13F-HR filed by Prime Capital Investment Advisors, LLC
Prime Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 758 holding rows worth $4,884,443,120.
- Accession
- 0001214659-23-014722
- Filer
- CIK 1731446
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 767 entries on the cover page, a total value of $4,884,443,120 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,884,443,120 with VALUE read as dollars as filed, 13F file number 028-18542. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FULGENT GENETICS INC | 359664109 | COM | 15,632 | $418,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 20,012 | $416,243 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,075 | $416,098 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 34,266 | $415,468 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,769 | $413,663 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 3,178 | $412,534 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 2,376 | $402,499 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 827 | $402,361 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 24,923 | $398,021 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,522 | $397,955 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,983 | $396,759 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 8,600 | $395,163 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 8,976 | $394,125 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,992 | $393,671 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 14,999 | $392,970 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,004 | $391,130 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,195 | $387,488 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,283 | $383,268 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,552 | $380,707 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 7,169 | $379,899 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 14,771 | $379,624 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,554 | $378,996 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 6,370 | $377,805 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,834 | $377,700 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,942 | $377,317 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,031 | $375,244 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 9,026 | $374,664 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 9,318 | $369,040 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,806 | $367,734 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,079 | $366,321 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,222 | $365,820 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 3,395 | $364,870 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,843 | $364,616 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,825 | $362,449 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 12,442 | $361,564 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,589 | $360,245 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,193 | $360,119 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 15,889 | $357,814 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,449 | $355,092 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,002 | $354,774 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,407 | $351,699 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 33,225 | $351,521 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,360 | $351,178 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,240 | $351,016 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 10,349 | $350,817 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,134 | $349,736 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 19,631 | $348,445 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,036 | $348,210 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,021 | $346,025 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 17,481 | $345,782 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,974 | $343,784 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 19,788 | $341,935 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,588 | $338,870 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 990 | $337,944 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 13,693 | $335,205 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,425 | $334,678 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,330 | $333,720 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 7,277 | $332,496 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,806 | $332,017 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,257 | $331,312 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,538 | $328,519 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 2,405 | $328,066 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,061 | $327,680 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 61,494 | $324,688 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,752 | $322,916 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,490 | $322,258 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,304 | $321,369 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 692 | $319,704 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,397 | $318,189 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,405 | $315,727 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,948 | $313,452 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,247 | $313,019 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 6,313 | $310,537 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,236 | $309,336 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 139,074 | $308,744 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,765 | $308,408 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,089 | $305,503 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,510 | $304,152 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,770 | $303,776 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,002 | $301,030 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 10,670 | $300,361 | dollars as filed | |
| CORNING INC | 219350105 | COM | 9,835 | $299,686 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,332 | $299,377 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,031 | $297,054 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,418 | $296,183 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,300 | $296,055 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 27,184 | $295,220 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,144 | $294,806 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 5,443 | $294,370 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,528 | $293,710 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 3,146 | $293,522 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 29,040 | $293,014 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,918 | $292,092 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 5,813 | $287,338 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 15,295 | $286,934 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,547 | $285,700 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,016 | $285,323 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,850 | $283,704 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 16,335 | $282,922 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 10,180 | $282,444 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,448 | $282,376 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 6,103 | $280,799 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 949 | $280,467 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,958 | $279,972 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,797 | $279,595 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,792 | $279,507 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 10,123 | $279,192 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,022 | $278,645 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,420 | $276,573 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,475 | $275,102 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 4,240 | $275,049 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,081 | $271,240 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,567 | $271,032 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,729 | $268,623 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,106 | $266,584 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,916 | $265,498 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,717 | $264,035 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,628 | $264,009 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 12,429 | $263,122 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 25,430 | $262,183 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 15,446 | $260,420 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 11,381 | $258,918 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,620 | $258,351 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,287 | $258,164 | dollars as filed | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 10,976 | $258,040 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 704 | $257,271 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,432 | $256,662 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,773 | $256,641 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 5,970 | $251,954 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,398 | $251,660 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,047 | $251,562 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,234 | $250,441 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,159 | $249,775 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,326 | $249,394 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,341 | $249,277 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 8,717 | $248,783 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 18,647 | $248,378 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 10,535 | $248,209 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,636 | $247,690 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,395 | $246,777 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 4,297 | $245,879 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,476 | $245,826 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,100 | $244,608 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,291 | $244,215 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,618 | $243,981 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,404 | $242,639 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,148 | $241,745 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,276 | $241,465 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,449 | $241,447 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 8,583 | $240,839 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 531 | $233,544 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,426 | $233,116 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,076 | $230,253 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 18,264 | $229,396 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,217 | $229,354 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 656 | $226,884 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,561 | $225,131 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,583 | $222,281 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,290 | $221,365 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,402 | $221,320 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,538 | $218,992 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 50,000 | $218,500 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,778 | $218,006 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 12,979 | $217,652 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 1,277 | $217,486 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 962 | $217,287 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,063 | $217,197 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 1,932 | $216,828 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,684 | $214,814 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,742 | $213,855 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,414 | $212,790 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,055 | $210,472 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,969 | $210,159 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 5,606 | $209,621 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,483 | $207,384 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,464 | $205,909 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,017 | $205,549 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 8,209 | $204,890 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,400 | $204,072 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,311 | $203,173 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,583 | $203,160 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 7,533 | $202,937 | dollars as filed | |
| KLA CORP | 482480100 | COM | 442 | $202,591 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,670 | $202,493 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,018 | $202,323 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,620 | $201,950 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,017 | $201,891 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,059 | $201,548 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 17,400 | $201,492 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,847 | $201,460 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 9,846 | $201,252 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 8,000 | $200,880 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,000 | $196,880 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 17,204 | $192,169 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,403 | $191,560 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,493 | $185,791 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,160 | $180,553 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 36,463 | $174,293 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 6,000 | $157,240 | dollars as filed | call |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 10,721 | $148,059 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,442 | $146,567 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,275 | $138,857 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,842 | $138,273 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 12,786 | $137,577 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 14,940 | $136,850 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,657 | $132,191 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 29,218 | $131,189 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13,604 | $130,869 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,313 | $114,388 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 56,203 | $113,530 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 17,197 | $110,921 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 13,832 | $105,123 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,000 | $102,900 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 15,310 | $101,812 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,539 | $101,596 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 37,791 | $99,768 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 15,142 | $97,363 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 15,762 | $97,252 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 14,429 | $95,520 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 10,706 | $95,498 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 18,691 | $94,576 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 18,948 | $92,656 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 18,050 | $89,709 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 70,722 | $89,110 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 15,877 | $88,752 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12,500 | $85,375 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 10,331 | $82,545 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,325 | $73,560 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 15,269 | $71,306 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 11,512 | $68,842 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,520 | $66,383 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 45,182 | $64,158 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,601 | $62,758 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 12,851 | $58,600 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 138,972 | $54,060 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 15,142 | $53,754 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 27,269 | $46,903 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 16,235 | $45,133 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 47,787 | $42,822 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 201,855 | $42,773 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 21,000 | $39,060 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 16,682 | $36,283 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 29,409 | $35,585 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 48,262 | $34,218 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 14,118 | $31,766 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 24,000 | $28,800 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 24,672 | $27,386 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 15,125 | $27,225 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,751 | $23,545 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,975 | $15,051 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 5,800 | $14,517 | dollars as filed | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 23,457 | $4,316 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 22,222 | $3,713 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,500 | $1,823 | dollars as filed | call |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 11,000 | $1,613 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,100 | $1,601 | dollars as filed | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 5,500 | $1,013 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $985 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-014722 | this filing | 2023-11-09 | acceptance time not in the bulk data set |