13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 129 holding rows worth $185,033,180.
- Accession
- 0001214659-24-002220
- Filer
- CIK 1696778
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 130 entries on the cover page, a total value of $185,033,180 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,033,180 with VALUE read as dollars as filed, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD ASSET MANAGEMENT, LP
- included managerAIGH CAPITAL MANAGEMENT, LLC
- included managerPB INVESTMENT PARTNERS, L.P.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 3,605,000 | $9,147,688 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 4,228,000 | $8,904,168 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 3,118,000 | $8,312,627 | dollars as filed | principal |
| MYOMO INC | 62857J201 | COM NEW | 1,397,861 | $7,003,284 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 440,988 | $6,958,791 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 2,574,000 | $6,029,434 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 5,262,000 | $5,571,143 | dollars as filed | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 771,344 | $4,836,327 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 570,512 | $4,626,852 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 4,448,000 | $4,496,650 | dollars as filed | principal |
| TRANSPHORM INC | 89386L100 | COM | 1,153,778 | $4,211,290 | dollars as filed | |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 1,922,000 | $4,010,974 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,792,000 | $3,955,915 | dollars as filed | principal |
| OUSTER INC COM NEW | 68989M202 | Stock | 469,312 | $3,599,623 | dollars as filed | |
| GEO CORRECTIONS HOLDINGS INC | 36166WAB9 | NOTE 6.500% 2/2 | 2,553,000 | $3,575,764 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,982,000 | $3,406,003 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 2,552,000 | $3,057,615 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 2,552,000 | $2,781,744 | dollars as filed | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,723 | $2,717,200 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 2,228,000 | $2,701,450 | dollars as filed | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 65,976 | $2,650,916 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 820,538 | $2,510,480 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 556,642 | $2,404,693 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 48,433 | $2,382,904 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 1,985,000 | $2,350,612 | dollars as filed | principal |
| TELA BIO INC | 872381108 | COM | 345,331 | $2,286,091 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 14,120 | $2,249,034 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 2,299,000 | $2,180,774 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 2,414,000 | $2,132,588 | dollars as filed | principal |
| BIODESIX INC | 09075X108 | COM | 1,141,794 | $2,100,901 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,034,000 | $2,062,603 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,129,000 | $1,989,763 | dollars as filed | principal |
| TANDEM DIABETES CARE INC | 875372AB0 | NOTE 1.500% 5/0 | 2,026,000 | $1,929,765 | dollars as filed | principal |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 693,909 | $1,922,128 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 20,002 | $1,863,986 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 1,636,000 | $1,734,160 | dollars as filed | principal |
| BRAINSWAY LTD | 10501L106 | CMN | 258,534 | $1,675,300 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 141,500 | $1,587,630 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,651,000 | $1,567,934 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 944,000 | $1,567,630 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 1,088,000 | $1,561,634 | dollars as filed | principal |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 526,933 | $1,543,914 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 400,704 | $1,518,668 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 44,667 | $1,503,938 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 34,405 | $1,497,650 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 1,558,000 | $1,470,869 | dollars as filed | principal |
| THERATECHNOLOGIES INC | 88338H704 | COM | 906,557 | $1,468,622 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 278,790 | $1,449,708 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 12,660 | $1,411,590 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 412,981 | $1,383,486 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 160,971 | $1,366,644 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 518,198 | $1,357,679 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 294,248 | $1,224,072 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,180 | $1,188,572 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 929,611 | $1,171,310 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 1,250,997 | $1,100,877 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 94,904 | $1,088,549 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 41,221 | $1,052,784 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 478,542 | $1,033,651 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 81,951 | $1,002,203 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 196,439 | $984,159 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 865,000 | $955,317 | dollars as filed | principal |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 508,719 | $941,130 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 910,000 | $899,444 | dollars as filed | principal |
| SILICOM LTD | M84116108 | ORD | 40,810 | $738,661 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,666 | $696,588 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 92,667 | $686,662 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 109,921 | $647,435 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 238,269 | $629,030 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 855,855 | $616,216 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 784,346 | $590,456 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,433 | $561,225 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,400 | $520,722 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 28,302 | $490,474 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 75,643 | $462,179 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 47,741 | $439,695 | dollars as filed | |
| VACCINEX INC | 918640202 | COMMON | 654,079 | $434,832 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 87,169 | $409,694 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 18,053 | $346,618 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 98,826 | $335,020 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 7,900 | $327,613 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 26,450 | $325,071 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 12,400 | $298,468 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A900 | OPTION | 3,800 | $292,790 | dollars as filed | call |
| EGAIN CORP | 28225C806 | COM NEW | 34,341 | $286,061 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,450 | $264,053 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 47,500 | $256,500 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 283,767 | $255,390 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 65,400 | $237,583 | dollars as filed | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,650 | $235,356 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,400 | $224,462 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,550 | $223,473 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,500 | $217,170 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 346,000 | $190,118 | dollars as filed | principal |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 87,271 | $188,505 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 12,924 | $170,985 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 45,840 | $156,773 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 115,000 | $116,208 | dollars as filed | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 10,650 | $115,340 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 33,183 | $96,231 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 13,620 | $79,677 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,250 | $77,175 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 12,464 | $73,039 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 12,756 | $62,632 | dollars as filed | |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 120,400 | $62,625 | dollars as filed | put |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 49,800 | $55,260 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,250 | $53,438 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 11,229 | $53,001 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 37,038 | $36,305 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 10,405 | $30,175 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506133 | *W EXP 09/01/202 | 282,092 | $25,761 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 140,864 | $16,904 | dollars as filed | |
| ACLARION INC | 655187110 | *W EXP 04/21/202 | 286,276 | $15,291 | dollars as filed | |
| GUESS? INC | 401617955 | COM | 18,200 | $10,465 | dollars as filed | put |
| TANDEM DIABETES CARE INC | 875372953 | PUT | 62,400 | $9,360 | dollars as filed | put |
| CINEMARK HLDGS INC | 17243V952 | PUT | 118,000 | $8,850 | dollars as filed | put |
| WAYFAIR INC | 94419L951 | PUT | 46,700 | $8,075 | dollars as filed | put |
| SIGA TECHNOLOGIES INC | 826917906 | COM | 75,500 | $7,550 | dollars as filed | call |
| A10 NETWORKS INC | 002121951 | PUT | 38,600 | $6,755 | dollars as filed | put |
| VERONA PHARMA PLC | 925050956 | Equity Put | 15,200 | $5,700 | dollars as filed | put |
| AMYLYX PHARMACEUTICALS INC | 03237H901 | COM | 22,300 | $5,018 | dollars as filed | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X950 | COM | 37,700 | $4,713 | dollars as filed | put |
| BREAD FINANCIAL HOLDINGS INC | 018581958 | PUT | 10,600 | $3,343 | dollars as filed | put |
| GEO GROUP INC | 36162J956 | COM | 115,400 | $2,965 | dollars as filed | put |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 41,000 | $1,814 | dollars as filed | put |
| BARCLAYS PLC | 06738E954 | PUT | 52,800 | $837 | dollars as filed | put |
| CARNIVAL CORP | 143658950 | PUT | 82,100 | $821 | dollars as filed | put |
| ISHARES TR | 464287957 | PUT | 11,400 | $570 | dollars as filed | put |
| FIRSTENERGY CORP | 337932957 | COM | 10,000 | $500 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-002220 | this filing | 2024-02-09 | acceptance time not in the bulk data set |