13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 3,917 holding rows worth $154,269,585,000 by the sum of the rows.
- Accession
- 0001214717-14-000014
- Filer
- CIK 1214717
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,707 entries on the cover page, a total value of $154,269,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,269,585,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $154,269,000, about 1/1,000 of the sum of the rows, $154,269,585,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,608 | $239,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 113,509 | $239,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 63,245 | $239,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 73,606 | $239,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 20,376 | $239,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 82,309 | $238,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,970 | $237,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 350,995 | $237,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 57,258 | $237,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 24,187 | $235,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 220,460 | $235,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,763 | $234,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $234,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,460 | $234,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 47,331 | $233,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 34,927 | $233,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 27,462 | $232,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,030 | $231,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 75,787 | $231,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,977 | $231,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 93,813 | $231,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,144 | $230,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 59,529 | $230,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,306 | $229,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 73,675 | $229,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,701 | $228,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 31,052 | $228,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 126,902 | $228,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 101,966 | $228,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 16,553 | $227,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 30,375 | $227,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 15,063 | $226,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,579 | $226,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 7,888 | $226,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,386 | $225,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 155,640 | $225,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 58,264 | $223,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 32,548 | $223,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,936 | $222,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 14,571 | $222,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 22,194 | $221,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 789,669 | $221,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 59,016 | $220,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,908 | $219,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 90,949 | $217,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,306 | $217,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 26,887 | $217,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 29,060 | $215,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,380 | $214,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 71,396 | $213,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6,711 | $212,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 79,552 | $211,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 18,327 | $210,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $210,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,590 | $209,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 6,917 | $209,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 7,100 | $209,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 116,356 | $209,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 30,100 | $207,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 213,846 | $207,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 394,693 | $207,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $206,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,932 | $206,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 28,214 | $205,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,775 | $204,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 185,416 | $203,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 186,616 | $203,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 33,789 | $202,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,601 | $201,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 55,860 | $201,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,422 | $201,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 2470548 | COM | 33,200 | $201,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 3,800 | $200,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 11,318 | $199,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,907 | $198,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 15,805 | $198,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 21,347 | $198,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 59,225 | $198,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 182,578 | $197,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 21,294 | $197,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 38,362 | $197,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,664 | $196,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,692 | $195,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 29,294 | $195,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 11,521 | $194,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 101,746 | $194,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 31,769 | $194,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,349 | $193,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 59,858 | $193,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,556 | $192,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 126,582 | $191,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 54,497 | $191,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 17,288 | $190,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 16,917 | $189,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,419 | $189,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 38,531 | $189,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 12,134 | $189,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 51,289 | $188,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 17,808 | $187,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 23,511 | $187,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,741 | $186,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 20,374 | $186,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 10,428 | $184,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 24,658 | $184,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 47,080 | $184,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 28,139 | $182,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 64,451 | $181,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 82,592 | $181,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 93,172 | $178,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $177,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 25,549 | $177,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 47,875 | $177,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 53,781 | $176,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,556 | $175,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 20,236 | $175,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 19,033 | $173,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 49,386 | $173,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,339 | $173,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 57,018 | $173,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $172,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $172,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 64,584 | $172,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 68,988 | $172,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 29,009 | $171,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 14,970 | $171,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,932 | $170,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,817 | $170,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 27,969 | $169,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 147,433 | $169,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,871 | $169,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 20,103 | $168,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 491,035 | $168,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 34,541 | $167,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 83,565 | $167,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 46,785 | $166,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 35,529 | $166,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,659 | $165,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 16,946 | $164,000 | thousands by filing date | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 71,036 | $164,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 21,600 | $164,000 | thousands by filing date | principal |
| Intercloud Systems, Inc | 458488202 | com | 35,997 | $163,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32,776 | $162,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,695 | $162,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 16,493 | $162,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 40,456 | $161,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 93,689 | $161,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 31,192 | $160,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $160,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 66,825 | $160,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 59,034 | $159,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 43,030 | $157,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,448 | $155,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $154,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 11,070 | $153,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 15,018 | $153,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 14,272 | $152,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 36,543 | $150,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 47,696 | $149,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 20,783 | $149,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 23,500 | $148,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 11,734 | $148,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $147,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 76,964 | $147,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $146,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 257,474 | $146,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 64,907 | $146,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 88,388 | $146,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 49,216 | $145,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $144,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 72,457 | $144,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 47,087 | $142,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 92,452 | $142,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 33,067 | $142,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 29,229 | $140,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 22,034 | $140,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 59,928 | $139,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 156,849 | $139,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $139,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 34,275 | $138,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 38,223 | $138,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 73,125 | $137,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 14,425 | $136,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 43,874 | $136,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 58,624 | $136,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,558 | $135,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 19,221 | $134,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 32,274 | $134,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $133,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 31,567 | $133,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 378,088 | $133,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 24,112 | $133,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 61,818 | $132,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,547 | $131,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,104 | $130,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 84,148 | $130,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 75,857 | $130,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 46,136 | $129,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 60,393 | $129,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 27,404 | $128,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 36,036 | $128,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 37,487 | $128,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 71,660 | $128,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 96,971 | $127,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 33,095 | $126,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 12,245 | $126,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 44,366 | $126,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 16,037 | $125,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 19,906 | $124,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 109,315 | $123,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,255 | $122,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 61,273 | $122,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 28,424 | $122,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,295 | $121,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,684 | $121,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 17,686 | $120,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 129,598 | $120,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 21,193 | $120,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 130,873 | $119,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 186,795 | $119,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 142,289 | $119,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 76,360 | $118,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 29,641 | $118,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 13,775 | $117,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 86,072 | $116,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 77,920 | $116,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 16,362 | $115,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 61,612 | $113,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 54,455 | $113,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 57,351 | $112,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 63,460 | $111,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $111,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 91,853 | $111,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 17,541 | $111,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 18,367 | $110,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 58,768 | $110,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 30,586 | $109,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 29,721 | $109,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 54,142 | $108,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 10,901 | $108,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $107,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,116 | $107,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 47,935 | $107,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 46,352 | $106,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $105,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 11,648 | $105,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,350 | $104,000 | thousands by filing date | principal |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 14,164 | $104,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $104,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 35,139 | $104,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 10,293 | $103,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 16,863 | $102,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 61,846 | $101,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,640 | $100,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,564 | $99,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 46,734 | $98,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,165 | $97,000 | thousands by filing date | principal |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $97,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 327,636 | $97,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 80,228 | $97,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 31,580 | $96,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $95,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 15,693 | $95,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 33,683 | $95,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,856 | $94,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 79,763 | $94,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 25,758 | $92,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 125,977 | $92,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $91,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 70,219 | $91,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,247 | $90,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 10,037 | $90,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 28,745 | $89,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 11,857 | $89,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $88,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,758 | $87,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 13,237 | $86,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 101,604 | $86,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $86,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $83,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $83,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 15,640 | $83,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $82,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 13,356 | $82,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 150,598 | $81,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 134,818 | $81,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 14,741 | $81,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 104,061 | $81,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 142,011 | $80,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,000 | $79,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 39,040 | $79,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 18,878 | $79,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 27,788 | $78,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 39,792 | $78,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 65,527 | $77,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 18,498 | $77,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 15,054 | $77,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 17,214 | $77,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 103,138 | $76,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $75,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 21,451 | $75,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 13,327 | $73,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 44,036 | $73,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 74,013 | $73,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $71,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 15,870 | $71,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,589 | $70,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $70,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 21,727 | $70,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 22,543 | $69,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,700 | $69,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,995 | $68,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 99,700 | $68,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 21,162 | $66,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 11,387 | $64,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 54,865 | $63,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 36,180 | $61,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 19,079 | $61,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 132,540 | $60,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 18,660 | $60,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 10,734 | $59,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 47,117 | $59,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 11,606 | $59,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,061 | $58,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,286 | $58,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 24,497 | $57,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 11,661 | $57,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 93,274 | $56,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 10,276 | $56,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 29,758 | $56,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 23,309 | $55,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,878 | $54,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $54,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 198,666 | $54,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 11,180 | $53,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 47,959 | $53,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 19,140 | $52,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $52,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 18,678 | $52,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 11,472 | $51,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $48,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 37,902 | $47,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 10,523 | $47,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 418,268 | $46,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 209,873 | $46,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $46,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 10,000 | $46,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $44,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,684 | $43,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 52,333 | $43,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 12,000 | $43,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 18,043 | $42,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 19,997 | $42,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $41,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 19,066 | $41,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 14,423 | $41,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 21,181 | $40,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $39,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 23,240 | $39,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 71,337 | $39,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 45,803 | $38,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 19,463 | $38,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 10,000 | $37,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $36,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,569 | $36,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,390 | $36,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 23,928 | $36,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 201,132 | $36,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 13,016 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,784 | $35,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 15,005 | $35,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 75,817 | $35,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 19,002 | $35,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 41,018 | $34,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 21,115 | $33,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 21,871 | $33,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 31,100 | $33,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,544 | $32,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 25,653 | $32,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 14,774 | $32,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,491 | $31,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,849 | $31,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 50,152 | $31,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,126 | $30,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $29,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 28,025 | $29,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $28,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $28,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 16,571 | $28,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $27,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 16,054 | $27,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 18,702 | $27,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 11,424 | $26,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $25,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 45,631 | $25,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 13,242 | $25,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 35,814 | $24,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 24,824 | $23,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 17,390 | $21,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 18,657 | $21,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,340 | $20,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 49,827 | $20,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 14,121 | $19,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 232,144 | $18,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 11,614 | $18,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 13,852 | $17,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 11,055 | $17,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 34,712 | $16,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 49,847 | $16,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,534 | $15,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 24,241 | $15,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 11,256 | $15,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 18,131 | $13,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 17,217 | $12,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 10,506 | $12,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 23,210 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 11,476 | $6,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 11,132 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-14-000014 | this filing | 2014-11-14 | acceptance time not in the bulk data set |