13F-HR filed by Castle Creek Arbitrage, LLC
Castle Creek Arbitrage, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 266 holding rows worth $425,112,151.
- Accession
- 0001214659-23-015116
- Filer
- CIK 1326638
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 266 entries on the cover page, a total value of $425,112,151 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,112,151 with VALUE read as dollars as filed, 13F file number 028-11853. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 44,350,000 | $49,732,000 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 22,300,000 | $26,367,000 | dollars as filed | principal |
| Invest Acquisition Corp | G4923T105 | Equity | 1,340,836 | $14,588,296 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 13,250,000 | $13,971,000 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 14,000,000 | $11,933,000 | dollars as filed | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 7,897,000 | $11,298,000 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 11,047,000 | $10,201,000 | dollars as filed | principal |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 925,939 | $9,861,250 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 903,085 | $9,834,596 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 10,000,000 | $9,635,000 | dollars as filed | principal |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 817,138 | $8,964,004 | dollars as filed | |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 750,000 | $8,107,500 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 765,749 | $7,956,132 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 706,005 | $7,593,084 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 700,000 | $7,392,000 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 643,763 | $6,901,139 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 633,759 | $6,774,947 | dollars as filed | |
| CHENGHE ACQUISITION CO | G2086M107 | CLASS A ORD | 587,829 | $6,372,066 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 536,978 | $5,788,623 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 545,253 | $5,757,872 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 535,435 | $5,750,572 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 521,707 | $5,652,695 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 530,056 | $5,618,594 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 3,272,000 | $5,550,000 | dollars as filed | principal |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 500,000 | $5,485,000 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 504,110 | $5,469,594 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028107 | CL A ORD SHS | 490,324 | $5,275,886 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 499,373 | $5,253,404 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 500,000 | $5,250,000 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D102 | COM | 479,350 | $5,205,741 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 5,500,000 | $4,970,000 | dollars as filed | principal |
| INTEGRATED RAIL AND RES ACQ | 45827R106 | COM | 450,000 | $4,896,000 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 7,000,000 | $4,848,000 | dollars as filed | principal |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 449,996 | $4,801,457 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 441,561 | $4,786,521 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 420,386 | $4,422,461 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 5,000,000 | $4,381,000 | dollars as filed | principal |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 400,000 | $4,340,400 | dollars as filed | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 400,000 | $4,298,000 | dollars as filed | |
| HH&L ACQUISITION CO | G39714103 | COM | 403,771 | $4,288,048 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 400,000 | $4,228,000 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 400,000 | $4,212,000 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 400,000 | $4,202,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 400,000 | $4,160,000 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 365,680 | $3,912,776 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 356,080 | $3,867,029 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 349,016 | $3,793,804 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 350,000 | $3,769,500 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 347,705 | $3,602,224 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 309,508 | $3,249,834 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 287,030 | $3,128,627 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 280,000 | $3,124,800 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E109 | COMMON STOCK | 259,700 | $2,815,148 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 225,000 | $2,373,750 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 2,500,000 | $2,228,000 | dollars as filed | principal |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 200,000 | $2,146,000 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L107 | COM | 190,100 | $2,066,387 | dollars as filed | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 187,794 | $2,061,978 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 2,000,000 | $1,958,000 | dollars as filed | principal |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 157,071 | $1,671,235 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L107 | COM | 149,915 | $1,623,579 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 151,294 | $1,602,203 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP COM | G83752108 | Stock | 140,000 | $1,502,900 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 1,500,000 | $1,278,000 | dollars as filed | principal |
| Target Global Acquisition I Co | G8675N109 | COM | 107,000 | $1,161,057 | dollars as filed | |
| HCM ACQUISITION CO | G4365A101 | COM | 103,832 | $1,141,114 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R103 | COM | 97,972 | $1,060,057 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 97,825 | $1,058,956 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 100,000 | $1,045,500 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 95,000 | $995,600 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 92,171 | $985,161 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 87,750 | $963,056 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 133,369 | $805,549 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 439,322 | $803,959 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 424,750 | $598,898 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 51,463 | $556,830 | dollars as filed | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 29,394 | $326,714 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 210,136 | $288,937 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 344,866 | $265,340 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 753,454 | $252,482 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 22,934 | $239,660 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 900,748 | $219,062 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 350,000 | $191,030 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J109 | *W EXP 99/99/999 | 249,161 | $183,133 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 235,000 | $167,626 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 186,692 | $128,481 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 11,778 | $123,021 | dollars as filed | |
| AMBIPAR EMERGENCY RESPONSE | G02532110 | *W EXP 03/06/202 | 241,570 | $120,785 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 93,438 | $114,462 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R117 | *W EXP 08/05/202 | 632,176 | $107,407 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 437,499 | $102,812 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 420,418 | $101,321 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 202,479 | $89,091 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 123,136 | $83,277 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 26,271 | $79,076 | dollars as filed | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 837,890 | $79,013 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 417,331 | $76,205 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 412,019 | $73,957 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 246,349 | $72,747 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M125 | RIGHT 12/27/2024 | 448,680 | $71,789 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 193,513 | $69,665 | dollars as filed | |
| Freightos Ltd W Exp 99/99/999 | G51405119 | SPAC Combination | 414,726 | $67,393 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 51,786 | $63,438 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 216,273 | $60,902 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 37,112 | $59,379 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 22,717 | $50,432 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 449,748 | $48,708 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 93,243 | $45,428 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268117 | *W EXP 11/23/202 | 371,933 | $43,888 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 389,020 | $40,886 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 789,370 | $39,547 | dollars as filed | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 323,426 | $38,811 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F133 | *W EXP 11/30/202 | 191,674 | $34,501 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276112 | *W EXP 99/99/999 | 150,000 | $34,500 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 185,137 | $34,250 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 216,667 | $33,583 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 450,200 | $31,739 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 192,800 | $31,735 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 328,277 | $31,186 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 203,075 | $30,461 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 557,909 | $29,513 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 592,175 | $28,898 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 325,000 | $27,853 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 151,797 | $25,138 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 94,384 | $25,134 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 580,952 | $24,981 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 49,400 | $24,700 | dollars as filed | |
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 126,242 | $23,052 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 156,775 | $22,795 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 68,504 | $21,839 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 334,042 | $21,679 | dollars as filed | |
| OMNIAB INC | 68218J111 | *W EXP 99/99/999 | 20,087 | $21,594 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 140,000 | $21,000 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 342,850 | $19,988 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 369,688 | $19,409 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 948,762 | $19,260 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 975,896 | $19,030 | dollars as filed | |
| Horizon Space Acquisition I Corp | G4619M117 | Warrant | 448,680 | $17,902 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 161,152 | $17,727 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 361,630 | $17,503 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 260,734 | $17,443 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 150,000 | $17,340 | dollars as filed | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 66,666 | $17,306 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 337,497 | $15,862 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 104,807 | $15,742 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 304,275 | $15,153 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 14,899 | $15,122 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 330,096 | $15,019 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 296,587 | $14,770 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 329,350 | $14,393 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 424,230 | $14,339 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 200,000 | $14,320 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 10,918 | $14,248 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 83,547 | $14,211 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 39,708 | $14,196 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P112 | RIGHT 10/26/2027 | 85,380 | $13,985 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 295,560 | $13,832 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 40,778 | $13,783 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 229,587 | $13,775 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 282,498 | $13,701 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 249,000 | $13,695 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 82,524 | $13,196 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 97,500 | $13,163 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 456,794 | $12,927 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 228,694 | $12,578 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 250,000 | $12,500 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 225,000 | $12,375 | dollars as filed | |
| NUVATION BIO INC | 67080N119 | WARR | 135,426 | $12,188 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 300,000 | $12,150 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 62,491 | $12,098 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 600,599 | $12,012 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 154,066 | $11,940 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 54,194 | $11,814 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 425,000 | $11,773 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 156,430 | $11,748 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 150,866 | $11,451 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 72,700 | $11,428 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 375,000 | $11,288 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 70,000 | $11,235 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 344,417 | $11,021 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 154,754 | $10,833 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 199,679 | $10,743 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 186,381 | $10,158 | dollars as filed | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 51,921 | $9,605 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 196,900 | $9,491 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 214,076 | $8,927 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 167,900 | $8,832 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 70,000 | $8,820 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 416,249 | $8,533 | dollars as filed | |
| Libity | G49219127 | Warrant | 125,000 | $8,438 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 62,346 | $8,417 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 250,000 | $8,025 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 196,549 | $7,803 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 150,000 | $7,530 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 250,000 | $7,525 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 271,113 | $7,456 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 233,177 | $7,438 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 310,573 | $7,392 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 94,100 | $7,377 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 542,937 | $7,275 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 50,000 | $6,875 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 60,647 | $6,065 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 417,086 | $6,048 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 133,533 | $6,009 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 178,759 | $5,935 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 118,011 | $5,464 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 211,304 | $5,304 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 75,000 | $5,250 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 40,602 | $5,096 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 130,535 | $4,791 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 89,061 | $4,462 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 94,100 | $4,235 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 83,331 | $4,167 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 180,000 | $4,014 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 200,000 | $3,800 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 124,999 | $3,775 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 100,000 | $3,770 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 63,052 | $3,752 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 400,000 | $3,680 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134111 | *W EXP 12/19/202 | 172,600 | $3,573 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 100,933 | $3,533 | dollars as filed | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 117,424 | $3,429 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 29,122 | $3,247 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 181,549 | $3,123 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 442,567 | $3,098 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 120,619 | $3,064 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 149,999 | $3,000 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 200,000 | $2,900 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 58,332 | $2,817 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y113 | *W EXP 01/31/202 | 100,000 | $2,800 | dollars as filed | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 380,000 | $2,698 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,850 | $2,637 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 55,784 | $2,611 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 59,000 | $2,596 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 17,263 | $2,531 | dollars as filed | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 34,122 | $2,440 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 62,499 | $2,344 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 47,541 | $2,249 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 138,503 | $2,216 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 60,000 | $2,100 | dollars as filed | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 33,876 | $1,863 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 108,715 | $1,837 | dollars as filed | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 84,333 | $1,788 | dollars as filed | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 65,362 | $1,765 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 53,795 | $1,684 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 100,000 | $1,560 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 38,818 | $1,553 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 18,790 | $1,503 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 24,999 | $1,500 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 24,999 | $1,265 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 47,050 | $1,040 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 50,000 | $1,025 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 19,918 | $996 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 100,000 | $880 | dollars as filed | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 18,090 | $856 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 33,333 | $817 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 24,999 | $627 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 16,000 | $605 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 13,321 | $598 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 19,798 | $533 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 175,000 | $525 | dollars as filed | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 17,008 | $507 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 17,499 | $446 | dollars as filed | |
| Appreciate Holdings Inc | 03832J114 | Warrant | 31,601 | $395 | dollars as filed | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 27,627 | $318 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 20,805 | $181 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-015116 | this filing | 2023-11-14 | acceptance time not in the bulk data set |