13F-HR filed by AIGH Capital Management LLC
AIGH Capital Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 48 holding rows worth $211,262,289.
- Accession
- 0001214659-23-014817
- Filer
- CIK 1835943
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 96 entries on the cover page, a total value of $211,262,289 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,262,289 with VALUE read as dollars as filed, 13F file number 028-20823. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWorth Venture Partners, LLC028-17947
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 272,801 | $15,838,826 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,207,009 | $15,713,904 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,752,022 | $15,067,389 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 2,100,000 | $13,230,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 4,619,558 | $10,255,419 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 1,252,945 | $10,023,560 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 317,544 | $9,907,373 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 3,353,308 | $9,582,134 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 848,430 | $8,340,066 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 4,906,698 | $8,096,052 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 2,372,572 | $7,354,973 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 1,287,993 | $6,491,484 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,895,231 | $6,064,739 | dollars as filed | |
| BRAINSWAY LTD | 10501L106 | CMN | 1,355,022 | $5,474,289 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 2,000,000 | $5,420,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3,723,932 | $5,399,701 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 1,135,252 | $4,779,411 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 330,896 | $4,111,052 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 991,700 | $3,173,440 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 2,038,853 | $2,935,948 | dollars as filed | |
| CLENE INC | 185634102 | COM | 5,801,878 | $2,877,151 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 373,526 | $2,805,180 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 1,211,000 | $2,736,860 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 722,534 | $2,651,700 | dollars as filed | |
| MYOMO INC | 62857J201 | COM NEW | 2,188,883 | $2,429,660 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 943,857 | $2,416,274 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,773,474 | $2,376,456 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 1,764,000 | $2,303,730 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 335,508 | $2,247,926 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 535,794 | $2,061,469 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,323,985 | $1,985,977 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 793,350 | $1,975,442 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 677,511 | $1,788,630 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 803,396 | $1,727,302 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 349,300 | $1,457,407 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 1,800,000 | $1,276,200 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 4,339,983 | $1,270,044 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 390,000 | $1,246,024 | dollars as filed | |
| VACCINEX INC | 918640202 | COMMON | 1,090,173 | $1,231,896 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,017,151 | $1,223,756 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,655,235 | $929,332 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 556,175 | $898,961 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 91,947 | $893,628 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 48,941 | $464,450 | dollars as filed | |
| PROSOMNUS INC | 50535E108 | COMMON | 378,528 | $399,143 | dollars as filed | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 406,250 | $124,627 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506133 | *W EXP 09/01/202 | 599,000 | $124,153 | dollars as filed | call |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 568,694 | $79,151 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-014817 | this filing | 2023-11-13 | acceptance time not in the bulk data set |