Skip to content
Disclosery

13F-HR filed by Worth Venture Partners, LLC

Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 162 holding rows worth $168,542,376.

Accession
0001214659-23-015183
Filer
CIK 1696778
Filed
2023-11-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 163 entries on the cover page, a total value of $168,542,376 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,542,376 with VALUE read as dollars as filed, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerDLD ASSET MANAGEMENT, LP
  • included managerAIGH CAPITAL MANAGEMENT, LLC
  • included managerPB INVESTMENT PARTNERS, L.P.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PALO ALTO NETWORKS INC697435AF2NOTE 0.375% 6/03,514,000$8,287,330dollars as filedprincipal
BLOOMIN BRANDS INC094235AB4NOTE 5.000% 5/03,605,000$8,044,017dollars as filedprincipal
ROYAL CARIBBEAN GROUP780153BQ4NOTE 6.000% 8/13,894,000$7,694,836dollars as filedprincipal
CHART INDS INC16115QAE0NOTE 1.000%11/12,609,000$7,621,150dollars as filedprincipal
TRANSOCEAN INC893830BW8DEB 4.625% 9/32,719,000$7,078,934dollars as filedprincipal
LIVENT CORP53814LAB4BOND1,838,000$4,002,980dollars as filedprincipal
SCPHARMACEUTICALS INC810648105COM539,665$3,842,415dollars as filed
ASPEN AEROGELS INC04523Y105COMMON STOCK428,367$3,683,956dollars as filed
INDIE SEMICONDUCTOR INC45569U101CLASS A COM534,753$3,368,944dollars as filed
GEO CORRECTIONS HOLDINGS INC36166WAB9NOTE 6.500% 2/22,553,000$3,084,343dollars as filedprincipal
CINEMARK HLDGS INC17243VAB8NOTE 4.500% 8/11,992,000$2,915,491dollars as filedprincipal
VAREX IMAGING CORP92214XAB2NOTE 4.000% 6/02,552,000$2,902,504dollars as filedprincipal
NUVASIVE INC670704AJ4NOTE 0.375% 3/12,903,000$2,694,274dollars as filedprincipal
PROGRESS SOFTWARE CORP743312AB6NOTE 1.000% 4/12,564,000$2,655,407dollars as filedprincipal
TRANSPHORM INC89386L100COM1,152,278$2,558,057dollars as filed
LCI INDS501812AB7NOTE 1.125% 5/12,708,000$2,541,864dollars as filedprincipal
SAREPTA THERAPEUTICS INC803607AB6DBCV 1.500%11/11,431,000$2,536,677dollars as filedprincipal
STARWOOD PPTY TR INC85571BBA2NOTE 6.750% 7/12,449,000$2,518,662dollars as filedprincipal
TELA BIO INC872381108COM314,220$2,513,760dollars as filed
APOLLO GLOBAL MGMT INC COM03769M106Stock27,503$2,468,669dollars as filed
AVIAT NETWORKS INC05366Y201COMMON STOCK75,046$2,341,435dollars as filed
POST HLDGS INC737446AT1NOTE 2.500% 8/12,310,000$2,301,771dollars as filedprincipal
VERADIGM INC01988PAF5BOND2,020,000$2,295,225dollars as filedprincipal
Progressive Corporation743315103COM15,247$2,123,907dollars as filed
INTEGRA LIFESCIENCES HLDGS C457985AM1NOTE 0.500% 8/12,290,000$2,095,379dollars as filedprincipal
EVERSPIN TECHNOLOGIES INC30041T104COMMON STOCK211,862$2,082,603dollars as filed
FRANKLIN COVEY CO353469109COMMON STOCK48,178$2,067,800dollars as filed
BIODESIX INC09075X108COM1,202,367$1,983,906dollars as filed
PATRICK INDS INC703343AG8NOTE 1.750%12/02,075,000$1,971,898dollars as filedprincipal
ONEMAIN HLDGS INC COM68268W103Stock48,433$1,941,679dollars as filed
ALIMERA SCIENCES INC016259202COM593,709$1,840,498dollars as filed
PARSONS CORP DEL70202LAB8BOND1,435,000$1,827,831dollars as filedprincipal
MICROSTRATEGY INC594972AC5NOTE 0.750%12/11,656,000$1,790,550dollars as filedprincipal
CAPITAL ONE FINL CORP14040H105COM17,661$1,714,000dollars as filed
NATIONAL VISION HLDGS INC63845RAB3NOTE 2.500% 5/11,767,000$1,704,956dollars as filedprincipal
NCL CORP LTD62886HAX9NOTE 5.375% 8/01,408,000$1,642,538dollars as filedprincipal
HILTON GRAND VACATIONS INC COM43283X105Stock39,541$1,609,319dollars as filed
OUSTER INC COM NEW68989M202Stock314,910$1,587,146dollars as filed
MYOMO INC62857J201COM NEW1,397,861$1,551,626dollars as filed
ZIFF DAVIS INC48123VAE2NOTE 1.75% 11/01/20261,653,000$1,527,992dollars as filedprincipal
MARRIOTT VACATIONS WORLDWIDE57164YAD9NOTE 1/11,677,000$1,485,403dollars as filedprincipal
APYX MEDICAL CORPORATION03837C106COM462,606$1,480,339dollars as filed
SILICOM LTDM84116108ORD54,880$1,432,368dollars as filed
BRAINSWAY LTD10501L106CMN336,643$1,360,038dollars as filed
GSI TECHNOLOGY INC36241U106COMMON STOCK499,400$1,353,374dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A929,611$1,347,936dollars as filed
RAYMOND JAMES FINL INC COM754730109Stock13,035$1,309,105dollars as filed
MARKELGROUPINC570535104STOK835$1,229,529dollars as filed
ABEONA THERAPEUTICS INC00289Y206COM NEW281,280$1,184,189dollars as filed
ITERIS INC NEW46564T107COM282,266$1,168,581dollars as filed
Bank of America Corp060505104COM42,404$1,161,022dollars as filed
IRONWOOD PHARMACEUTICALS INC46333XAF5BOND1,034,000$1,029,476dollars as filedprincipal
BK TECHNOLOGIES CORP05587G203COMMON STOCK81,951$1,018,159dollars as filed
NATERA INC632307AB0BOND750,000$999,375dollars as filedprincipal
EXPEDIA GROUP INC30212PBE4NOTE 2/11,080,000$943,920dollars as filedprincipal
SAREPTA THERAPEUTICS INC803607100COM7,300$884,906dollars as filed
CARDLYTICS INC14161W105COM51,616$851,664dollars as filed
VACCINEX INC918640202COMMON717,559$810,842dollars as filed
BROADWIND INC11161T207CMN247,700$792,640dollars as filed
LUMENTUM HLDGS INC55024UAB5NOTE 0.250% 3/1759,000$753,251dollars as filedprincipal
ARGENX SE SPONSORED ADR04016X101ADR1,500$737,445dollars as filed
CELLECTAR BIOSCIENCES INC15117F807COM279,123$736,885dollars as filed
COGNITION THERAPEUTICS INC19243B102COM508,719$732,555dollars as filed
NVE CORP COM NEW629445206Stock8,813$723,900dollars as filed
CLENE INC185634102COM1,404,284$696,384dollars as filed
FENNEC PHARMACEUTICALS INC31447P100COMMON STOCK92,636$695,696dollars as filed
SPRUCE BIOSCIENCES INC85209E109COM302,074$682,687dollars as filed
SPLUNK INC848637AD6BOND620,000$667,678dollars as filedprincipal
AIRGAIN INC00938A104COM180,358$661,914dollars as filed
JAZZ INVESTMENTS I LTD472145AD3NOTE 1.500% 8/1678,000$655,762dollars as filedprincipal
ENVESTNET INC29404KAE6NOTE 0.750% 8/1693,000$640,575dollars as filedprincipal
TYLER TECHNOLOGIES INC COM902252105Stock1,549$598,131dollars as filed
KARYOPHARM THERAPEUTICS INC48576U106COM445,981$597,615dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW230,773$590,779dollars as filed
SOUTHWESTAIRLSCO844741108STOK21,787$589,774dollars as filed
MICROCHIP TECHNOLOGY INC. COM595017104Stock7,438$580,536dollars as filed
WEAVE COMMUNICATIONS INC94724R108COM71,065$579,180dollars as filed
CVD EQUIP CORP126601103COM83,739$573,612dollars as filed
GSK PLC SPONSORED ADR37733W204ADR14,900$540,125dollars as filed
COYA THERAPEUTICS INC22407B108CMN134,006$518,603dollars as filed
Adverum Biotechnologies, Inc.00773U108Common Stock331,668$497,502dollars as filed
Gilat Satellite NetworkM51474118COM75,643$486,384dollars as filed
Applied Therapeutics Inc03828A101Common Stock193,973$482,993dollars as filed
KWESST MICRO SYSTEMS INC501506604COM NEW283,767$476,729dollars as filed
RIVIAN AUTOMOTIVE INC COM CL A76954A103Stock18,092$439,274dollars as filed
CTO REALTY GROWTH INC22948Q101REIT26,802$434,460dollars as filed
THERATECHNOLOGIES INC88338H704COM196,006$421,413dollars as filed
SOUNDTHINKING INC82536T107COM23,380$418,502dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW87,169$365,238dollars as filed
MARINUS PHARMACEUTICALS INC56854Q200COM NEW42,400$341,320dollars as filed
ARTERIS INC04302A104COM51,301$333,970dollars as filed
FRANKLIN WIRELESS CORP355184102COM98,826$314,267dollars as filed
CAPSTONE GREEN ENERGY CORP.14067D508Common Stock443,235$314,254dollars as filed
MEDICENNA THERAPEUTICS F58490H107FOREIGN CANADIAN1,088,938$311,327dollars as filed
EQUITY COMMONWEALTH294628102COM SH BEN INT16,253$298,568dollars as filed
PLYMOUTH INDL REIT INC COM729640102REIT14,000$293,300dollars as filed
RISKIFIED LTD AM8216R109COMMON STOCK64,524$289,068dollars as filed
CALAMP CORP128126109COMMON STOCK712,493$288,987dollars as filed
NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN637870106REIT8,800$279,312dollars as filed
WHITESTONE REIT966084204COM28,150$271,085dollars as filed
ANNALY CAPITAL MANAGEMENT INC COM NEW035710839REIT14,200$267,102dollars as filed
EPR PPTYS COM SH BEN INT26884U109REIT6,350$263,779dollars as filed
IDEAL PWR INC451622203COM NEW23,184$226,971dollars as filed
TFF PHARMACEUTICALS INC87241J104COM646,832$226,391dollars as filed
SUN CMNTYS INC COM866674104REIT1,825$215,971dollars as filed
JBG SMITH PPTYS COM46590V100REIT14,900$215,454dollars as filed
BRANDYWINE RLTY TR105368203SH BEN INT NEW42,500$192,950dollars as filed
RIBBON COMMUNICATIONS INC762544104COMMON STOCK67,588$181,136dollars as filed
IMMUNOGEN INC CMN STK45253H901Cmn156,200$171,694dollars as filedcall
SAREPTA THERAPEUTICS INC803607900COM11,200$170,957dollars as filedcall
CODA OCTOPUS GROUP INC19188U206COM NEW26,947$167,071dollars as filed
SYNDAX PHARMACEUTICALS INC87164F105COM10,900$158,268dollars as filed
ZETA GLOBAL HOLDINGS CORP CL A98956A105Stock18,421$153,815dollars as filed
CERAGON NETWORKS LTD ORDM22013102Stock74,097$151,899dollars as filed
LANTRONIX INC516548203COMMON STOCK31,123$138,497dollars as filed
ANNOVIS BIO INC03615A108COM12,321$116,926dollars as filed
OPERA LTD SPONSORED ADS68373M107ADR10,276$115,811dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock16,914$105,543dollars as filed
ASURE SOFTWARE INC04649U102COMMON STOCK10,897$103,086dollars as filed
PROSOMNUS INC50535E108COMMON91,244$100,368dollars as filed
CS DISCO INC126327105COM13,376$88,817dollars as filed
DOCGO INC256086109COM16,028$85,429dollars as filed
AUGMEDIX INC05105P107COM16,086$82,843dollars as filed
GRITSTONE BIO INC39868T105COM43,772$75,288dollars as filed
POWERFLEET INC73931J109COMMON STOCK31,111$64,400dollars as filed
LIFEMD INC53216B104COM10,269$64,181dollars as filed
SELECT SECTOR SPDR TR81369Y959PUT14,600$63,364dollars as filedput
SYNDAX PHARMACEUTICALS INC87164F955COM10,900$61,040dollars as filedput
CASA SYS INC14713L102COM70,090$59,401dollars as filed
MAMAS CREATIONS INC COM56146T103Stock11,750$51,348dollars as filed
FiscalNote Holdings Inc337655104Common Stock22,372$46,534dollars as filed
ACADIA PHARMACEUTICALS INC004225958COM29,600$44,400dollars as filedput
ISHARES TR4642889513 7 YR TREAS BD78,900$41,423dollars as filedput
MARINUS PHARMACEUTICALS INC56854Q900COM NEW49,500$40,913dollars as filedcall
ISHARES TR464287957PUT211,300$36,978dollars as filedput
MDXHEALTH SA58286E102ADR11,872$33,716dollars as filed
Tempest Therapeutics, Inc.87978U108Common Stock101,550$31,785dollars as filed
ARGENX SE04016X901CALL11,400$29,393dollars as filedcall
MIROMATRIX MED INC60471P108COM23,509$28,446dollars as filed
SOUTHWEST AIRLS CO844741958PUT41,000$25,789dollars as filedput
SPDR SERIES TRUST78464A950PUT15,400$23,100dollars as filedput
AMYLYX PHARMACEUTICALS INC03237H901COM22,300$22,969dollars as filedcall
SPDR SERIES TRUST78464A900ST STR SP BIOT30,800$22,792dollars as filedcall
ELUTIA INC05479K106CL A COM15,428$22,062dollars as filed
SAVERONE 2014 LTD80516T113*W EXP 06/02/202141,364$21,205dollars as filed
ASTRAZENECA PLC-SPONS ADR046353958COM15,400$21,021dollars as filedput
SYNCHRONOSS TECHNOLOGIES INC87157B103COM21,045$20,203dollars as filed
KWESST MICRO SYSTEMS INC501506133*W EXP 09/01/202147,353$16,209dollars as filed
ACLARION INC655187110*W EXP 04/21/202178,416$15,843dollars as filed
BARCLAYS PLC06738E954PUT52,400$14,085dollars as filedput
GUESS? INC401617955COM18,200$13,195dollars as filedput
ACADIA PHARMACEUTICALS INC004225908COM29,600$10,360dollars as filedcall
SELECT SECTOR SPDR TR81369Y909CALL15,400$9,548dollars as filedcall
AMYLYX PHARMACEUTICALS INC03237H951COM22,300$9,478dollars as filedput
CINEMARK HLDGS INC17243V952PUT117,800$5,890dollars as filedput
GEO GROUP INC36162J956COM115,400$5,790dollars as filedput
ENCORE CAP GROUP INC292554952PUT11,000$4,840dollars as filedput
WAYFAIR INC94419L951PUT37,600$4,281dollars as filedput
ARCUS BIOSCIENCES INC03969F959COM10,900$3,815dollars as filedput
HA SUSTAINABLE INFRA CAP INC41068X950COM10,100$2,778dollars as filedput
CARNIVAL CORP143658950PUT119,400$2,388dollars as filedput
UNITED STATES STEEL CORP912909958COM13,900$1,112dollars as filedput

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001214659-23-015183this filing2023-11-15acceptance time not in the bulk data set