13F-HR filed by Compound Planning, Inc.
Compound Planning, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-06-07, with 224 holding rows worth $178,998,730.
- Accession
- 0001214659-23-008329
- Filer
- CIK 1978879
- Filed
- 2023-06-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 224 entries on the cover page, a total value of $178,998,730 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,998,730 with VALUE read as dollars as filed, 13F file number 028-23288. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 109,892 | $18,121,230 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,821 | $6,914,591 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 16,204 | $4,671,594 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,836 | $3,757,617 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 22,996 | $3,564,445 | dollars as filed | |
| Boeing Company | 097023105 | COM | 15,714 | $3,338,177 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 28,580 | $3,158,111 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 64,445 | $3,025,696 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40,312 | $2,883,110 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 57,283 | $2,871,860 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 27,817 | $2,380,857 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 14,522 | $2,369,434 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 39,791 | $2,335,750 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 18,962 | $2,215,330 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,711 | $2,203,396 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 9,241 | $2,114,705 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 15,057 | $1,973,845 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 66,193 | $1,893,122 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,845 | $1,817,283 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 61,878 | $1,722,684 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 11,418 | $1,697,696 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,243 | $1,682,607 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,870 | $1,639,455 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 18,406 | $1,512,259 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,505 | $1,434,810 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 15,341 | $1,423,798 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 8,731 | $1,391,405 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,407 | $1,348,713 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 67,677 | $1,338,649 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 70,081 | $1,322,420 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 17,532 | $1,294,401 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,954 | $1,220,877 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 45,515 | $1,182,033 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 142,524 | $1,171,549 | dollars as filed | |
| VGT | 92204A702 | SHS | 3,037 | $1,170,788 | dollars as filed | |
| SCHD | 808524797 | COM | 15,846 | $1,159,315 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 38,225 | $1,154,007 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,431 | $1,122,147 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 22,483 | $1,082,544 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5,400 | $1,079,893 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,094 | $1,079,622 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,893 | $1,015,157 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,243 | $1,013,569 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 4,953 | $996,831 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 51,274 | $987,024 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 37,296 | $981,631 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 36,112 | $976,104 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 19,306 | $972,847 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 6,484 | $955,998 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,562 | $938,474 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 8,991 | $928,680 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 45,074 | $928,524 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,089 | $919,635 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,976 | $911,703 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 21,347 | $904,899 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 9,259 | $900,413 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,247 | $899,039 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 33,509 | $890,669 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 25,197 | $888,194 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 51,611 | $885,121 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,016 | $874,049 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 28,490 | $858,404 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 26,089 | $812,387 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 23,472 | $812,142 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 20,992 | $785,311 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,768 | $777,789 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,080 | $770,982 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 19,087 | $742,297 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 56,402 | $738,300 | dollars as filed | |
| SPDW | 78463X889 | COM | 22,838 | $733,560 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,484 | $724,049 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 29,625 | $696,780 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 8,943 | $690,702 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 49,419 | $683,963 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 39,057 | $683,886 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,547 | $680,888 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,002 | $676,857 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 7,571 | $665,017 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,667 | $655,184 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,858 | $637,997 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,281 | $636,516 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,955 | $633,735 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,530 | $629,353 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,946 | $626,432 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,844 | $599,206 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,098 | $592,090 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 23,323 | $581,215 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 17,490 | $565,627 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 7,601 | $564,817 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 4,220 | $557,082 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 104,319 | $553,932 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,002 | $541,663 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,777 | $536,811 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,094 | $528,401 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 12,758 | $520,523 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,647 | $510,108 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,887 | $502,061 | dollars as filed | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 749,375 | $491,740 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 4,147 | $485,914 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,514 | $479,952 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 6,158 | $476,975 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,498 | $476,516 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 11,826 | $474,832 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,848 | $474,795 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,718 | $474,451 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,048 | $472,441 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 2,336 | $466,686 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 9,868 | $462,722 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 2,247 | $459,052 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,526 | $449,225 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,934 | $434,606 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,190 | $424,797 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,733 | $420,914 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,048 | $416,162 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,550 | $406,358 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,240 | $402,605 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 4,934 | $402,554 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,026 | $395,390 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 19,875 | $393,429 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,106 | $386,604 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 46,522 | $375,897 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 31,311 | $365,399 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 6,017 | $364,779 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 22,273 | $360,149 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,898 | $358,962 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,200 | $352,140 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 16,674 | $351,488 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 16,810 | $346,118 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 17,006 | $344,882 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 742 | $344,822 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,769 | $343,606 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 18,743 | $330,810 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,081 | $329,058 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 17,810 | $325,475 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 728 | $324,445 | dollars as filed | |
| VWO | 922042858 | SHS | 7,966 | $321,827 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 930 | $321,296 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 34,783 | $320,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,470 | $319,363 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,180 | $317,429 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,261 | $316,090 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,441 | $315,995 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 9,821 | $313,835 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 8,396 | $313,759 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,881 | $313,074 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 39,962 | $312,107 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,689 | $307,845 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 919 | $307,075 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,337 | $302,606 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,922 | $302,317 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,918 | $299,081 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,784 | $298,481 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 17,673 | $298,320 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 9,630 | $296,986 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,490 | $293,142 | dollars as filed | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 11,616 | $292,956 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 40,763 | $292,270 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 15,609 | $291,730 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,164 | $288,591 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,014 | $281,776 | dollars as filed | |
| Deere & Company | 244199105 | COM | 677 | $279,520 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 33,333 | $277,997 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 990 | $276,949 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,200 | $275,132 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 576 | $272,115 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 39,200 | $272,048 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,212 | $267,630 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,622 | $266,042 | dollars as filed | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 8,357 | $262,924 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,712 | $260,856 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 726 | $257,469 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,827 | $252,888 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,914 | $248,894 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 833 | $245,745 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,200 | $244,608 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 2,584 | $242,379 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 1,192 | $241,785 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 46,700 | $241,766 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,013 | $241,682 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,236 | $241,462 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 42,457 | $239,456 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,519 | $238,154 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,810 | $236,995 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,815 | $233,168 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,878 | $230,903 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 499 | $230,664 | dollars as filed | |
| VTI | 922908769 | COM | 1,120 | $228,556 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 10,323 | $228,345 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 22,553 | $227,332 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 5,880 | $227,262 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 4,452 | $226,206 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,113 | $225,886 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,011 | $225,086 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 48,956 | $222,259 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,227 | $220,902 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,148 | $218,321 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,868 | $217,912 | dollars as filed | |
| KLA CORP | 482480100 | COM | 540 | $215,552 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 13,090 | $215,328 | dollars as filed | |
| Linde plc | G54950103 | COM | 600 | $213,209 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 13,958 | $209,375 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 1,988 | $201,338 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 10,486 | $200,387 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,072 | $200,202 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 37,195 | $197,877 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 18,247 | $197,797 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,500 | $190,740 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21,155 | $178,760 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,127 | $165,187 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,612 | $156,263 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,394 | $131,276 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,672 | $125,830 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 10,203 | $121,722 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 10,294 | $114,988 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,332 | $114,520 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,625 | $112,557 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,724 | $102,810 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,474 | $90,707 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,790 | $83,705 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,461 | $68,785 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,166 | $68,615 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,450 | $57,011 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 12,000 | $14,760 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 31,610 | $977 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-008329 | this filing | 2023-06-07 | acceptance time not in the bulk data set |