13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 3,810 holding rows worth $149,082,733,000.
- Accession
- 0001214717-14-000007
- Filer
- CIK 1214717
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,507 entries on the cover page, a total value of $149,082,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,080,487,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL HOLDINGS LLC028-10533
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GTX INC | 40052B108 | COM | 125,122 | $191,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 17,808 | $190,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 48,679 | $189,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 23,279 | $189,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 60,296 | $189,000 | thousands by filing date | |
| KOFAX LTD | BH366C7 | COMSTK | 37,203 | $189,000 | thousands by filing date | The CUSIP as filed is malformed. |
| YUME INC | 98872B104 | COM | 25,816 | $188,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 97,321 | $187,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 61,205 | $187,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 28,076 | $186,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 66,369 | $185,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 10,375 | $185,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 142,011 | $183,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $182,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 27,404 | $181,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 17,168 | $181,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 37,938 | $179,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 46,507 | $179,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 636,644 | $178,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,812 | $177,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 15,717 | $177,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,365 | $176,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,397 | $175,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 13,770 | $175,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 16,051 | $175,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 53,460 | $175,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 100,472 | $174,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 143,496 | $172,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 69,674 | $172,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 22,800 | $172,000 | thousands by filing date | principal |
| IRIDEX CORP | 462684101 | COM | 19,221 | $171,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 55,930 | $171,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 40,195 | $171,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 130,805 | $170,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 23,069 | $170,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 46,823 | $169,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,419 | $168,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 73,054 | $167,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 198,584 | $166,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 48,513 | $166,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 28,275 | $166,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 36,053 | $165,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $165,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,659 | $165,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 49,191 | $165,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,364 | $164,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,716 | $163,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 18,902 | $163,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 40,931 | $162,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 25,549 | $162,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 33,058 | $161,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 53,819 | $160,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 30,585 | $160,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 35,610 | $159,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 51,289 | $158,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 15,048 | $158,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 186,795 | $156,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 50,759 | $156,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 37,708 | $155,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 14,272 | $154,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 49,851 | $154,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 91,853 | $154,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,695 | $153,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 19,350 | $152,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 15,434 | $152,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 16,294 | $152,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 73,145 | $152,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 38,603 | $151,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 14,397 | $151,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 103,954 | $151,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 12,349 | $151,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,993 | $150,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 25,967 | $150,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 78,225 | $150,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 45,757 | $150,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,789 | $149,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 46,714 | $149,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 42,315 | $149,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 38,008 | $149,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $146,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $145,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,122 | $143,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 116,629 | $143,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 110,729 | $143,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 91,952 | $142,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 38,169 | $142,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 16,917 | $140,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $140,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 12,139 | $139,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 185,636 | $139,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,887 | $138,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 15,099 | $138,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 30,173 | $138,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 46,734 | $138,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $137,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 12,030 | $137,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $136,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 74,013 | $136,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 80,228 | $136,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 11,625 | $135,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 16,362 | $135,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 268,237 | $134,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $133,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32,776 | $133,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 43,412 | $133,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 22,169 | $133,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 42,520 | $133,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 21,042 | $133,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 18,700 | $132,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,641 | $131,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,947 | $131,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 41,543 | $131,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 49,438 | $131,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $129,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 11,711 | $129,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 18,372 | $129,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,966 | $128,000 | thousands by filing date | principal |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $128,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 21,121 | $128,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 46,057 | $126,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 13,205 | $125,000 | thousands by filing date | principal |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 46,305 | $124,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 49,454 | $124,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 22,543 | $123,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 31,531 | $122,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,264 | $121,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $121,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 44,036 | $120,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 12,245 | $120,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 17,554 | $118,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 10,922 | $118,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 69,868 | $118,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 41,560 | $116,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,000 | $115,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 114,127 | $115,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 70,219 | $115,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 33,144 | $113,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 15,726 | $112,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 19,686 | $112,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 28,559 | $112,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 25,654 | $111,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,104 | $109,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 39,092 | $108,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 37,902 | $108,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 18,498 | $108,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 27,980 | $107,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 143,380 | $107,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 25,171 | $107,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 23,268 | $106,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 53,480 | $105,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 14,423 | $105,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 17,730 | $104,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 17,541 | $104,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 34,414 | $104,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 93,274 | $103,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 12,203 | $103,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 14,370 | $102,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 12,214 | $102,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 13,327 | $101,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 22,221 | $101,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 32,308 | $101,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 55,591 | $101,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 12,662 | $101,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $100,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 160,555 | $100,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 47,646 | $98,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 10,566 | $98,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 76,268 | $97,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 79,670 | $97,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $96,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 103,036 | $96,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 47,013 | $96,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,852 | $95,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 105,324 | $95,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,743 | $93,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,092 | $93,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 11,606 | $93,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 71,420 | $91,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 132,540 | $90,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 147,729 | $90,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,744 | $89,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 83,897 | $88,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 11,613 | $88,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 13,662 | $87,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 10,364 | $87,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,742 | $87,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 11,614 | $87,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $86,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 36,129 | $86,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 10,276 | $85,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 72,124 | $84,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 10,507 | $84,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 53,004 | $83,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 90,099 | $82,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,826 | $81,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $81,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 11,909 | $81,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 33,683 | $81,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $81,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 12,034 | $80,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 196,028 | $79,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 20,304 | $79,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 134,818 | $78,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $78,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,722 | $77,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 71,413 | $76,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 12,213 | $76,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 47,959 | $76,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 71,065 | $76,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 142,667 | $76,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 29,733 | $76,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 47,231 | $76,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 23,374 | $75,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 11,529 | $74,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $74,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 130,178 | $74,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 38,080 | $73,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,886 | $73,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 54,763 | $73,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 19,295 | $72,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $72,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $71,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 209,873 | $71,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 83,511 | $70,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 38,700 | $70,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,365 | $68,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 11,899 | $66,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 22,296 | $66,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 19,140 | $65,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 21,811 | $65,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 31,846 | $65,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 14,838 | $65,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 23,376 | $64,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 41,018 | $63,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 14,741 | $62,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 20,307 | $62,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,349 | $60,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 34,839 | $60,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 15,870 | $59,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 22,393 | $59,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 10,453 | $58,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $58,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 18,660 | $58,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 17,978 | $58,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 30,147 | $57,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $56,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 15,856 | $56,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $55,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 14,121 | $54,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 16,027 | $54,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 10,117 | $53,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $52,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,877 | $52,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 65,708 | $52,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 11,557 | $52,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $49,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 15,054 | $48,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 25,653 | $47,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $46,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $46,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 21,777 | $46,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 50,152 | $45,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,390 | $45,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 10,908 | $45,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 15,004 | $44,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 18,947 | $44,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 49,771 | $43,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 45,224 | $43,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 23,153 | $42,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 13,852 | $42,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $41,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,849 | $41,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 35,710 | $41,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 10,400 | $40,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,569 | $39,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $39,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 11,274 | $39,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 13,242 | $38,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 75,817 | $37,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,033 | $37,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $36,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 35,814 | $35,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 47,147 | $35,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,126 | $34,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,482 | $34,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 232,144 | $34,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 11,055 | $33,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,494 | $32,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 49,847 | $32,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 14,768 | $32,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 11,800 | $31,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 24,824 | $30,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $29,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 45,631 | $28,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 34,712 | $26,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 15,999 | $26,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 24,241 | $24,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 18,657 | $23,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 17,217 | $22,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,340 | $21,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 13,622 | $21,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 16,571 | $21,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 11,338 | $20,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 18,131 | $20,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 10,957 | $17,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 15,003 | $17,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 27,160 | $16,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 20,851 | $10,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 17,459 | $9,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 55,976 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-14-000007 | this filing | 2014-05-14 | acceptance time not in the bulk data set |