13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 3,896 holding rows worth $175,155,030,000.
- Accession
- 0001214659-22-013504
- Filer
- CIK 1407543
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 3,896 entries on the cover page, a total value of $175,155,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,155,030,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 8,120 | $237,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,915 | $236,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,477 | $236,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,984 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 13,633 | $235,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 24,191 | $232,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,693 | $232,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 65,664 | $232,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 25,234 | $232,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,190 | $231,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 26,827 | $231,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 20,101 | $229,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 22,635 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 9,074 | $228,000 | thousands by filing date | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 7,852 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 9,523 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 14,050 | $226,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 6,360 | $225,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,892 | $224,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,491 | $224,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 21,982 | $223,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 9,190 | $223,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,964 | $223,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 3,087 | $223,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,193 | $222,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,661 | $222,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3,009 | $221,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 72,745 | $221,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22,057 | $220,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 11,760 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 6,950 | $219,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 12,495 | $219,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 17,341 | $218,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 39,711 | $217,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 29,076 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,812 | $217,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 23,447 | $216,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 37,079 | $216,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 13,916 | $216,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 8,330 | $215,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 14,986 | $215,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 4,933 | $214,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 35,953 | $214,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 13,322 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 16,578 | $213,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,968 | $212,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 4,475 | $212,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 38,495 | $211,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,542 | $211,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 13,226 | $211,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 4,809 | $210,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 23,713 | $210,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 31,937 | $210,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 13,378 | $210,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 7,476 | $210,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 48,036 | $210,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 31,453 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 9,822 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 7,331 | $209,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 123,227 | $208,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,650 | $208,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 9,635 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 5,376 | $208,000 | thousands by filing date | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 10,639 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 16,547 | $208,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 40,107 | $207,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 21,927 | $207,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 45,013 | $207,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,708 | $206,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 10,397 | $205,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,208 | $205,000 | thousands by filing date | |
| HENNESSY SUSTAINABLE ETF | 74933W759 | ETF | 8,771 | $205,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 22,554 | $205,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,453 | $205,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 9,861 | $205,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 42,726 | $204,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,303 | $203,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 8,560 | $203,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 15,278 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 4,843 | $202,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,114 | $202,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 8,207 | $201,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 145,712 | $201,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 7,884 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 6,258 | $201,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 17,628 | $201,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 8,824 | $200,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,588 | $198,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 26,655 | $198,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,387 | $196,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 69,073 | $195,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 15,422 | $195,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 15,864 | $195,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,838 | $194,000 | thousands by filing date | |
| TIDAL TRUST I | 886364744 | mc | 11,430 | $193,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 18,175 | $192,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 54,204 | $190,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 29,857 | $190,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 22,058 | $189,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 32,558 | $189,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 80,318 | $188,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 17,381 | $186,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 75,269 | $185,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 20,383 | $185,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 17,149 | $185,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 10,958 | $185,000 | thousands by filing date | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 10,076 | $184,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,695 | $184,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 19,665 | $183,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 16,860 | $183,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 22,095 | $183,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 35,806 | $183,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 29,327 | $183,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 34,687 | $182,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,360 | $181,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 36,742 | $181,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 56,366 | $181,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 24,664 | $180,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,778 | $178,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 23,202 | $178,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,862 | $178,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 11,679 | $177,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 24,721 | $176,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 14,219 | $174,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,115 | $174,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 16,650 | $173,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 43,000 | $172,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 49,953 | $172,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 64,614 | $172,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 23,354 | $171,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 13,865 | $168,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,676 | $165,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 16,192 | $165,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 11,625 | $164,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 34,556 | $163,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 40,354 | $163,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 25,467 | $163,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,964 | $162,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 22,473 | $162,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,705 | $161,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 21,952 | $161,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 17,420 | $160,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 22,032 | $159,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 19,459 | $158,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 43,568 | $156,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 17,189 | $155,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,843 | $155,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 54,072 | $155,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,300 | $154,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,677 | $153,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 29,623 | $153,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,152 | $152,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,370 | $152,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 13,279 | $152,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 14,372 | $150,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,626 | $150,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,002 | $149,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 21,524 | $149,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,541 | $149,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,097 | $148,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,390 | $147,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 148,117 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 13,819 | $146,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 25,873 | $146,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 10,888 | $145,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,487 | $144,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 21,880 | $144,000 | thousands by filing date | |
| ENHABIT INC | 29332G102 | COM | 10,150 | $143,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,434 | $142,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 15,544 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,786 | $141,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,611 | $140,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 26,567 | $140,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 11,234 | $139,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 36,465 | $136,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 89,929 | $136,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 12,734 | $135,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 19,827 | $134,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,273 | $134,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 16,478 | $133,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,251 | $133,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 33,463 | $132,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,125 | $131,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 22,581 | $130,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 105,701 | $130,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 11,314 | $130,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 21,301 | $128,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 16,479 | $128,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,351 | $128,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,040 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 18,679 | $128,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 10,296 | $127,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 21,751 | $126,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,720 | $126,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 17,650 | $126,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 103,851 | $126,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 26,618 | $125,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,420 | $124,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 12,381 | $123,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,965 | $123,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,072 | $123,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 64,163 | $123,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,736 | $122,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 26,902 | $120,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 45,626 | $120,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,561 | $120,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 12,900 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,245 | $118,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,516 | $118,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 12,330 | $118,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 16,904 | $117,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 77,817 | $117,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,670 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 13,520 | $115,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 16,131 | $114,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 46,108 | $113,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,210 | $111,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,765 | $110,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,590 | $110,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 25,447 | $110,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 12,957 | $109,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 26,465 | $108,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 100,457 | $108,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 77,760 | $107,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,413 | $107,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 16,083 | $107,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,114 | $104,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,056 | $104,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 45,519 | $104,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 13,391 | $104,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 101,541 | $104,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,825 | $103,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 65,834 | $103,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 15,027 | $102,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 12,598 | $101,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 17,679 | $101,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 18,780 | $100,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 95,841 | $100,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 34,547 | $99,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 22,219 | $98,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,962 | $97,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 19,850 | $97,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 20,666 | $96,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,430 | $95,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,591 | $95,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,841 | $94,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,000 | $93,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,397 | $93,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 75,679 | $92,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 14,186 | $92,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 13,475 | $91,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 21,476 | $91,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,217 | $90,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 25,342 | $89,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 15,207 | $89,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 14,095 | $88,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 33,910 | $88,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 66,988 | $88,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 20,000 | $87,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 21,828 | $86,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 21,911 | $86,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,655 | $86,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,445 | $85,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 116,287 | $85,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,368 | $84,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 15,144 | $83,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 10,805 | $82,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,199 | $82,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,069 | $81,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,040 | $80,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,497 | $80,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 35,241 | $80,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 14,816 | $79,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 35,946 | $78,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 55,415 | $77,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,485 | $76,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,344 | $76,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 11,606 | $75,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 11,577 | $75,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 32,758 | $74,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 62,482 | $72,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 11,331 | $71,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 10,130 | $71,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 10,243 | $71,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 19,099 | $70,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,619 | $68,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 38,028 | $67,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,170 | $66,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 19,016 | $64,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 23,665 | $64,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,848 | $64,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 12,402 | $63,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,005 | $62,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 12,574 | $62,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 37,770 | $61,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 16,045 | $61,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,697 | $60,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 10,044 | $58,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 79,216 | $58,000 | thousands by filing date | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 87,002 | $57,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 20,789 | $56,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 13,003 | $53,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 10,939 | $53,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,682 | $52,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 14,721 | $50,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 49,000 | $50,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 53,470 | $50,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $49,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 26,343 | $48,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 48,063 | $48,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 53,911 | $48,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 19,877 | $46,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 53,484 | $46,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 45,000 | $45,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,382 | $45,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 26,341 | $45,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 87,541 | $44,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,395 | $42,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 45,000 | $41,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 47,000 | $41,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 26,848 | $40,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,722 | $40,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 50,000 | $39,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 42,000 | $39,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 42,000 | $39,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 14,626 | $38,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,677 | $38,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 41,000 | $38,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 45,000 | $38,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 184,022 | $38,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,753 | $37,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 44,000 | $37,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,198 | $36,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 11,925 | $36,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 44,000 | $36,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 38,000 | $36,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 45,000 | $35,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 28,562 | $35,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 23,015 | $35,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 78,065 | $35,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,103 | $34,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,297 | $34,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 35,000 | $33,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 13,054 | $33,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 37,367 | $32,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 107,302 | $32,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 35,911 | $31,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 31,000 | $31,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 16,257 | $30,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,000 | $30,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,805 | $30,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 24,270 | $30,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 24,941 | $30,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 53,689 | $30,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 11,716 | $29,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,872 | $28,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 39,000 | $28,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 29,839 | $28,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 25,407 | $27,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 75,221 | $26,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 29,000 | $26,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 17,634 | $26,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,633 | $25,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 28,000 | $25,000 | thousands by filing date | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 29,000 | $22,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 17,288 | $22,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 21,267 | $21,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 21,067 | $20,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 13,639 | $19,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $19,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,211 | $18,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 12,578 | $18,000 | thousands by filing date | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 18,000 | $16,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 18,000 | $15,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,986 | $15,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 11,629 | $15,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 17,000 | $15,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 41,990 | $15,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 18,367 | $14,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,010 | $13,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 25,000 | $13,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 10,980 | $12,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,500 | $9,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,982 | $9,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,000 | $9,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,445 | $7,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 11,609 | $7,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 23,248 | $7,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 16,146 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,553 | $5,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 12,432 | $4,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 11,334 | $4,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 11,777 | $4,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 13,980 | $4,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 11,264 | $2,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 65,809 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-22-013504 | this filing | 2022-11-10 | acceptance time not in the bulk data set |