13F-HR filed by WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-13 14:56:55 UTC, with 4,223 holding rows worth $67,306,915,212.
- Accession
- 0001214659-26-012804
- Filer
- CIK 1632972
- Filed
- 2026-10-13
- Accepted by EDGAR
- Ingested
- Source
- EDGAR live feed
13F report for Q3 2026
A holdings report, 4,427 entries on the cover page, a total value of $67,306,915,212 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,306,915,212 with VALUE read as dollars as filed, 13F file number 028-16444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,042 | $67,376 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,792 | $67,018 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 14,664 | $65,695 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 49,031 | $64,721 | dollars as filed | |
| Intel Corp | 458140100 | COM | 600 | $64,248 | dollars as filed | call |
| SPACE EXPLORATION TECHN CORP CLASS A COM STK | 84615Q103 | Stock | 400 | $64,228 | dollars as filed | call |
| AIRJOULE TECHNOLOGIES CORP | 612160101 | CL A | 17,020 | $62,804 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 39,817 | $62,513 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,161 | $62,466 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $62,068 | dollars as filed | call |
| SITE CENTERS CORP | 82981J851 | REIT | 19,558 | $61,998 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,670 | $61,779 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 26,221 | $61,619 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 200 | $61,570 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 63,944 | $61,114 | dollars as filed | |
| VENU HLDG CORP | 92333E104 | COM | 44,785 | $60,908 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 13,202 | $60,465 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 24,867 | $60,178 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 96,411 | $59,997 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 300 | $59,334 | dollars as filed | put |
| MODERNA INC | 60770K107 | COM | 300 | $59,100 | dollars as filed | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 21,825 | $58,928 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 45,616 | $58,388 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 16,547 | $58,078 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 11,266 | $58,077 | dollars as filed | |
| TILRAY BRANDS INC | 88688T209 | COM | 15,987 | $57,393 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,006 | $57,233 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 15,057 | $56,464 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 34,493 | $56,224 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 13,405 | $56,167 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 39,635 | $55,327 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,962 | $54,760 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 39,828 | $54,564 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 400 | $54,276 | dollars as filed | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 29,627 | $53,373 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,112 | $52,569 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,348 | $51,974 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 44,300 | $51,327 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $51,165 | dollars as filed | put |
| ARKO CORP | 041242108 | COMMON STOCK | 12,381 | $51,010 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 18,136 | $50,599 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 13,023 | $50,269 | dollars as filed | |
| JAMES RIVER GROUP HOLDINGS I | 46990A102 | COMMON STOCK | 13,885 | $50,264 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 21,095 | $49,784 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 35,858 | $48,408 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 44,157 | $48,131 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 15,429 | $47,984 | dollars as filed | |
| KINDERCARE LEARNING COMPANIES COM | 49456W105 | Stock | 23,755 | $46,797 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 11,653 | $46,612 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,886 | $45,505 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,765 | $45,213 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,641 | $45,119 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 38,090 | $44,946 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 33,240 | $44,874 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 10,026 | $44,415 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,745 | $44,121 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 37,796 | $43,466 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 31,015 | $43,421 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 400 | $42,804 | dollars as filed | call |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 78,541 | $42,742 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 600 | $42,648 | dollars as filed | call |
| Boston Scientific Corporation | 101137107 | COM | 1,000 | $42,040 | dollars as filed | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,121 | $41,384 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 11,479 | $41,095 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 11,962 | $40,790 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 15,925 | $40,768 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 21,425 | $40,708 | dollars as filed | |
| UNICYCIVE THERAPEUTICS INC | 90466Y202 | COMMON STOCK | 10,000 | $40,700 | dollars as filed | call |
| THRYV HLDGS INC | 886029206 | COM NEW | 27,787 | $40,569 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,833 | $40,299 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 12,054 | $39,899 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,405 | $38,893 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 19,149 | $37,532 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,511 | $37,408 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 15,586 | $34,913 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 15,673 | $34,794 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 14,640 | $34,550 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 17,368 | $34,215 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 600 | $34,158 | dollars as filed | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,422 | $33,171 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 12,875 | $33,025 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 30,000 | $32,688 | dollars as filed | principal |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 31,956 | $32,595 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 11,952 | $31,314 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 160,362 | $31,099 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CINEVERSE CORP | 172406308 | COM CL A | 16,000 | $30,880 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,053 | $30,805 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 17,686 | $30,774 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 18,013 | $30,082 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 52,000 | $28,860 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 13,447 | $28,642 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 25,450 | $28,504 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAF4 | NOTE 0.250% 4/0 | 31,000 | $28,226 | dollars as filed | principal |
| ORGANIGRAM GLOBAL INC | 68617J100 | COM | 28,971 | $27,554 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 17,056 | $27,545 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 100 | $27,529 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45783Y459 | INTL DEV PWR BUF | 12,202 | $27,279 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 16,439 | $26,138 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 24,000 | $25,634 | dollars as filed | principal |
| EXPENSIFY INC | 30219Q106 | COM CL A | 11,143 | $25,629 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 200 | $25,616 | dollars as filed | call |
| MICROCHIP TECHNOLOGY INC. | 595017BG8 | NOTE 0.750% 6/0 | 25,000 | $25,338 | dollars as filed | principal |
| FASTLY INC | 31188V100 | CL A | 1,000 | $25,290 | dollars as filed | call |
| GAMESTOP CORP | 36467W109 | CL A | 1,000 | $25,280 | dollars as filed | call |
| Rafael Holdings Inc Class B | 75062E106 | COM | 16,937 | $25,067 | dollars as filed | |
| PALISADE BIO INC | 696389402 | COMMON STOCK | 17,235 | $24,991 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 11,830 | $24,903 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 300 | $24,642 | dollars as filed | call |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 15,796 | $24,642 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,170 | $23,665 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,278 | $23,528 | dollars as filed | |
| NERVGEN PHARMA CORP | 64082X203 | COM | 13,365 | $23,389 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 13,364 | $22,986 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 12,552 | $22,719 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 100 | $22,661 | dollars as filed | call |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 26,000 | $22,451 | dollars as filed | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 13,074 | $22,421 | dollars as filed | |
| HOUR LOOP INC | 44170P106 | COM | 12,052 | $22,129 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 23,145 | $21,935 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 200 | $21,850 | dollars as filed | call |
| KALTURA INC | 483467106 | COMMON STOCK | 16,687 | $21,777 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 20,000 | $21,600 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 10,500 | $21,210 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,735 | $20,877 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,765 | $20,706 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 19,322 | $20,675 | dollars as filed | |
| VANECK FDS | 92107P772 | EMERGING MARKETS | 73,796 | $20,349 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 36,771 | $20,309 | dollars as filed | |
| DOORDASH INC | 25809KAB1 | NOTE 5/1 | 21,000 | $20,307 | dollars as filed | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 100 | $19,878 | dollars as filed | call |
| BIOCARDIA INC | 09060U606 | COM NEW | 18,500 | $19,610 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,500 | $19,200 | dollars as filed | call |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 12,308 | $19,200 | dollars as filed | |
| STARFIGHTERS SPACE INC | 85529M104 | CMN | 11,246 | $18,893 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 19,000 | $18,791 | dollars as filed | principal |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 18,908 | $18,594 | dollars as filed | |
| SOLESENCE INC | 630079101 | COM | 22,076 | $18,460 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 40,362 | $18,349 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 9,224 | $18,198 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 22,217 | $18,102 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 16,239 | $18,025 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 28,578 | $17,547 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 27,096 | $17,499 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAD4 | NOTE 0.750% 3/1 | 17,000 | $17,029 | dollars as filed | principal |
| MAIA BIOTECHNOLOGY INC | 552641102 | COM | 14,800 | $17,020 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 600 | $16,836 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 18,000 | $16,628 | dollars as filed | principal |
| SIDUS SPACE INC CL A | 826165201 | COMMON STOCK | 10,504 | $16,596 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 16,000 | $16,216 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 16,000 | $15,944 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 16,000 | $15,808 | dollars as filed | principal |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 19,000 | $15,808 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 17,000 | $15,723 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 16,000 | $15,696 | dollars as filed | principal |
| SOUTHERN CO | 842587ED5 | NOTE 3.250% 6/1 | 16,000 | $15,580 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 16,000 | $15,250 | dollars as filed | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,503 | $15,153 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 15,000 | $14,958 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 10,000 | $14,248 | dollars as filed | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $14,228 | dollars as filed | call |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 13,000 | $13,710 | dollars as filed | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $13,420 | dollars as filed | call |
| PLAYBOY INC | 72814P109 | COM | 13,600 | $13,419 | dollars as filed | |
| GLOBAL PMTS INC | 37940XAU6 | NOTE 1.500% 3/0 | 15,000 | $13,320 | dollars as filed | principal |
| EVGO INC | 30052F100 | CL A COM | 10,302 | $13,084 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,640 | $13,033 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 12,000 | $12,814 | dollars as filed | principal |
| BOX INC | 10316TAD6 | NOTE 1.500% 9/1 | 12,000 | $12,762 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 13,000 | $12,610 | dollars as filed | principal |
| ACCURAY INC DEL | 004397105 | COM | 52,151 | $12,589 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 1,800 | $12,330 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $12,250 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC | 40171VAC4 | NOTE 1.250%11/0 | 12,000 | $12,246 | dollars as filed | principal |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 10,423 | $12,091 | dollars as filed | |
| OMNICELL COM | 68213NAF6 | NOTE 1.000%12/0 | 12,000 | $12,008 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AF7 | NOTE 4/0 | 14,000 | $11,945 | dollars as filed | principal |
| WEC ENERGY GROUP INC | 92939UAT3 | NOTE 3.375% 6/0 | 12,000 | $11,931 | dollars as filed | principal |
| CENTERPOINT ENERGY INC | 15189TBR7 | NOTE 3.000% 8/0 | 12,000 | $11,916 | dollars as filed | principal |
| MAXCYTE INC | 57777K106 | COM | 11,626 | $11,859 | dollars as filed | |
| NCL CORP LTD | 62886HBX8 | NOTE 0.750% 9/1 | 14,000 | $11,831 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 12,000 | $11,820 | dollars as filed | principal |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 12,212 | $11,801 | dollars as filed | |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 11,000 | $11,575 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 12,000 | $11,545 | dollars as filed | principal |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 12,000 | $11,472 | dollars as filed | principal |
| ENOVIS CORPORATION | 194014AB2 | NOTE 3.875%10/1 | 12,000 | $11,388 | dollars as filed | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $11,353 | dollars as filed | call |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 12,000 | $11,328 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAD8 | NOTE 1.750% 9/1 | 11,000 | $11,246 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAF4 | NOTE 1.000%11/1 | 15,000 | $11,100 | dollars as filed | principal |
| Walmart Inc. | 931142103 | COM | 100 | $11,056 | dollars as filed | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $10,744 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 200 | $10,722 | dollars as filed | call |
| CLEANCORE SOLUTIONS INC | 184492106 | CLASS B COM SHS | 81,000 | $10,546 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAS9 | NOTE 5/1 | 10,000 | $10,505 | dollars as filed | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 29,067 | $10,412 | dollars as filed | |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 11,000 | $10,368 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 10,000 | $10,029 | dollars as filed | principal |
| SITIME CORP | 82982TAA4 | NOTE 6/1 | 10,000 | $9,965 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $9,394 | dollars as filed | principal |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 10,000 | $9,321 | dollars as filed | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200 | $9,272 | dollars as filed | call |
| VENTAS INC COM | 92276F100 | REIT | 100 | $8,176 | dollars as filed | call |
| TEADS HLDG CO | 69002R103 | COM | 13,291 | $7,304 | dollars as filed | |
| BITMINE IMMERSION TECHS INC | 09175A206 | COM NEW | 300 | $7,212 | dollars as filed | call |
| DOCGO INC | 256086109 | COM | 20,980 | $7,106 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 10,076 | $7,057 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 15,702 | $7,020 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 500 | $5,735 | dollars as filed | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 100 | $5,583 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $5,502 | dollars as filed | call |
| ATYR PHARMA INC | 002120202 | COM NEW | 21,092 | $5,385 | dollars as filed | |
| NEUMORA THERAPEUTICS INC. | 640979100 | COM | 11,176 | $5,362 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 11,000 | $5,279 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 10,623 | $5,112 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 12,777 | $4,186 | dollars as filed | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 12,276 | $3,671 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 500 | $3,660 | dollars as filed | call |
| STRATASYS LTD | M85548101 | SHS | 18,365 | $3,179 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 200 | $2,866 | dollars as filed | call |
| ARRIVE AI INC | 04272H204 | COM NEW | 12,598 | $2,235 | dollars as filed | |
| TILRAY BRANDS INC | 88688T209 | COM | 600 | $2,154 | dollars as filed | call |
| USA RARE EARTH INC COM | 91733P107 | Stock | 100 | $1,263 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-26-012804 | this filing | 2026-10-13 |