13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-07, with 3,668 holding rows worth $182,098,156,000.
- Accession
- 0001214659-21-010309
- Filer
- CIK 1407543
- Filed
- 2021-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,668 entries on the cover page, a total value of $182,098,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $182,098,156,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 7,984 | $201,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 13,696 | $200,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,345 | $200,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 11,728 | $199,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 58,542 | $198,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 10,245 | $197,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 10,325 | $197,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 59,668 | $197,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 31,050 | $195,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 11,121 | $195,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,181 | $193,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 15,618 | $193,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,221 | $191,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,193 | $190,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,769 | $188,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 11,176 | $188,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 33,202 | $187,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 50,000 | $186,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 14,943 | $184,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 17,253 | $184,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,044 | $183,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 28,661 | $181,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 29,304 | $180,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,025 | $179,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 21,956 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,918 | $177,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 19,375 | $174,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,168 | $172,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 14,512 | $172,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 23,863 | $169,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 11,085 | $162,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,026 | $159,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,849 | $155,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 12,085 | $154,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 27,724 | $153,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 10,246 | $151,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,841 | $151,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 16,079 | $151,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,313 | $150,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 24,947 | $149,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 15,762 | $148,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 14,676 | $148,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,190 | $147,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,157 | $147,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,511 | $146,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,570 | $146,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,638 | $145,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 22,820 | $145,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 12,470 | $145,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 17,341 | $145,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,814 | $143,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,875 | $143,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 21,418 | $141,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 54,577 | $138,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 19,019 | $138,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 17,036 | $137,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,756 | $137,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,407 | $136,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,298 | $135,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,022 | $133,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,339 | $131,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,681 | $130,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,435 | $129,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 15,728 | $129,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 26,354 | $128,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 13,401 | $127,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 39,821 | $125,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 21,746 | $125,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 23,021 | $125,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 22,104 | $125,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 22,297 | $124,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 10,816 | $123,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 16,873 | $123,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 22,212 | $119,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,356 | $118,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 42,928 | $118,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,309 | $117,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,555 | $113,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 35,347 | $111,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,446 | $109,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,254 | $107,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 19,318 | $105,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,934 | $105,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 11,158 | $103,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 16,726 | $103,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 44,030 | $103,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,204 | $102,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,193 | $102,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,268 | $102,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 12,570 | $101,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 21,863 | $100,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,420 | $99,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,314 | $99,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 11,642 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,912 | $97,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,916 | $95,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 11,495 | $95,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,172 | $90,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,517 | $89,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 14,490 | $88,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 21,595 | $87,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 15,964 | $87,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 22,206 | $85,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,834 | $84,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 63,628 | $81,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 78,000 | $80,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,200 | $79,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 10,835 | $77,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 19,212 | $75,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,433 | $75,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,821 | $74,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,342 | $73,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,313 | $73,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,002 | $72,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,301 | $71,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 34,518 | $71,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 10,696 | $71,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,508 | $65,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 19,865 | $62,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 28,972 | $60,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,307 | $60,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 20,310 | $60,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,947 | $59,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 15,756 | $59,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 38,418 | $59,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,128 | $59,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 25,870 | $58,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 12,581 | $58,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 14,207 | $58,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,680 | $57,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 38,442 | $56,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 15,463 | $55,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 54,176 | $55,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,459 | $53,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,500 | $51,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 38,812 | $51,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 26,372 | $49,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,098 | $48,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 17,678 | $48,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 13,794 | $47,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,593 | $47,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 35,103 | $47,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 15,116 | $46,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 21,006 | $45,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 10,770 | $41,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 42,000 | $38,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 17,927 | $38,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,000 | $36,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 31,434 | $34,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 10,157 | $33,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 12,464 | $33,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 22,793 | $31,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 10,646 | $29,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 16,124 | $27,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 29,000 | $24,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 23,000 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 17,945 | $23,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 15,267 | $22,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 10,988 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $20,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 28,614 | $18,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,302 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,930 | $13,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,513 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,000 | $10,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $10,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 10,000 | $7,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-21-010309 | this filing | 2021-10-07 | acceptance time not in the bulk data set |