 | $500,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 32,130 | $498,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 139,228 | $498,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 212,611 | $497,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 16,905 | $496,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 300,923 | $496,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 36,211 | $494,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 52,358 | $492,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 41,294 | $491,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 256,513 | $489,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 119,352 | $489,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 30,383 | $486,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 73,133 | $485,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 222,039 | $484,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 31,848 | $481,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 206,948 | $480,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 63,497 | $479,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 41,998 | $479,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,012,559 | $475,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13,068 | $474,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,009 | $472,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 94,870 | $471,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 43,898 | $471,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 36,272 | $470,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 18,434 | $470,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 23,510 | $470,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 29,557 | $467,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 217,935 | $465,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 78,899 | $463,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 26,683 | $463,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 31,646 | $462,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20,891 | $461,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 126,344 | $454,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 66,398 | $454,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 37,089 | $453,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 77,094 | $453,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 48,510 | $450,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 31,943 | $447,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 203,283 | $445,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 423,833 | $445,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 58,765 | $444,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 94,425 | $444,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 5,383 | $442,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 144,003 | $442,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 2,750,000 | $442,000 | thousands by filing date | principal |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 20,006 | $441,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 54,641 | $439,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $438,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 26,945 | $437,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 534,133 | $437,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 494,453 | $434,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 22,065 | $434,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 34,703 | $431,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 62,202 | $431,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 95,397 | $430,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 143,582 | $429,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 12,982 | $428,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 213,409 | $428,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,556 | $428,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 9,294 | $427,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 89,814 | $423,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 293,680 | $422,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 22,400 | $419,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 21,524 | $419,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 315,401 | $419,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 152,915 | $418,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 198,223 | $416,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 63,373 | $416,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 93,729 | $416,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 62,949 | $416,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,196 | $415,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 43,517 | $412,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,823 | $412,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 87,950 | $412,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 67,558 | $412,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 813,822 | $410,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 58,521 | $410,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 24,715 | $409,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,694 | $409,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 81,605 | $409,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 32,633 | $409,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $407,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 29,731 | $407,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 240,887 | $404,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $403,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 72,309 | $401,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 78,830 | $401,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 80,957 | $401,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 141,663 | $400,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 42,745 | $399,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 93,220 | $399,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 118,477 | $398,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 126,894 | $397,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 38,902 | $396,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,090,115 | $396,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 5,823 | $394,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 68,065 | $394,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 39,200 | $393,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 30,029 | $392,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 119,713 | $392,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 46,277 | $391,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 78,644 | $390,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 337,549 | $388,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 122,365 | $386,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 420,687 | $386,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 128,960 | $384,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,131,581 | $384,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $382,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 40,934 | $379,000 | thousands by filing date | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 52,382 | $378,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 293,398 | $378,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 76,212 | $377,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 50,948 | $377,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 131,332 | $375,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 4,153 | $375,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 19,356 | $373,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 36,240 | $373,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,205 | $372,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 58,265 | $371,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 16,726 | $370,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 23,273 | $369,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 46,824 | $369,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 120,048 | $369,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 34,711 | $368,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 61,752 | $368,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 28,531 | $366,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 66,937 | $366,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 48,325 | $364,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 182,021 | $362,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,331 | $361,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 45,114 | $361,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 33,202 | $361,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 32,487 | $361,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 98,819 | $360,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 69,140 | $360,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 68,269 | $359,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 213,760 | $359,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 59,931 | $359,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 162,007 | $358,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 43,310 | $357,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,748 | $356,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 48,886 | $356,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 57,646 | $356,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,253 | $355,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 44,273 | $355,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 762,635 | $353,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 25,051 | $349,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 11,728 | $346,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $346,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 28,649 | $345,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 19,919 | $344,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 216,007 | $343,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $343,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 18,738 | $343,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 14,775 | $341,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 48,909 | $341,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 12,542 | $341,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 19,474 | $337,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,395 | $337,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 80,321 | $334,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 150,746 | $334,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 31,141 | $333,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 88,194 | $332,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 18,991 | $332,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 71,171 | $332,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 84,303 | $332,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,810 | $331,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 57,776 | $330,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 134,471 | $330,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 33,170 | $328,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 25,226 | $327,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 460,026 | $326,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 65,180 | $326,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 30,261 | $326,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 17,861 | $326,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 36,236 | $326,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 50,481 | $324,000 | thousands by filing date | principal |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,499 | $323,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 24,256 | $323,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 469,142 | $323,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 33,248 | $321,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 9,829 | $320,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 105,136 | $319,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 15,137 | $319,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 57,977 | $319,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 50,671 | $318,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 159,711 | $317,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,182 | $312,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 55,321 | $312,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,615 | $311,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 10,350 | $309,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 58,273 | $309,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 174,054 | $308,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 5,079 | $306,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 52,458 | $306,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,978 | $306,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 59,552 | $306,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 208,168 | $306,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 7,335 | $305,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 66,546 | $305,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 126,831 | $304,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 259,588 | $303,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 90,238 | $303,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 816,989 | $302,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $302,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 58,439 | $302,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 242,329 | $300,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 37,184 | $298,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 129,817 | $297,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 18,273 | $295,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 29,979 | $295,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 28,475 | $294,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,975 | $293,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 302,665 | $293,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 33,605 | $291,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 303,283 | $291,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 68,877 | $290,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 88,262 | $290,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 69,276 | $290,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 395,081 | $289,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,956 | $288,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 25,478 | $287,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,740 | $287,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $286,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,822 | $282,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 656,922 | $282,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $281,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,873 | $280,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 11,632 | $280,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 103,152 | $280,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 26,147 | $280,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 507,712 | $279,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 71,176 | $279,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 36,285 | $277,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 99,441 | $277,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,240 | $276,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 44,373 | $276,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,897 | $275,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 35,629 | $273,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16,746 | $273,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 179,084 | $272,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 84,126 | $271,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,579 | $269,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,398 | $268,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 58,082 | $268,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,713 | $268,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 151,287 | $267,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,691 | $266,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,094 | $266,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $265,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 169,420 | $265,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 68,443 | $264,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 43,202 | $263,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 322,991 | $263,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 63,252 | $263,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 40,028 | $263,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 312,303 | $262,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 42,046 | $261,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 25,510 | $260,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 839,229 | $260,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 178,404 | $260,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 59,392 | $260,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 17,388 | $258,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 9,518 | $257,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,607 | $256,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 21,335 | $256,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $256,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 85,136 | $255,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,693 | $254,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,156 | $253,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 32,331 | $253,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 10,214 | $253,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 55,409 | $252,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 52,411 | $252,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,610 | $251,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-16-000018 | this filing | 2016-08-12 | acceptance time not in the bulk data set |