13F-HR filed by AIGH Capital Management LLC
AIGH Capital Management LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 52 holding rows worth $475,511,000.
- Accession
- 0001214659-21-011426
- Filer
- CIK 1835943
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 101 entries on the cover page, a total value of $475,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $475,511,000 with VALUE read as thousands by filing date, 13F file number 028-20823. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWorth Venture Partners, LLC028-17947
- included managerWorth Venture Partners, LLC028-17947
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 500,000 | $109,375,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,468,735 | $29,117,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 3,370,153 | $25,209,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,005,000 | $23,156,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,370,734 | $18,683,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 554,682 | $18,227,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 1,259,644 | $17,214,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,036,495 | $16,496,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 812,656 | $15,246,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 2,458,402 | $14,849,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,585,743 | $12,696,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,986,176 | $12,275,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 3,023,036 | $11,962,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 969,015 | $11,880,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 773,560 | $11,527,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,664,540 | $8,805,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,234,121 | $8,207,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,609,398 | $7,821,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,208,250 | $7,709,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 864,427 | $6,059,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 300,000 | $5,937,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 395,487 | $5,766,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 780,000 | $5,663,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 116,566 | $4,147,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 348,125 | $4,139,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 495,037 | $4,035,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1,867,639 | $3,866,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 1,270,500 | $3,798,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 1,340,000 | $3,786,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 4,000,000 | $3,608,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 440,301 | $3,549,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 612,000 | $3,494,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 387,097 | $3,317,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 273,100 | $3,121,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 418,310 | $2,731,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 915,000 | $2,544,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 362,906 | $2,464,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 350,000 | $2,363,000 | thousands by filing date | call |
| EVOKE PHARMA INC | 30049G104 | COM | 1,701,185 | $2,211,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 144,347 | $2,197,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 501,025 | $2,115,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 66,469 | $2,110,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 827,921 | $2,069,000 | thousands by filing date | call |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 342,000 | $2,049,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 207,070 | $1,898,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 343,126 | $1,819,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 760,000 | $1,671,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 175,000 | $786,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 175,000 | $786,000 | thousands by filing date | call |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 150,591 | $554,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 100,000 | $270,000 | thousands by filing date | call |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 50,000 | $135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-21-011426 | this filing | 2021-11-12 | acceptance time not in the bulk data set |