13F-HR filed by WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-24, with 2,793 holding rows worth $46,519,639,168.
- Accession
- 0001214659-24-017874
- Filer
- CIK 1632972
- Filed
- 2024-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 2,793 entries on the cover page, a total value of $46,519,639,168 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,519,639,168 with VALUE read as dollars as filed, 13F file number 028-16444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 49,844 | $142,054 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 19,338 | $139,810 | dollars as filed | |
| FALCON S BEYOND GLOBAL INC A | 306121104 | COMMON STOCK | 14,035 | $139,087 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,393 | $138,954 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,208 | $138,875 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,917 | $138,237 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,578 | $134,109 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 78,210 | $133,739 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 14,891 | $132,679 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,344 | $131,814 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 15,265 | $131,739 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 7,937 | $130,881 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 13,491 | $130,728 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 11,378 | $130,619 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,924 | $128,852 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 12,277 | $126,944 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,170 | $126,668 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 22,387 | $126,263 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 18,289 | $125,645 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 22,922 | $124,694 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,860 | $123,493 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,071 | $123,220 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,051 | $122,793 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,151 | $122,466 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 33,213 | $121,892 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 12,195 | $121,340 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 21,041 | $120,986 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 25,772 | $120,098 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,222 | $119,287 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,681 | $117,861 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 10,000 | $117,000 | dollars as filed | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,548 | $116,667 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 15,073 | $115,007 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 10,990 | $113,878 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,800 | $113,400 | dollars as filed | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 15,630 | $113,005 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 98,000 | $112,700 | dollars as filed | call |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 90,798 | $112,590 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,819 | $112,498 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 16,714 | $111,482 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,063 | $110,738 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 11,000 | $109,560 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 32,391 | $108,834 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 47,562 | $107,490 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 13,211 | $107,141 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 29,076 | $106,709 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,340 | $106,709 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 20,978 | $106,568 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,300 | $106,356 | dollars as filed | call |
| DENISON MINES CORP | 248356107 | COM | 58,060 | $106,250 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 31,623 | $104,670 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,400 | $104,550 | dollars as filed | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,168 | $103,515 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 60,792 | $103,346 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,294 | $102,778 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,297 | $102,122 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,427 | $100,937 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 15,724 | $100,005 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,579 | $99,398 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 27,806 | $98,155 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 10,957 | $97,846 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,000 | $97,402 | dollars as filed | call |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 15,205 | $97,161 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 35,098 | $96,520 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 33,608 | $96,119 | dollars as filed | |
| FISERV INC | 337738108 | COM | 17,600 | $94,942 | dollars as filed | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 108,945 | $94,357 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,311 | $94,243 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,095 | $93,884 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,400 | $93,160 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 3,200 | $92,368 | dollars as filed | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,800 | $91,970 | dollars as filed | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,604 | $91,156 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 8,800 | $90,766 | dollars as filed | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 45,273 | $90,093 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 18,679 | $90,033 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,748 | $89,449 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 10,651 | $87,871 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,487 | $87,070 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,754 | $86,177 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 13,537 | $85,960 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 11,000 | $85,580 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,120 | $81,475 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 24,000 | $81,120 | dollars as filed | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,228 | $79,490 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,400 | $78,540 | dollars as filed | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,711 | $77,537 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 14,600 | $77,400 | dollars as filed | put |
| NEXTDECADE CORP | 65342K105 | COM | 16,320 | $76,867 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,500 | $76,773 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 18,400 | $74,245 | dollars as filed | put |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 78,799 | $73,283 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 10,141 | $72,713 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,700 | $72,559 | dollars as filed | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 900 | $71,100 | dollars as filed | call |
| Eaton Corp. Plc | G29183103 | COM | 7,800 | $71,073 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 39,819 | $70,081 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 52,900 | $69,828 | dollars as filed | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,400 | $69,819 | dollars as filed | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,000 | $67,490 | dollars as filed | call |
| JETBLUE AWYS CORP | 477143101 | COM | 10,025 | $65,764 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 11,089 | $62,485 | dollars as filed | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 18,000 | $61,920 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 65,000 | $61,596 | dollars as filed | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 12,538 | $61,185 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 20,000 | $59,996 | dollars as filed | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 9,632 | $59,140 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 10,200 | $58,038 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 31,710 | $57,712 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 10,738 | $57,448 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 10,348 | $57,431 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,300 | $57,292 | dollars as filed | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,900 | $55,566 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,500 | $55,344 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 4,700 | $54,970 | dollars as filed | put |
| HYPERFINE INC | 44916K106 | Common Stock | 49,915 | $53,908 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 13,300 | $51,850 | dollars as filed | put |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 30,000 | $51,750 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 11,315 | $51,482 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 36,500 | $49,093 | dollars as filed | put |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 54,452 | $48,990 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 30,552 | $48,883 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 26,812 | $47,457 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,307 | $46,382 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 18,821 | $45,170 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,200 | $44,885 | dollars as filed | put |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 30,550 | $44,145 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,132 | $43,879 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 13,823 | $42,160 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,200 | $42,130 | dollars as filed | put |
| DIREXION SHS ETF TR | 25460E240 | FUND | 20,000 | $42,000 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 4,400 | $41,620 | dollars as filed | put |
| MAIA BIOTECHNOLOGY INC | 552641102 | COM | 14,800 | $41,588 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 11,200 | $40,464 | dollars as filed | put |
| HONEST CO INC | 438333106 | COM | 11,248 | $40,155 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,906 | $40,009 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 23,661 | $39,041 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 12,609 | $35,557 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 12,421 | $35,400 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 11,179 | $35,213 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 8,000 | $35,050 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,274 | $34,778 | dollars as filed | |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 31,956 | $34,512 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 10,190 | $32,200 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 22,663 | $32,181 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 14,000 | $31,040 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 30,000 | $30,926 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,800 | $30,700 | dollars as filed | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,000 | $30,501 | dollars as filed | put |
| 8X8 INC | 282914100 | COMMON STOCK | 14,796 | $30,184 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 17,131 | $29,637 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 29,600 | $29,289 | dollars as filed | put |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 14,608 | $29,216 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,300 | $27,572 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 13,700 | $27,126 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $25,198 | dollars as filed | call |
| OPKO HEALTH INC | 68375N103 | COM | 16,491 | $24,572 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,900 | $24,150 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 23,722 | $22,963 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,000 | $22,756 | dollars as filed | put |
| W & T OFFSHORE INC | 92922P106 | COM | 10,508 | $22,592 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 300 | $22,397 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 3,005 | $22,299 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,000 | $21,200 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 4,800 | $21,199 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 6,000 | $20,406 | dollars as filed | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,197 | $19,680 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 40,000 | $19,200 | dollars as filed | call |
| AWARE INC MASS | 05453N100 | CMN | 10,000 | $18,700 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 10,489 | $18,671 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 7,400 | $18,569 | dollars as filed | put |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 23,400 | $18,463 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8,400 | $18,433 | dollars as filed | put |
| URGENTLY INC COM NEW | 916931108 | Stock | 27,000 | $18,357 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 10,000 | $18,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 18,000 | $17,984 | dollars as filed | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,171 | $17,874 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,300 | $17,300 | dollars as filed | put |
| NICE LTD | 653656AB4 | NOTE 9/1 | 18,000 | $17,220 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 18,000 | $17,135 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,500 | $16,625 | dollars as filed | put |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 13,000 | $16,479 | dollars as filed | call |
| USBANCORPDEL | 902973304 | COM NEW | 18,000 | $16,276 | dollars as filed | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,633 | $16,258 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 16,000 | $16,158 | dollars as filed | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $15,716 | dollars as filed | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 25,613 | $15,627 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 16,000 | $15,587 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,000 | $15,568 | dollars as filed | put |
| NULL | 84862C203 | NULL | 60,000 | $15,120 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 15,000 | $14,709 | dollars as filed | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $14,625 | dollars as filed | put |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 12,000 | $14,600 | dollars as filed | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,673 | $14,559 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923BA5 | NOTE 7.500% 8/0 | 14,000 | $14,287 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 14,000 | $14,058 | dollars as filed | principal |
| Waste Management, Inc. | 94106L109 | COM | 5,100 | $13,920 | dollars as filed | put |
| REKOR SYSTEMS INC | 759419104 | COM | 11,748 | $13,863 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,000 | $13,800 | dollars as filed | put |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 13,000 | $13,734 | dollars as filed | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 14,000 | $13,725 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,500 | $13,575 | dollars as filed | put |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 11,000 | $13,534 | dollars as filed | principal |
| SKYX PLATFORMS CORP | 78471E105 | COM | 15,946 | $13,527 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 200 | $13,465 | dollars as filed | call |
| Renalytix PLC | 75973T101 | ADS | 63,739 | $13,328 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,500 | $13,200 | dollars as filed | put |
| Accenture Plc Class A | G1151C101 | COM | 2,800 | $13,026 | dollars as filed | put |
| WYNN RESORTS LTD | 983134107 | COM | 5,000 | $12,850 | dollars as filed | put |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 12,000 | $12,666 | dollars as filed | principal |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 12,000 | $12,552 | dollars as filed | principal |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 11,000 | $12,169 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551AE0 | BOND | 12,000 | $12,072 | dollars as filed | principal |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 12,000 | $11,943 | dollars as filed | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $11,781 | dollars as filed | call |
| LEMONADEINC | 52567D107 | STOK | 2,500 | $11,255 | dollars as filed | call |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 11,000 | $11,248 | dollars as filed | principal |
| APA CORPORATION COM | 03743Q108 | Stock | 5,000 | $11,100 | dollars as filed | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 28,506 | $10,832 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,900 | $10,750 | dollars as filed | put |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 10,000 | $10,740 | dollars as filed | principal |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 13,675 | $10,616 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 800 | $10,360 | dollars as filed | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,816 | $10,280 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 700 | $10,237 | dollars as filed | put |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 10,000 | $9,999 | dollars as filed | principal |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $9,888 | dollars as filed | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 500 | $9,692 | dollars as filed | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,100 | $9,237 | dollars as filed | put |
| VAXART INC NEW | 92243A200 | COM | 10,206 | $8,665 | dollars as filed | |
| Intel Corp | 458140100 | COM | 4,500 | $8,378 | dollars as filed | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,000 | $8,350 | dollars as filed | put |
| CHANNEL THERAPEUTICS CORPORA | 171126105 | COM | 10,400 | $7,385 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 300 | $7,384 | dollars as filed | call |
| Schlumberger Limited | 806857108 | COM | 4,000 | $7,320 | dollars as filed | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12,000 | $7,200 | dollars as filed | put |
| JPMorgan Chase & Co | 46625H100 | COM | 400 | $6,520 | dollars as filed | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 9,000 | $6,300 | dollars as filed | put |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 11,019 | $6,218 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $6,161 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 2,300 | $6,103 | dollars as filed | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,500 | $5,925 | dollars as filed | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 500 | $5,909 | dollars as filed | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 400 | $5,867 | dollars as filed | call |
| NULL | 09071M205 | NULL | 10,500 | $5,629 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 29,553 | $5,526 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 10,961 | $5,387 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,000 | $5,380 | dollars as filed | call |
| Berkshire Hathaway Inc | 084670702 | COM | 5,000 | $5,201 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 2,000 | $4,830 | dollars as filed | call |
| IRENLTDF | Q4982L109 | STOK | 2,500 | $4,550 | dollars as filed | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,320 | $4,416 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 12,348 | $4,291 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 300 | $4,207 | dollars as filed | call |
| BEYOND AIR INC | 08862L103 | COM | 10,100 | $3,919 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200 | $3,865 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 600 | $3,820 | dollars as filed | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 100 | $3,618 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $3,550 | dollars as filed | principal |
| Starbucks Corporation | 855244109 | COM | 300 | $3,415 | dollars as filed | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300 | $3,236 | dollars as filed | call |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,000 | $3,100 | dollars as filed | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 300 | $2,859 | dollars as filed | call |
| CARMAX INC COM | 143130102 | Stock | 700 | $2,800 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,500 | $2,675 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 800 | $2,638 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400 | $2,445 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 1,000 | $2,356 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 3,400 | $2,227 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,500 | $2,178 | dollars as filed | call |
| ARQIT QUANTUM INC | G0567U119 | WTS | 23,610 | $2,172 | dollars as filed | |
| RUBRIK INC. | 781154109 | CL A | 1,000 | $2,150 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,700 | $1,760 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 1,500 | $1,560 | dollars as filed | call |
| iShares Gold Trust | 464285204 | COM | 100 | $1,250 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $1,190 | dollars as filed | put |
| Morgan Stanley | 617446448 | COM | 100 | $1,034 | dollars as filed | call |
| ADVENT CONV & INCOME FD | 00764C117 | RIGHT 10/17/2024 | 40,871 | $813 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $810 | dollars as filed | call |
| Wells Fargo & Company | 949746101 | COM | 200 | $670 | dollars as filed | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 300 | $644 | dollars as filed | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,000 | $606 | dollars as filed | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $572 | dollars as filed | put |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 65 | $432 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 2,000 | $400 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 1,000 | $365 | dollars as filed | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,400 | $352 | dollars as filed | call |
| DIREXION SHS ETF TR | 25460E240 | FUND | 44 | $348 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,500 | $346 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 300 | $335 | dollars as filed | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 3,000 | $315 | dollars as filed | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,000 | $300 | dollars as filed | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 400 | $134 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-017874 | this filing | 2024-10-24 | acceptance time not in the bulk data set |