13F-HR filed by WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 2,255 holding rows worth $30,405,312,246.
- Accession
- 0001214659-23-014857
- Filer
- CIK 1632972
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 2,330 entries on the cover page, a total value of $30,405,312,246 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,405,312,246 with VALUE read as dollars as filed, 13F file number 028-16444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,028 | $201,724 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 5,254 | $201,701 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 3,625 | $201,442 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 8,932 | $200,562 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,084 | $200,543 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,540 | $200,476 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 42,003 | $200,356 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 28,100 | $200,072 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 31,028 | $197,958 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 10,329 | $197,594 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 148,776 | $194,897 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,313 | $193,979 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,281 | $193,582 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,070 | $193,371 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 21,363 | $190,343 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,000 | $190,300 | dollars as filed | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 18,547 | $190,292 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,900 | $190,210 | dollars as filed | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,500 | $187,650 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,179 | $184,374 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,415 | $184,352 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 19,834 | $181,283 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 20,965 | $180,509 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,725 | $180,502 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 13,905 | $180,070 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,331 | $175,119 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 32,409 | $174,041 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,653 | $173,690 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 26,859 | $172,703 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,369 | $172,016 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 30,445 | $171,100 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 27,500 | $170,625 | dollars as filed | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 14,570 | $169,158 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,867 | $165,727 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 14,916 | $165,717 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 19,620 | $165,400 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,868 | $164,253 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 19,179 | $163,022 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,457 | $161,195 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,285 | $159,021 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 13,055 | $157,966 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 14,267 | $156,509 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 199,192 | $155,926 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 33,947 | $154,800 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 41,073 | $151,970 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 11,437 | $151,426 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,400 | $149,902 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,282 | $148,153 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 25,375 | $147,933 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,863 | $147,234 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,897 | $145,817 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 10,300 | $144,200 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,763 | $144,095 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,225 | $142,250 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,800 | $141,480 | dollars as filed | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 25,865 | $141,223 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 29,145 | $141,062 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 26,581 | $140,880 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,350 | $139,038 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 30,273 | $137,742 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,499 | $136,470 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,058 | $136,129 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 17,168 | $135,802 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 28,665 | $135,299 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 10,697 | $134,675 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 23,907 | $133,640 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,388 | $131,503 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 11,174 | $129,668 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 45,155 | $128,240 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,700 | $127,157 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 23,299 | $126,981 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 19,720 | $126,602 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 13,441 | $125,539 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 38,044 | $124,404 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,992 | $123,837 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,376 | $122,633 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 13,500 | $122,580 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,052 | $122,222 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 11,982 | $119,700 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,200 | $118,860 | dollars as filed | call |
| AARONS CO INC | 00258W108 | COM | 11,340 | $118,730 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 65,146 | $118,566 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,038 | $117,217 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,260 | $117,104 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,314 | $116,995 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,170 | $116,313 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 10,430 | $114,417 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,428 | $112,346 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 10,045 | $109,591 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,349 | $108,046 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,722 | $107,216 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,003 | $106,181 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 7,000 | $105,711 | dollars as filed | call |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,252 | $104,142 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,300 | $103,620 | dollars as filed | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 13,305 | $102,449 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 49,915 | $102,326 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,274 | $100,770 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,149 | $100,493 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 11,362 | $100,155 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,490 | $99,674 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 21,158 | $96,057 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,919 | $95,829 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 10,990 | $95,170 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 10,006 | $94,857 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,247 | $93,555 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 3,000 | $93,525 | dollars as filed | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 15,482 | $91,189 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,296 | $91,078 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 26,243 | $90,013 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 11,673 | $89,765 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,554 | $88,882 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 22,542 | $88,139 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 26,196 | $88,019 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,551 | $87,341 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 19,378 | $87,007 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,340 | $86,856 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 12,000 | $85,200 | dollars as filed | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,000 | $85,120 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 31,882 | $84,168 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,350 | $83,571 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 12,437 | $82,703 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,737 | $81,262 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 47,750 | $81,175 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 10,221 | $81,155 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 17,638 | $80,253 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,403 | $77,503 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,659 | $76,875 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 27,600 | $76,728 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 30,800 | $76,690 | dollars as filed | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,400 | $76,380 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 34,208 | $72,863 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 12,679 | $71,763 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,875 | $71,231 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 18,786 | $68,567 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 63,246 | $68,306 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 11,200 | $67,760 | dollars as filed | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,662 | $67,492 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,330 | $67,145 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 24,872 | $66,408 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,785 | $64,245 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 18,000 | $62,962 | dollars as filed | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 32,082 | $62,560 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,486 | $61,767 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 76,833 | $61,274 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 30,151 | $60,302 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 14,436 | $58,033 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,000 | $57,820 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,941 | $57,318 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 12,375 | $55,935 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,000 | $55,750 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 39,161 | $55,609 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 34,430 | $54,399 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,222 | $54,280 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 10,624 | $54,182 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 10,000 | $53,300 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,504 | $53,152 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 10,000 | $53,100 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,300 | $52,365 | dollars as filed | call |
| SPY | 78462F103 | SHS | 5,900 | $50,702 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 21,040 | $50,284 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 4,600 | $47,000 | dollars as filed | put |
| AbbVie,Inc. | 00287Y109 | COM | 13,300 | $45,885 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,960 | $45,813 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 50,000 | $44,007 | dollars as filed | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 16,833 | $43,429 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 8,100 | $42,797 | dollars as filed | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 33,283 | $42,602 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,500 | $41,540 | dollars as filed | |
| Intel Corp | 458140100 | COM | 4,000 | $38,828 | dollars as filed | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 37,611 | $38,739 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 30,000 | $36,606 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,639 | $35,787 | dollars as filed | |
| NULL | 84862C203 | NULL | 60,075 | $35,444 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 10,553 | $33,031 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 6,100 | $32,330 | dollars as filed | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 5,000 | $32,301 | dollars as filed | put |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 12,000 | $31,680 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 19,613 | $31,381 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,900 | $31,059 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 8,000 | $31,040 | dollars as filed | put |
| International Business Machines Corporation | 459200101 | COM | 3,000 | $29,291 | dollars as filed | call |
| AQUA METALS INC | 03837J101 | COM | 24,553 | $27,745 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 24,000 | $27,120 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,330 | $26,626 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 29,000 | $26,425 | dollars as filed | call |
| ORIGIN MATERIALS INC | 68622D106 | COM | 20,100 | $25,728 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 21,581 | $25,681 | dollars as filed | |
| GERON CORP | 374163103 | COM | 11,844 | $25,109 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,239 | $23,586 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 12,938 | $23,418 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 37,569 | $22,737 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 15,946 | $22,643 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,134 | $20,218 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 20,580 | $20,121 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,500 | $20,084 | dollars as filed | call |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 10,000 | $20,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 13,633 | $19,495 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 12,087 | $18,855 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 10,969 | $17,550 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 20,000 | $17,398 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $17,175 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 1,700 | $16,189 | dollars as filed | put |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 19,014 | $15,827 | dollars as filed | |
| KLA CORP | 482480100 | COM | 600 | $15,120 | dollars as filed | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 24,875 | $15,089 | dollars as filed | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 48,125 | $14,413 | dollars as filed | |
| IO BIOTECH INC | 449778109 | COM | 10,100 | $14,241 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,064 | $12,681 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $12,522 | dollars as filed | put |
| AEYE INC | 008183105 | COM | 59,468 | $12,488 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 10,489 | $12,440 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 15,479 | $12,273 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 18,939 | $11,079 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 18,690 | $11,064 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 66,207 | $10,395 | dollars as filed | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 53,334 | $10,245 | dollars as filed | |
| FISERV INC | 337738108 | COM | 4,100 | $10,148 | dollars as filed | put |
| SHARECARE INC | 81948W104 | COM | 10,487 | $9,862 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,500 | $9,491 | dollars as filed | call |
| VAXART INC NEW | 92243A200 | COM | 11,006 | $8,299 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 14,285 | $7,143 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,000 | $6,350 | dollars as filed | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 13,675 | $5,880 | dollars as filed | |
| BARCLAYS BANK PLC | 06746P613 | FUND | 269 | $4,500 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 30,000 | $4,353 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 23,610 | $4,252 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,100 | $4,185 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 5,200 | $3,923 | dollars as filed | put |
| CARMAX INC COM | 143130102 | Stock | 2,000 | $3,850 | dollars as filed | put |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 12,645 | $3,829 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $3,775 | dollars as filed | call |
| KBHOME | 48666K109 | COM | 5,000 | $3,281 | dollars as filed | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 4,500 | $3,218 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $3,100 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $2,743 | dollars as filed | call |
| NUTEX HEALTH INC | 67079U108 | COM | 13,011 | $2,635 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 500 | $2,550 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $2,400 | dollars as filed | principal |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 100 | $2,183 | dollars as filed | call |
| AUTONATION INC COM | 05329W102 | Stock | 1,000 | $1,855 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 4,000 | $1,844 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 32,200 | $1,584 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 10,000 | $1,545 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,000 | $1,520 | dollars as filed | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,500 | $1,065 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $1,010 | dollars as filed | call |
| D R HORTON INC COM | 23331A109 | Stock | 2,000 | $976 | dollars as filed | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,500 | $496 | dollars as filed | put |
| PACWEST BANCORP DEL | 695263103 | COM | 3,500 | $440 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 500 | $405 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,500 | $392 | dollars as filed | put |
| BARCLAYS BANK PLC | 06746P613 | FUND | 12,500 | $144 | dollars as filed | call |
| CAVAGROUPINC | 148929102 | STOK | 1,000 | $110 | dollars as filed | call |
| MOBIQUITY TECHNOLOGIES INC | 60743F128 | *W EXP 12/03/202 | 28,916 | $107 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-014857 | this filing | 2023-11-13 | acceptance time not in the bulk data set |