13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,759 holding rows worth $144,246,017,000.
- Accession
- 0001214717-14-000003
- Filer
- CIK 1214717
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,473 entries on the cover page, a total value of $144,246,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,243,819,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 12,349 | $152,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,789 | $151,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 67,196 | $151,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 57,864 | $151,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 31,215 | $150,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 98,257 | $150,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 564,507 | $149,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 28,692 | $148,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $148,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 41,543 | $148,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 71,420 | $147,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 19,864 | $147,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 12,304 | $146,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 23,839 | $145,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 43,253 | $145,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 13,769 | $144,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 35,568 | $142,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 10,448 | $141,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 276,931 | $141,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $138,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 46,507 | $138,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 11,572 | $138,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 53,819 | $138,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 13,989 | $138,000 | thousands by filing date | principal |
| RADIANT LOGISTICS INC | 75025X100 | COM | 51,289 | $137,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $137,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 19,822 | $137,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 27,207 | $137,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 54,485 | $137,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 97,676 | $136,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 48,218 | $136,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 12,071 | $136,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 25,549 | $135,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 233,234 | $134,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 74,013 | $134,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 26,420 | $133,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 16,362 | $133,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 57,697 | $132,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 11,625 | $132,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 20,998 | $132,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 72,959 | $132,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 15,048 | $131,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 31,339 | $131,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 137,570 | $131,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 97,321 | $128,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 72,277 | $128,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 37,957 | $128,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 30,015 | $127,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 63,010 | $126,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 33,619 | $125,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 33,218 | $124,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 18,874 | $124,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 11,985 | $124,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 78,225 | $123,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 15,978 | $123,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,433 | $122,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,110 | $122,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 38,897 | $119,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 161,610 | $119,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 102,730 | $119,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 47,013 | $119,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 59,364 | $119,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 46,501 | $118,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,594 | $116,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,690 | $116,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 29,760 | $116,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 195,545 | $115,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 42,425 | $115,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 24,041 | $115,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 48,478 | $114,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,000 | $113,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,095 | $113,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 12,245 | $113,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 75,857 | $113,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,104 | $112,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 53,480 | $112,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 23,145 | $111,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 17,472 | $109,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,456 | $109,000 | thousands by filing date | principal |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 15,726 | $109,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 31,384 | $109,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 32,308 | $108,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 29,115 | $108,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 32,947 | $107,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,655 | $107,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 76,814 | $107,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 22,613 | $107,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 37,902 | $106,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 69,718 | $106,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,030 | $105,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 415,271 | $105,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 14,774 | $105,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 147,729 | $104,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 15,012 | $104,000 | thousands by filing date | |
| CELESTICA INC | 2263362 | COM | 10,100 | $104,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 17,541 | $103,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 116,819 | $102,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 27,379 | $102,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 160,555 | $102,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 74,776 | $101,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 14,370 | $101,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 47,646 | $101,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 44,036 | $101,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 10,566 | $100,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,508 | $96,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 70,219 | $96,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 32,880 | $95,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 47,959 | $95,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 105,324 | $95,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 111,284 | $94,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 11,355 | $94,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,225 | $93,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 11,634 | $92,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 28,250 | $92,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 37,497 | $92,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 153,568 | $92,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 55,462 | $92,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 15,042 | $91,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $91,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 11,055 | $89,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 192,325 | $88,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 186,795 | $88,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 72,124 | $88,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 79,670 | $88,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 22,543 | $87,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,698 | $86,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 11,997 | $85,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 17,889 | $85,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 12,034 | $85,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 223,992 | $84,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 12,460 | $84,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 12,060 | $83,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 35,976 | $83,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $82,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 33,683 | $81,000 | thousands by filing date | |
| FOOD TECHNOLOGY SERVICE INC | 344798202 | COM NEW | 11,431 | $81,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 15,271 | $80,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 11,606 | $79,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 112,203 | $78,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $78,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 24,859 | $78,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,742 | $77,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 16,114 | $77,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 14,355 | $76,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $76,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 19,180 | $75,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 38,052 | $73,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 52,794 | $73,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 31,528 | $73,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 15,222 | $72,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,349 | $71,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 209,873 | $71,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 134,818 | $71,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 71,065 | $71,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 29,650 | $69,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 20,857 | $69,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $68,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 49,603 | $68,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 67,968 | $66,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 38,700 | $66,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $65,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $64,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 65,708 | $63,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 15,054 | $63,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,248 | $62,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,679 | $62,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 54,763 | $62,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 26,735 | $62,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 47,147 | $61,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 18,498 | $61,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 10,922 | $61,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY COM | 02554F102 | COM | 29,846 | $61,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 59,107 | $60,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 27,980 | $59,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 50,152 | $59,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 35,569 | $59,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $59,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 12,213 | $58,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 10,117 | $58,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 15,870 | $58,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 19,140 | $57,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 11,899 | $57,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 13,000 | $56,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 93,274 | $55,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,390 | $55,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 17,783 | $55,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 18,660 | $54,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 15,856 | $54,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 107,708 | $53,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $53,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 53,164 | $53,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 45,224 | $52,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 10,140 | $51,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 15,022 | $51,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 20,307 | $50,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,736 | $49,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 84,015 | $49,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 35,814 | $47,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,576 | $47,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 142,667 | $47,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $47,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 14,838 | $47,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 10,908 | $46,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 22,078 | $45,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $44,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $44,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,649 | $44,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $44,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $42,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 55,976 | $41,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 83,511 | $41,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 49,948 | $40,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 14,121 | $40,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 232,144 | $40,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 27,540 | $39,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 38,080 | $39,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,126 | $37,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,569 | $37,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 21,495 | $35,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 54,806 | $34,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,374 | $34,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 10,082 | $34,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,849 | $33,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $33,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 34,712 | $33,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 18,782 | $33,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 13,242 | $33,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $32,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 13,852 | $31,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 49,847 | $31,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 45,631 | $31,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 34,839 | $31,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 13,137 | $30,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 14,768 | $30,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 75,817 | $29,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $28,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 17,959 | $28,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 15,004 | $28,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 10,205 | $28,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 15,209 | $25,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 24,241 | $25,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 11,800 | $25,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 24,824 | $24,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 14,423 | $24,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,340 | $21,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 27,160 | $21,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 18,657 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,661 | $19,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 13,622 | $18,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 10,924 | $17,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 16,571 | $17,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 30,844 | $16,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $16,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 10,701 | $16,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 30,094 | $15,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,335 | $14,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 14,568 | $12,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 16,565 | $9,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 15,045 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-14-000003 | this filing | 2014-02-14 | acceptance time not in the bulk data set |