13F-HR filed by Occidental Asset Management, LLC
Occidental Asset Management, LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-07-15, with 207 holding rows worth $569,834,926.
- Accession
- 0001214659-24-012393
- Filer
- CIK 1770994
- Filed
- 2024-07-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 207 entries on the cover page, a total value of $569,834,926 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,834,926 with VALUE read as dollars as filed, 13F file number 028-19444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NVIDIA Corp | 67066G104 | COM | 303,302 | $37,469,870 | dollars as filed | |
| Apple Inc | 037833100 | COM | 141,941 | $29,895,563 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 636,092 | $20,711,144 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 588,830 | $17,488,237 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 37,229 | $16,639,698 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 45,454 | $16,568,540 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 688,266 | $15,073,714 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 326,753 | $14,681,012 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 188,639 | $14,551,617 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 244,367 | $12,484,718 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 67,682 | $12,318,784 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,887 | $12,044,303 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 528,877 | $11,936,754 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 88,023 | $10,627,921 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 93,082 | $10,271,649 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 175,819 | $8,776,881 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 89,365 | $7,906,992 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 248,649 | $7,036,766 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 87,699 | $7,027,292 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 169,041 | $6,949,290 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 197,021 | $5,696,646 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 21,017 | $5,517,696 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 110,066 | $5,364,623 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 53,948 | $5,247,559 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 26,359 | $5,093,938 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 24,750 | $4,929,741 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 37,870 | $4,877,656 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 13,495 | $4,645,592 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 19,440 | $4,587,645 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 52,712 | $4,515,325 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 65,807 | $4,455,796 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,834 | $4,416,145 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 15,313 | $4,373,393 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 10,992 | $4,017,317 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 15,148 | $3,976,010 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 34,858 | $3,755,576 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 85,777 | $3,645,523 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 37,443 | $3,639,085 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 17,202 | $3,624,805 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 12,731 | $3,525,596 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 11,254 | $3,516,312 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,139 | $3,510,416 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 15,528 | $3,498,458 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 31,599 | $3,480,946 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 10,331 | $3,441,292 | dollars as filed | |
| SPDW | 78463X889 | COM | 97,977 | $3,437,048 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,669 | $3,396,255 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 17,191 | $3,386,627 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 33,046 | $3,312,201 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 19,511 | $3,217,949 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 33,501 | $3,136,029 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 78,727 | $3,125,462 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,854 | $3,049,797 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 26,401 | $3,044,299 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 21,494 | $2,942,099 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 20,808 | $2,907,086 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 28,346 | $2,786,979 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 10,722 | $2,734,968 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11,514 | $2,728,357 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 7,200 | $2,692,873 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 69,309 | $2,681,560 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 20,414 | $2,646,267 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 146,269 | $2,629,917 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,240 | $2,620,681 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 17,448 | $2,583,002 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 13,193 | $2,564,455 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 68,728 | $2,549,111 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 133,095 | $2,543,440 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 74,418 | $2,534,683 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 72,019 | $2,522,824 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 8,757 | $2,472,714 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,511 | $2,379,317 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 25,153 | $2,256,224 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 56,999 | $2,232,082 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 31,676 | $2,173,289 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 59,966 | $2,109,004 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,226 | $2,063,653 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,719 | $1,919,689 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,979 | $1,877,979 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 11,595 | $1,876,651 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 22,189 | $1,865,246 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,177 | $1,849,861 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 24,899 | $1,816,156 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 32,657 | $1,748,129 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 45,269 | $1,705,296 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 83,481 | $1,666,281 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 22,736 | $1,651,543 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,887 | $1,595,411 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,331 | $1,570,829 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 15,651 | $1,553,988 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 67,304 | $1,541,262 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 27,368 | $1,470,209 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,388 | $1,461,937 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 48,910 | $1,446,271 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,620 | $1,425,759 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 53,719 | $1,417,647 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,487 | $1,346,296 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 12,739 | $1,320,813 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 7,453 | $1,278,339 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 4,957 | $1,274,551 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 24,717 | $1,271,426 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 23,001 | $1,243,906 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,626 | $1,223,222 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 20,966 | $1,207,851 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 9,395 | $1,136,607 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 45,665 | $1,090,937 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,737 | $1,032,716 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 24,259 | $1,000,447 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,369 | $963,370 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,244 | $955,125 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,068 | $884,411 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,738 | $864,896 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 9,310 | $820,490 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,492 | $814,955 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,112 | $812,986 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 10,197 | $798,491 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 38,036 | $751,972 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 8,350 | $746,574 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,857 | $740,849 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,199 | $734,099 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,866 | $732,386 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,000 | $696,391 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,939 | $687,237 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,345 | $678,605 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 17,346 | $629,313 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 47,915 | $600,856 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 9,428 | $600,063 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 26,419 | $590,993 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,727 | $583,006 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,455 | $561,686 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 4,842 | $553,828 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 10,443 | $533,220 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,198 | $518,748 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 768 | $518,308 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,117 | $512,109 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,088 | $509,273 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,784 | $501,229 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,416 | $499,219 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,024 | $490,422 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,624 | $478,618 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,621 | $442,247 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 267 | $428,677 | dollars as filed | |
| IJH | 464287507 | COM | 6,948 | $406,595 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 842 | $403,182 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 19,450 | $390,167 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,481 | $384,926 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 4,577 | $383,370 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,135 | $379,377 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,230 | $370,180 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,395 | $365,449 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,628 | $365,158 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 765 | $357,332 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,390 | $354,313 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 787 | $347,016 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,604 | $342,186 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,754 | $342,142 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,400 | $338,310 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,833 | $336,960 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 383 | $325,734 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 933 | $317,453 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,391 | $314,488 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 29,672 | $305,622 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,769 | $301,256 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,747 | $287,982 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,710 | $284,084 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,860 | $277,534 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,313 | $274,738 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,490 | $265,085 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,224 | $263,172 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 11,397 | $258,940 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,362 | $255,803 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,124 | $253,919 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 5,000 | $250,100 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,034 | $248,798 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 8,148 | $244,684 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 6,000 | $242,400 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,672 | $241,309 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,970 | $232,603 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,288 | $231,843 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,154 | $229,490 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,571 | $228,298 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,405 | $223,999 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,211 | $220,353 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,713 | $220,187 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,436 | $217,741 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,293 | $217,503 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,900 | $214,948 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 458 | $214,674 | dollars as filed | |
| VTI | 922908769 | COM | 800 | $214,042 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 25,079 | $210,914 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 6,218 | $209,360 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,206 | $209,217 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,623 | $206,773 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 5,444 | $205,729 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,267 | $203,192 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 2,833 | $202,248 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,450 | $196,042 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 15,473 | $190,008 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,786 | $180,908 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,962 | $163,914 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,411 | $100,180 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,633 | $98,993 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,859 | $95,049 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,100 | $94,905 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 15,606 | $45,570 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,700 | $40,446 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 12,244 | $40,038 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-012393 | this filing | 2024-07-15 | acceptance time not in the bulk data set |