13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,651 holding rows worth $124,721,541,000.
- Accession
- 0001214717-13-000014
- Filer
- CIK 1214717
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 4,129 entries on the cover page, a total value of $124,721,541,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,721,574,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL HOLDINGS LLC028-10533
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 24,132 | $448,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,281 | $447,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 96,240 | $445,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 73,020 | $445,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 60,513 | $444,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 44,385 | $443,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 229,409 | $443,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 86,604 | $441,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,422 | $441,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 42,315 | $441,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,582 | $440,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 25,143 | $439,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 337,954 | $439,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,626 | $437,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 15,921 | $435,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 30,120 | $434,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 210,883 | $434,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 27,980 | $434,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 58,071 | $430,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 34,078 | $428,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 92,471 | $426,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 69,872 | $426,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 27,644 | $423,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 153,785 | $421,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 20,727 | $419,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 36,752 | $414,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 22,463 | $414,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 55,825 | $411,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,533 | $410,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 63,995 | $410,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 23,616 | $410,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 52,250 | $409,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 227,749 | $408,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 37,773 | $408,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 45,911 | $407,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 7,900 | $406,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,779 | $405,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 9,873 | $404,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 59,408 | $403,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 22,244 | $402,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 38,261 | $402,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 39,981 | $402,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 26,636 | $401,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 25,868 | $401,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,233 | $401,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 90,462 | $400,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 151,814 | $399,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 221,906 | $399,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 132,653 | $398,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 88,535 | $398,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 59,928 | $396,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 250,000 | $396,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 22,869 | $396,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 131,429 | $395,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 9,787 | $395,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 303,671 | $392,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 21,752 | $391,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 63,091 | $391,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 168,678 | $390,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,229 | $389,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 65,119 | $389,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 34,614 | $386,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 193,116 | $386,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 40,822 | $384,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 184,894 | $383,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 27,337 | $383,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 60,514 | $382,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 21,978 | $381,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 148,427 | $380,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 92,561 | $380,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 33,743 | $380,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 24,723 | $378,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 12,658 | $378,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 19,820 | $375,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 93,386 | $375,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 234,818 | $373,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 615,612 | $373,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 78,399 | $373,000 | thousands by filing date | principal |
| Lee Enterprises Inc | 523768109 | COM | 140,982 | $372,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 37,613 | $372,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 113,006 | $371,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 38,154 | $369,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 20,413 | $367,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 185,251 | $367,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 174,428 | $366,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 292,483 | $366,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 23,609 | $365,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 143,550 | $365,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 31,958 | $363,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 36,053 | $362,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 65,432 | $361,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 183,427 | $360,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 18,347 | $359,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 10,702 | $357,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 77,907 | $354,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 152,119 | $353,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,204 | $353,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 22,386 | $352,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 18,262 | $352,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 48,359 | $352,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 17,206 | $351,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 59,061 | $350,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 22,332 | $350,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,526 | $349,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 23,055 | $349,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 38,282 | $348,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 14,199 | $347,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 155,640 | $347,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 37,514 | $346,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $345,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,064 | $344,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 83,152 | $344,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 203,751 | $342,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 23,317 | $342,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 23,849 | $340,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 206,936 | $339,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 16,000 | $338,000 | thousands by filing date | principal |
| SYSTEMAX INC | 871851101 | COM | 36,491 | $338,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 125,558 | $338,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 24,725 | $337,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 32,780 | $337,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 168,389 | $337,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 119,075 | $336,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 19,862 | $334,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 11,937 | $333,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 19,067 | $332,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 126,459 | $330,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 29,003 | $329,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 57,587 | $329,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 32,257 | $329,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 27,088 | $328,000 | thousands by filing date | principal |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 24,054 | $325,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 110,492 | $324,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 46,290 | $323,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,307 | $323,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 56,578 | $319,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 33,261 | $317,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 67,080 | $316,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 55,328 | $315,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 24,080 | $315,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 19,033 | $315,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 21,765 | $315,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 27,850 | $315,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 22,704 | $313,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 24,104 | $313,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 32,092 | $313,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 34,128 | $312,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 59,649 | $310,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,822 | $308,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 4,110 | $308,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,007 | $307,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 26,001 | $307,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 30,517 | $307,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 71,189 | $304,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 15,592 | $304,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,948 | $303,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 29,344 | $303,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 38,684 | $302,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 128,401 | $300,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 30,234 | $299,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 18,472 | $298,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 91,318 | $296,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 16,933 | $295,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 168,741 | $294,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 17,295 | $293,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 92,564 | $292,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 15,862 | $291,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 106,920 | $290,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 89,937 | $289,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,555 | $288,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 78,631 | $283,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 16,223 | $282,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 28,784 | $281,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 7,483 | $281,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 29,945 | $281,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 31,471 | $280,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $280,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 16,451 | $279,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,092 | $279,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 26,144 | $279,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 84,673 | $279,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 50,996 | $279,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 25,316 | $278,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 164,629 | $277,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 42,027 | $276,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 47,315 | $276,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 7,117 | $276,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 219,860 | $275,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 250,000 | $275,000 | thousands by filing date | principal |
| ECHELON CORP | 27874N105 | COM | 114,562 | $274,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 15,541 | $274,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 25,816 | $274,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 29,838 | $273,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 63,604 | $270,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 33,652 | $270,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 11,328 | $269,000 | thousands by filing date | principal |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 72,699 | $269,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 47,304 | $269,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 96,995 | $269,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 14,279 | $268,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 52,328 | $268,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 28,719 | $267,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 214,983 | $267,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 82,498 | $266,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 203,777 | $265,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 18,472 | $263,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 126,036 | $263,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 9,332 | $261,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 96,825 | $260,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 29,640 | $259,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 75,095 | $259,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 41,632 | $259,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 112,173 | $258,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 48,954 | $258,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,022 | $258,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 106,662 | $257,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 20,449 | $256,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 51,074 | $256,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 40,818 | $256,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 41,378 | $255,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 112,203 | $254,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 220,809 | $254,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 310,295 | $254,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 48,274 | $254,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 132,174 | $252,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 147,386 | $251,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 42,063 | $251,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 61,861 | $249,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 23,682 | $249,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 12,519 | $249,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,985 | $248,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 39,000 | $248,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,546 | $247,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 43,437 | $247,000 | thousands by filing date | principal |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 8,493 | $247,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 29,784 | $245,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,690 | $245,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 33,540 | $245,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,695 | $245,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 65,072 | $245,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 29,439 | $245,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 8,358 | $244,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 23,034 | $243,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 327,116 | $242,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,372 | $242,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,525 | $242,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 74,536 | $239,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 57,844 | $239,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 59,498 | $238,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 14,709 | $237,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 117,852 | $237,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 32,866 | $237,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 39,064 | $236,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 27,771 | $236,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 13,426 | $235,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 28,029 | $232,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 33,368 | $232,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 14,260 | $231,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,815 | $230,000 | thousands by filing date | principal |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 109,105 | $230,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,315 | $229,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 20,485 | $228,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 69,795 | $228,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,125 | $227,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,876 | $226,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 7,330 | $225,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 11,571 | $225,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 102,771 | $224,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,902 | $223,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,183 | $223,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,257 | $223,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 15,718 | $222,000 | thousands by filing date | principal |
| Gevo Inc | 374396109 | COMMON | 114,968 | $221,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 42,881 | $219,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 32,162 | $219,000 | thousands by filing date | principal |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 28,828 | $219,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,783 | $218,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 24,749 | $218,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 86,628 | $218,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 21,093 | $217,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 43,304 | $216,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 16,460 | $216,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 50,218 | $215,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 60,794 | $215,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 117,145 | $213,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 51,667 | $213,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 63,360 | $212,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 24,229 | $212,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 23,939 | $212,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 60,526 | $212,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 9,679 | $211,000 | thousands by filing date | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 23,648 | $209,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 10,513 | $209,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 15,744 | $209,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 6,962 | $208,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 106,823 | $208,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 133,246 | $208,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 44,904 | $208,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 147,784 | $207,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 8,568 | $207,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 32,484 | $206,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 17,716 | $205,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 7,474 | $205,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,444 | $204,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 12,327 | $204,000 | thousands by filing date | principal |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 6,673 | $203,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 9,994 | $202,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 72,835 | $202,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 28,330 | $201,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,253 | $199,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 18,874 | $199,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 22,194 | $198,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 12,084 | $198,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 34,267 | $198,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $198,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 142,823 | $196,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 103,419 | $196,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 75,283 | $195,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 42,776 | $194,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 47,668 | $194,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 308,749 | $193,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 146,419 | $193,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 117,770 | $190,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 31,215 | $189,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 13,679 | $187,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 12,488 | $186,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20,808 | $186,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 25,347 | $185,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 15,896 | $185,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 76,529 | $184,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 170,801 | $183,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 36,543 | $182,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 10,375 | $181,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 23,633 | $180,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 34,300 | $179,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 22,647 | $179,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 15,757 | $179,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 25,053 | $178,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 17,789 | $178,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 18,577 | $178,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 17,471 | $177,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 186,795 | $177,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 60,907 | $177,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,949 | $176,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 101,746 | $176,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,659 | $176,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 121,112 | $176,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 71,820 | $176,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 263,244 | $176,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 22,194 | $175,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 18,225 | $175,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 25,181 | $175,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 37,923 | $175,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 67,396 | $174,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 39,247 | $172,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 15,549 | $172,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 22,169 | $172,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 96,970 | $171,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 25,441 | $170,000 | thousands by filing date | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 97,807 | $170,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 45,662 | $169,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,647 | $169,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,440 | $167,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 14,272 | $167,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 29,800 | $167,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 24,743 | $166,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 10,782 | $166,000 | thousands by filing date | principal |
| S&W SEED COMPANY COM | 785135104 | COM | 19,822 | $166,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 29,731 | $166,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 14,425 | $165,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 98,257 | $165,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 130,465 | $164,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 16,294 | $164,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 48,300 | $164,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 33,681 | $164,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 11,955 | $164,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 232,822 | $163,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 40,287 | $162,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 46,734 | $161,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 17,808 | $160,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 67,073 | $160,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,574 | $160,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 36,464 | $159,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 72,187 | $159,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 137,072 | $158,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 50,259 | $158,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,419 | $157,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 102,526 | $157,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 53,981 | $156,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 80,482 | $156,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,428 | $155,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 150,074 | $155,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 57,864 | $154,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 109,769 | $153,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 78,770 | $153,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,194 | $153,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 18,740 | $152,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 84,177 | $152,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 21,151 | $152,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 18,623 | $151,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 41,199 | $151,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 28,598 | $150,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 16,673 | $150,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 39,781 | $150,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 26,735 | $150,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 12,034 | $150,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $149,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,653 | $149,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 46,507 | $148,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 22,629 | $148,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 53,819 | $146,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 14,187 | $146,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 51,684 | $145,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 12,349 | $145,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,399 | $144,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 30,525 | $144,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 20,090 | $144,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 52,718 | $144,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $144,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $143,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $143,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 36,082 | $143,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 19,797 | $143,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 84,015 | $143,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,543 | $142,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,997 | $142,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 116,655 | $141,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 66,840 | $140,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 42,425 | $140,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 44,386 | $140,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 21,933 | $139,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 25,549 | $138,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 416,928 | $137,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 106,234 | $137,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 42,811 | $136,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $135,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 46,359 | $133,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 564,507 | $133,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 31,293 | $131,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 28,044 | $131,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 161,308 | $130,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 147,729 | $130,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 54,763 | $130,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 11,625 | $130,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 11,188 | $129,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 13,531 | $129,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 20,916 | $128,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 26,420 | $127,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 16,362 | $127,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 12,456 | $126,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 62,648 | $125,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 276,931 | $125,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 23,563 | $124,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 48,404 | $124,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 72,124 | $123,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 38,767 | $121,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 32,442 | $121,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 13,431 | $121,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 12,245 | $121,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 76,814 | $121,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 47,646 | $120,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 11,606 | $120,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,500 | $119,000 | thousands by filing date | principal |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 164,371 | $118,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,517 | $118,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 51,289 | $117,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 161,406 | $117,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,104 | $116,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 19,935 | $115,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,165 | $115,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 41,543 | $114,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 153,360 | $114,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 23,063 | $111,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 37,902 | $110,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,242 | $109,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 20,356 | $108,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 195,223 | $107,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 118,766 | $107,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 31,286 | $107,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 75,857 | $107,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 17,541 | $106,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 15,012 | $106,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,000 | $105,000 | thousands by filing date | principal |
| AWARE INC MASS | 05453N100 | CMN | 19,215 | $105,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 21,000 | $105,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 14,370 | $103,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 22,543 | $102,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 15,222 | $102,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 223,992 | $99,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 71,065 | $99,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 53,480 | $98,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 56,937 | $98,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 33,619 | $97,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,333 | $95,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 17,472 | $93,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,842 | $93,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 70,219 | $93,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 102,981 | $92,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 35,540 | $92,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 69,718 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-13-000014 | this filing | 2013-11-14 | acceptance time not in the bulk data set |