13F-HR filed by Occidental Asset Management, LLC
Occidental Asset Management, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-24, with 206 holding rows worth $366,723,504.
- Accession
- 0001214659-23-001008
- Filer
- CIK 1770994
- Filed
- 2023-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 206 entries on the cover page, a total value of $366,723,504 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,723,504 with VALUE read as dollars as filed, 13F file number 028-19444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 870,933 | $27,721,789 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 777,506 | $22,843,130 | dollars as filed | |
| Apple Inc | 037833100 | COM | 132,372 | $17,199,115 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 176,185 | $12,972,506 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 59,140 | $12,670,145 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 64,310 | $9,329,452 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,854 | $6,679,913 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 60,070 | $6,327,809 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 111,948 | $5,613,073 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 73,046 | $5,498,903 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 108,052 | $5,474,977 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 37,237 | $5,441,818 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 112,851 | $5,366,081 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 61,541 | $5,144,839 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 51,964 | $5,039,998 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 115,958 | $4,509,589 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 44,519 | $4,028,079 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,443 | $3,863,488 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 38,518 | $3,734,708 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,354 | $3,368,764 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 110,148 | $3,362,810 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 10,428 | $3,293,686 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 34,399 | $3,255,521 | dollars as filed | |
| VWO | 922042858 | SHS | 78,866 | $3,074,208 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,519 | $2,950,616 | dollars as filed | |
| SPDW | 78463X889 | COM | 98,748 | $2,931,816 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 30,879 | $2,864,027 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 14,065 | $2,847,319 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 17,121 | $2,837,121 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,783 | $2,823,371 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 17,805 | $2,785,414 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 31,041 | $2,639,106 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 98,462 | $2,627,951 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 16,942 | $2,535,370 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 10,302 | $2,496,072 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,474 | $2,476,017 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 17,212 | $2,440,478 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 14,671 | $2,427,757 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 10,101 | $2,370,478 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 11,195 | $2,325,873 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,182 | $2,322,939 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 52,200 | $2,290,014 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 18,250 | $2,283,264 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 71,073 | $2,265,097 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 67,920 | $2,238,646 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 20,036 | $2,202,760 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 35,462 | $2,172,757 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,052 | $2,152,573 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 79,448 | $2,134,768 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,139 | $2,117,963 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 50,661 | $2,106,484 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 53,441 | $2,105,592 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 38,382 | $2,011,601 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 21,686 | $1,980,183 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 13,180 | $1,964,347 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 20,552 | $1,908,253 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,874,844 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 31,142 | $1,870,389 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 36,061 | $1,847,741 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 17,444 | $1,840,644 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 13,720 | $1,840,264 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 21,513 | $1,807,092 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 15,078 | $1,764,277 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 17,302 | $1,684,869 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 32,155 | $1,682,993 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 7,794 | $1,671,869 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 15,305 | $1,669,163 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 32,392 | $1,632,233 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 16,888 | $1,519,920 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 24,503 | $1,479,716 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 23,924 | $1,444,053 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,231 | $1,435,240 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 22,238 | $1,430,768 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 42,779 | $1,407,429 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,764 | $1,398,696 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 21,175 | $1,370,417 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 9,656 | $1,353,964 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,354 | $1,344,951 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,930 | $1,323,634 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 29,889 | $1,322,887 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,930 | $1,306,379 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 19,902 | $1,300,398 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,262 | $1,292,813 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 19,415 | $1,279,449 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,253 | $1,252,712 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 12,520 | $1,235,098 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,315 | $1,196,734 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 14,507 | $1,169,431 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,280 | $1,165,536 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 9,395 | $1,133,037 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 96,878 | $1,126,693 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 23,667 | $1,122,541 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 32,259 | $1,117,129 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 7,985 | $1,107,440 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 32,273 | $1,103,737 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7,971 | $1,081,186 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 13,318 | $1,081,022 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,102 | $1,052,925 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 21,045 | $1,052,250 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,886 | $1,034,764 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,338 | $1,029,962 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 6,368 | $1,029,132 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,263 | $952,709 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 13,395 | $946,625 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,202 | $926,944 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q800 | CMN | 21,744 | $882,682 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 16,936 | $870,172 | dollars as filed | |
| IJH | 464287507 | COM | 3,539 | $856,106 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,571 | $832,533 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 26,873 | $818,820 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 27,140 | $798,459 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,536 | $783,123 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,597 | $742,106 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 33,077 | $736,625 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 9,173 | $735,766 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,581 | $687,468 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,923 | $681,974 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,703 | $645,946 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 8,655 | $625,271 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 9,678 | $615,618 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,048 | $613,879 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 10,434 | $588,582 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,583 | $579,125 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 13,030 | $573,190 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,034 | $572,030 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,450 | $554,666 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 23,927 | $544,818 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,035 | $544,720 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 9,548 | $543,950 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 7,231 | $538,621 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,823 | $525,732 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,000 | $523,815 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,125 | $492,055 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,834 | $491,059 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 4,072 | $480,496 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,800 | $477,888 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,689 | $475,072 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,213 | $432,611 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,860 | $428,798 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 5,160 | $425,597 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 1,160,627 | $412,487 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,415 | $407,416 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,634 | $403,028 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,336 | $396,279 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 9,411 | $388,580 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 787 | $382,868 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 7,941 | $381,085 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,617 | $377,394 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,955 | $358,798 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,875 | $357,765 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,470 | $352,233 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,622 | $347,528 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,258 | $342,246 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 29,672 | $332,920 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 13,527 | $330,329 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 14,542 | $330,249 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,589 | $318,521 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,317 | $314,851 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,031 | $306,768 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,803 | $299,638 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,897 | $290,538 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,094 | $288,195 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 12,277 | $281,634 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,553 | $280,564 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,559 | $278,561 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,322 | $278,309 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,611 | $277,915 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,674 | $273,390 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,325 | $267,915 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,975 | $257,461 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,150 | $254,874 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,900 | $247,080 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,445 | $245,353 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,273 | $242,430 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 5,725 | $238,217 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,714 | $235,792 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,920 | $232,027 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,409 | $229,130 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 9,541 | $227,553 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,558 | $227,378 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,050 | $223,766 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 6,641 | $219,935 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,564 | $219,546 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 2,825 | $215,971 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 2,575 | $214,395 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 722 | $212,903 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,750 | $210,413 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,332 | $209,883 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,986 | $207,080 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 830 | $202,927 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 608 | $201,455 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 10,000 | $199,500 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,394 | $169,434 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,328 | $150,169 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 13,347 | $147,084 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 12,518 | $141,203 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,623 | $137,500 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,166 | $133,895 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,750 | $118,250 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,356 | $116,091 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,104 | $114,882 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,257 | $110,160 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,013 | $95,724 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,232 | $67,351 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,040 | $57,529 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 36,739 | $46,659 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-001008 | this filing | 2023-01-24 | acceptance time not in the bulk data set |