13F-HR filed by WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-30, with 2,344 holding rows worth $34,429,113,059.
- Accession
- 0001214659-24-001368
- Filer
- CIK 1632972
- Filed
- 2024-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 2,344 entries on the cover page, a total value of $34,429,113,059 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,429,113,059 with VALUE read as dollars as filed, 13F file number 028-16444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,244 | $234,222 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 6,603 | $233,944 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 1,614 | $233,675 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 11,511 | $233,443 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,502 | $233,233 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 2,131 | $232,940 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,598 | $232,868 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,469 | $232,643 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 10,471 | $232,561 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 8,257 | $232,434 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 1,877 | $230,909 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 8,670 | $230,535 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 4,615 | $230,104 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,898 | $229,597 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,450 | $229,320 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 6,414 | $229,236 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,546 | $229,175 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,274 | $228,659 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,585 | $228,157 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 7,482 | $227,752 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 4,320 | $227,275 | dollars as filed | |
| NOV INC | 62955J103 | COM | 11,206 | $227,258 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 4,708 | $227,255 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 7,244 | $227,244 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 8,705 | $226,591 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,670 | $225,599 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,235 | $225,109 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 35,116 | $224,742 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,424 | $224,583 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,189 | $223,232 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,720 | $223,067 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 148 | $222,741 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 18,107 | $222,710 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,273 | $221,183 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,233 | $220,966 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 3,537 | $220,778 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 5,233 | $219,786 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 2,165 | $218,578 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 399 | $217,786 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 15,090 | $217,598 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 5,310 | $216,967 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,281 | $216,871 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,629 | $216,051 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 19,346 | $215,326 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,718 | $215,272 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 42,025 | $214,747 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 7,535 | $214,371 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,640 | $213,882 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,844 | $213,848 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 6,759 | $213,843 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 5,313 | $213,709 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,920 | $213,577 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 39,525 | $213,435 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 4,690 | $213,247 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,931 | $213,138 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 19,493 | $213,053 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,099 | $212,545 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,355 | $212,182 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,738 | $212,019 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 15,514 | $211,921 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,088 | $211,594 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,392 | $211,299 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 29,713 | $211,260 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,186 | $211,224 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,727 | $211,215 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,347 | $210,707 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 6,033 | $209,828 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 4,198 | $209,522 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,750 | $209,503 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 1,677 | $209,457 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,347 | $209,265 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2,718 | $209,131 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,858 | $208,661 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 7,499 | $208,499 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 4,588 | $208,295 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 5,243 | $207,623 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 7,347 | $206,451 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,125 | $205,763 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,851 | $205,683 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 5,078 | $205,202 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 6,971 | $205,009 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 8,008 | $205,005 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,413 | $203,800 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 12,452 | $203,092 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 4,570 | $202,156 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 3,548 | $201,776 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 2,601 | $200,927 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 4,788 | $200,768 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,453 | $200,691 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 16,395 | $199,697 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 13,707 | $196,558 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,428 | $196,487 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 15,430 | $196,265 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 85,000 | $194,650 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 11,803 | $193,333 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 12,954 | $192,626 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 19,620 | $192,280 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,703 | $191,249 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,500 | $191,060 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,551 | $189,551 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,579 | $189,437 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,025 | $186,646 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,838 | $182,177 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 7,705 | $180,836 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 24,688 | $180,716 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,260 | $179,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,663 | $177,460 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 15,149 | $176,026 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,213 | $175,452 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,529 | $174,676 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,049 | $174,551 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,035 | $173,052 | dollars as filed | |
| FALCON S BEYOND GLOBAL INC A | 306121104 | COMMON STOCK | 14,035 | $172,631 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 31,529 | $170,887 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,368 | $167,110 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,300 | $166,155 | dollars as filed | call |
| TEGNA INC COM | 87901J105 | Stock | 10,827 | $165,653 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,763 | $163,405 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,714 | $163,284 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 43,028 | $161,785 | dollars as filed | |
| 2U INC | 90214J101 | COM | 131,466 | $161,703 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,474 | $161,610 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,650 | $157,521 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,280 | $156,366 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 10,146 | $156,248 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 10,909 | $155,562 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,461 | $155,408 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,398 | $154,305 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,500 | $152,010 | dollars as filed | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 30,838 | $151,412 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,893 | $149,873 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 13,112 | $149,477 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 13,536 | $146,735 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 17,919 | $145,681 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 32,956 | $143,359 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 10,597 | $143,165 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,821 | $142,928 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,674 | $141,118 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 31,138 | $139,498 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 13,000 | $139,100 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,052 | $137,726 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 11,174 | $137,496 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 30,236 | $136,060 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 31,210 | $135,139 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 11,200 | $133,392 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 22,001 | $133,109 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 11,191 | $130,263 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 22,344 | $129,148 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 10,845 | $127,419 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 10,016 | $124,098 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 11,368 | $123,684 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,225 | $123,350 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 65,234 | $123,292 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,289 | $121,202 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,791 | $119,084 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 13,296 | $118,201 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 11,912 | $117,571 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,170 | $116,986 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,989 | $115,712 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 34,788 | $113,061 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 20,373 | $111,237 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 11,362 | $109,643 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,060 | $109,273 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,409 | $109,075 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 32,302 | $108,858 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,931 | $108,763 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 26,488 | $107,276 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,841 | $107,221 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 20,700 | $104,949 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 55,419 | $101,417 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 20,933 | $100,688 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,487 | $99,154 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,828 | $99,051 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 10,990 | $97,756 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,340 | $96,472 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 27,439 | $94,391 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,322 | $93,752 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,580 | $91,962 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,677 | $91,182 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 10,224 | $90,580 | dollars as filed | |
| GERON CORP | 374163103 | COM | 42,724 | $90,148 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 21,366 | $89,951 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,400 | $89,148 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 15,482 | $87,783 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,038 | $83,767 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,849 | $83,752 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 16,290 | $83,242 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 12,875 | $82,529 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,850 | $81,528 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,886 | $80,387 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 18,036 | $79,358 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 24,099 | $76,394 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,728 | $75,611 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 14,050 | $73,622 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 10,221 | $71,649 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 11,903 | $68,563 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,700 | $66,887 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,556 | $66,678 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 10,023 | $64,648 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 20,000 | $64,600 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,800 | $63,000 | dollars as filed | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 34,447 | $62,694 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 10,000 | $61,800 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,611 | $61,386 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 35,971 | $61,151 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,500 | $60,797 | dollars as filed | call |
| FUBOTV INC | 35953D104 | COM | 19,106 | $60,757 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 63,330 | $60,297 | dollars as filed | |
| TIGO ENERGY INC | 88675P103 | CMN | 28,117 | $58,765 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 76,833 | $58,470 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 49,915 | $55,905 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,660 | $55,647 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 30,000 | $55,200 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 17,035 | $55,024 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,200 | $54,720 | dollars as filed | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,352 | $52,241 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 16,434 | $51,930 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,554 | $51,521 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 57,608 | $49,923 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 21,162 | $48,673 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 50,000 | $44,714 | dollars as filed | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,587 | $43,566 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 17,082 | $43,217 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,500 | $41,540 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 4,889 | $41,263 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 35,926 | $39,159 | dollars as filed | |
| NULL | 84862C203 | NULL | 70,075 | $38,709 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 10,134 | $36,280 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,800 | $36,100 | dollars as filed | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12,000 | $34,800 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,500 | $34,200 | dollars as filed | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,221 | $33,277 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,639 | $30,941 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 39,783 | $30,235 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 18,524 | $29,638 | dollars as filed | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 18,513 | $29,435 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,400 | $28,560 | dollars as filed | put |
| AON PLC SHS CL A | G0403H108 | Stock | 1,900 | $28,310 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 5,700 | $28,215 | dollars as filed | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7,000 | $27,600 | dollars as filed | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,900 | $27,489 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 423 | $26,632 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 15,075 | $26,381 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 119,367 | $25,807 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 32,239 | $25,566 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 15,965 | $25,544 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 9,000 | $23,625 | dollars as filed | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 20,000 | $23,400 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 25,867 | $22,647 | dollars as filed | |
| KLA CORP | 482480100 | COM | 700 | $22,260 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 4,000 | $21,400 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 4,200 | $20,915 | dollars as filed | put |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 18,144 | $20,684 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 24,117 | $19,966 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 10,000 | $19,600 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 10,003 | $19,406 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,430 | $19,317 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 35,000 | $19,016 | dollars as filed | |
| IO BIOTECH INC | 449778109 | COM | 10,000 | $18,800 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 13,300 | $18,487 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 900 | $18,450 | dollars as filed | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $17,948 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 5,000 | $17,750 | dollars as filed | put |
| MAIA BIOTECHNOLOGY INC | 552641102 | COM | 14,800 | $17,316 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 11,200 | $17,024 | dollars as filed | put |
| SIENTRA INC | 82621J204 | COMMON | 27,600 | $16,836 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 20,100 | $16,808 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 15,091 | $16,298 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,000 | $15,850 | dollars as filed | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 8,000 | $13,600 | dollars as filed | put |
| Broadcom Inc. | 11135F101 | COM | 300 | $13,590 | dollars as filed | put |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 1,000 | $13,344 | dollars as filed | call |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $13,216 | dollars as filed | call |
| JPMorgan Chase & Co | 46625H100 | COM | 4,800 | $12,960 | dollars as filed | put |
| Eaton Corp. Plc | G29183103 | COM | 3,700 | $12,950 | dollars as filed | put |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 13,384 | $12,226 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 11,019 | $12,121 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 6,100 | $11,590 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 15,235 | $11,512 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,500 | $11,374 | dollars as filed | call |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 12,000 | $11,330 | dollars as filed | principal |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 14,285 | $10,714 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 10,489 | $10,699 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 12,096 | $10,618 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 15,919 | $9,978 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 30,875 | $9,540 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 500 | $9,299 | dollars as filed | call |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 15,479 | $9,287 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,500 | $9,158 | dollars as filed | call |
| Charles Schwab Corp | 808513105 | COM | 3,500 | $9,100 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 18,908 | $9,013 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 300 | $8,588 | dollars as filed | put |
| Procter & Gamble Co | 742718109 | COM | 2,000 | $8,460 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 15,000 | $8,100 | dollars as filed | put |
| Renalytix PLC | 75973T101 | ADS | 19,613 | $7,649 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 500 | $7,060 | dollars as filed | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 500 | $6,385 | dollars as filed | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,900 | $6,322 | dollars as filed | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 13,675 | $6,180 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,500 | $5,925 | dollars as filed | put |
| VAXART INC NEW | 92243A200 | COM | 10,206 | $5,846 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,700 | $5,819 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 5,500 | $5,775 | dollars as filed | call |
| MAPLEBEAR INC COM | 565394103 | Stock | 10,000 | $5,000 | dollars as filed | call |
| Netflix, Inc | 64110L106 | COM | 1,100 | $4,070 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,000 | $3,800 | dollars as filed | put |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 12,500 | $3,750 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $3,636 | dollars as filed | call |
| SPY | 78462F103 | SHS | 1,900 | $3,414 | dollars as filed | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 15,000 | $3,300 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $2,800 | dollars as filed | call |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 12,200 | $2,684 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $2,500 | dollars as filed | principal |
| PROSHARES TR II | 74347Y771 | FUND | 1,700 | $2,436 | dollars as filed | put |
| NUTEX HEALTH INC | 67079U108 | COM | 13,011 | $2,342 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 23,610 | $2,066 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 3,700 | $1,943 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 500 | $1,777 | dollars as filed | put |
| FISERV INC | 337738108 | COM | 4,100 | $1,749 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 200 | $1,167 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 100 | $1,148 | dollars as filed | call |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 500 | $1,125 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 500 | $1,085 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 10,000 | $526 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $299 | dollars as filed | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 5,600 | $280 | dollars as filed | put |
| CARMAX INC COM | 143130102 | Stock | 2,000 | $200 | dollars as filed | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 200 | $189 | dollars as filed | put |
| EOG RES INC COM | 26875P101 | Stock | 100 | $185 | dollars as filed | call |
| USBANCORPDEL | 902973304 | COM NEW | 10,000 | $158 | dollars as filed | put |
| UnitedHealth Group Inc | 91324P102 | COM | 300 | $75 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 100 | $73 | dollars as filed | put |
| SPY | 78462F103 | SHS | 800 | $72 | dollars as filed | call |
| AUTONATION INC COM | 05329W102 | Stock | 1,000 | $56 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 2,000 | $56 | dollars as filed | call |
| KBHOME | 48666K109 | COM | 5,000 | $35 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 500 | $13 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $9 | dollars as filed | put |
| MERCADOLIBREINC | 58733R102 | STOK | 200 | $7 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 13,500 | $1 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 8,000 | $1 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,500 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 500 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 2,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-24-001368 | this filing | 2024-01-30 | acceptance time not in the bulk data set |