13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-04, with 3,864 holding rows worth $202,201,130,000.
- Accession
- 0001214659-22-001891
- Filer
- CIK 1407543
- Filed
- 2022-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,864 entries on the cover page, a total value of $202,201,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,201,130,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 7,502 | $258,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 9,169 | $257,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 29,971 | $256,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,673 | $255,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 57,396 | $255,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,550 | $255,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 14,487 | $255,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,349 | $254,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 6,348 | $253,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,939 | $253,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,159 | $252,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 13,287 | $252,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,656 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 8,284 | $252,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,239 | $252,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 17,842 | $251,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 3,247 | $251,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 7,679 | $251,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 55,014 | $251,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,958 | $251,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 11,507 | $250,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 4,818 | $249,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 28,639 | $249,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 122,224 | $249,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,158 | $248,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 6,985 | $248,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 53,313 | $248,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 8,317 | $247,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,442 | $247,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 6,632 | $247,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 28,996 | $246,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 4,378 | $246,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,292 | $246,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 4,253 | $246,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 16,068 | $246,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 9,749 | $245,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,531 | $245,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,923 | $244,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,817 | $244,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,713 | $244,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,572 | $244,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 5,106 | $244,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15,855 | $244,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 76,766 | $244,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,135 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 8,709 | $243,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,970 | $242,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,418 | $242,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 46,900 | $242,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 9,231 | $242,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 6,343 | $241,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 978 | $240,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 22,124 | $239,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,737 | $239,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,502 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,354 | $239,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,338 | $239,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 22,266 | $238,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,536 | $238,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,419 | $238,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4,970 | $238,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 3,775 | $237,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,995 | $237,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 23,395 | $236,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 74,982 | $236,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,269 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,758 | $235,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,743 | $235,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 4,951 | $235,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,840 | $234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 6,237 | $234,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 6,084 | $234,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 16,338 | $233,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 7,902 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 4,596 | $231,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,481 | $230,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,857 | $230,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,785 | $230,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 18,032 | $230,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,812 | $230,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,904 | $229,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,077 | $228,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 11,918 | $228,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,235 | $228,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 21,183 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 6,950 | $228,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 10,254 | $228,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 43,283 | $227,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 10,744 | $227,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 17,738 | $227,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,960 | $227,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 5,697 | $227,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,263 | $226,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,383 | $226,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,286 | $225,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 3,413 | $225,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 7,063 | $224,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,591 | $224,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 14,109 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 6,469 | $223,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 36,419 | $223,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 26,412 | $223,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 258,050 | $222,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 14,055 | $219,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 5,001 | $219,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,734 | $219,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 14,929 | $219,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,356 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 9,391 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,217 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 8,495 | $218,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,500 | $217,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 9,675 | $217,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5,078 | $216,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 6,189 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 5,936 | $216,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 65,834 | $216,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 13,384 | $216,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 9,685 | $215,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 18,189 | $214,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,333 | $213,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 16,887 | $213,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 10,520 | $212,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 6,640 | $212,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 9,425 | $212,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 12,411 | $212,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,942 | $211,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,399 | $211,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 8,301 | $211,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,758 | $210,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 7,223 | $210,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 14,870 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 4,636 | $209,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 6,582 | $209,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,937 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,593 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 4,700 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,156 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,201 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,374 | $208,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 10,080 | $208,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 66,847 | $208,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,283 | $207,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 9,830 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 21,767 | $207,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,878 | $206,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 20,065 | $206,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 7,747 | $206,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 10,042 | $206,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 5,920 | $205,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 11,199 | $205,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,019 | $205,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 5,003 | $205,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,145 | $205,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 7,681 | $205,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,544 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 1,833 | $204,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,266 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 4,637 | $202,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,131 | $202,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,785 | $201,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,195 | $201,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 29,125 | $201,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 24,478 | $199,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 22,338 | $196,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 16,749 | $196,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,309 | $193,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,891 | $193,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 13,204 | $191,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,014 | $191,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 12,409 | $190,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 35,135 | $189,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 16,116 | $185,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 10,513 | $185,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 20,338 | $183,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 27,649 | $178,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,933 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74347G598 | ULTRASHORT INDL | 13,408 | $177,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,910 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,867 | $175,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 19,042 | $175,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,688 | $174,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 62,569 | $174,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 22,794 | $169,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,698 | $168,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,429 | $168,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 78,852 | $166,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,256 | $165,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,318 | $165,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 103,851 | $164,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 15,762 | $162,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 41,003 | $162,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 10,754 | $162,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 42,749 | $162,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 23,411 | $160,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 12,837 | $159,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 10,147 | $159,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 110,901 | $159,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 38,971 | $158,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 10,112 | $158,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,508 | $158,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 22,069 | $157,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,829 | $156,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 34,883 | $156,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 19,487 | $155,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,232 | $155,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 20,025 | $154,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 36,182 | $154,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 18,936 | $153,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 33,179 | $151,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 10,814 | $150,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 20,167 | $150,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 20,459 | $147,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 31,885 | $147,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 60,317 | $146,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 13,632 | $145,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 32,069 | $145,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,233 | $144,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 14,219 | $142,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,616 | $142,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 10,028 | $141,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 17,196 | $140,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 23,821 | $139,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 10,645 | $139,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 13,518 | $138,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,484 | $137,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 27,670 | $136,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 38,615 | $136,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,681 | $135,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 10,296 | $133,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 12,533 | $133,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 27,470 | $132,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 25,452 | $130,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 19,449 | $130,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20,606 | $130,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 74,047 | $127,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 18,103 | $126,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,145 | $123,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,703 | $121,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 30,873 | $119,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 29,928 | $118,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,325 | $118,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,408 | $118,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 50,005 | $118,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,264 | $117,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 26,961 | $116,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,180 | $115,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 20,933 | $114,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,409 | $114,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,314 | $114,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 50,081 | $114,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,127 | $111,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 12,015 | $111,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 10,760 | $110,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 18,465 | $110,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,796 | $108,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 105,000 | $107,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 11,579 | $105,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 15,399 | $103,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,029 | $101,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 11,145 | $101,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,910 | $97,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 10,648 | $96,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 39,953 | $96,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 96,597 | $94,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,702 | $94,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,254 | $94,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,053 | $94,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 11,835 | $92,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 27,483 | $91,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 21,778 | $89,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 11,207 | $89,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,150 | $88,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,017 | $88,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,314 | $87,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,463 | $86,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 10,542 | $84,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 72,027 | $82,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 15,241 | $81,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,834 | $78,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 21,810 | $78,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,983 | $77,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 17,681 | $77,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 136,760 | $77,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 12,267 | $75,000 | thousands by filing date | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 12,143 | $75,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 16,726 | $74,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,089 | $73,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 10,368 | $72,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 42,311 | $70,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 12,321 | $69,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 30,288 | $69,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,930 | $68,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 12,882 | $65,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 19,859 | $63,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 29,706 | $60,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,086 | $59,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 82,386 | $59,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,070 | $58,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 17,764 | $56,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 56,000 | $56,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,574 | $53,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 53,015 | $53,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 53,000 | $52,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 26,725 | $52,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 18,125 | $52,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 49,309 | $52,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 23,237 | $51,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 44,000 | $51,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 36,461 | $50,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,749 | $48,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 44,000 | $48,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 45,000 | $47,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 13,820 | $47,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,307 | $45,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 50,000 | $45,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 47,000 | $45,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,926 | $44,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 13,794 | $44,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 17,526 | $44,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 42,000 | $43,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 26,663 | $43,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 42,000 | $43,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 46,490 | $42,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 16,081 | $39,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 18,827 | $38,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 40,816 | $37,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 34,104 | $35,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,967 | $34,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 39,000 | $34,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 35,000 | $34,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 34,000 | $34,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 10,483 | $33,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 32,000 | $33,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 37,000 | $33,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 30,000 | $32,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 28,478 | $31,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 33,000 | $28,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,808 | $28,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 28,000 | $28,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 37,080 | $27,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,500 | $25,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,000 | $24,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 13,601 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,000 | $24,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 23,000 | $24,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 19,094 | $23,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 13,919 | $19,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $19,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 17,000 | $18,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 10,000 | $18,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,322 | $18,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 17,417 | $18,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 11,470 | $17,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,500 | $13,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $11,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,017 | $11,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,302 | $11,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 12,417 | $10,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 12,800 | $8,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 17,056 | $8,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 10,000 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,898 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-22-001891 | this filing | 2022-02-04 | acceptance time not in the bulk data set |