13F-HR filed by Occidental Asset Management, LLC
Occidental Asset Management, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-17, with 202 holding rows worth $376,195,000.
- Accession
- 0001214659-21-008717
- Filer
- CIK 1770994
- Filed
- 2021-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 202 entries on the cover page, a total value of $376,195,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $376,195,000 with VALUE read as thousands by filing date, 13F file number 028-19444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 706,543 | $22,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 548,073 | $20,114,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 157,508 | $17,477,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 59,659 | $16,196,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 77,935 | $10,674,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 67,939 | $10,031,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 86,441 | $9,721,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 76,980 | $8,714,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 96,947 | $8,535,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,035 | $7,662,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 63,405 | $7,290,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,666 | $6,953,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100,015 | $6,298,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,503 | $6,003,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 40,176 | $4,539,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 74,781 | $4,120,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 103,179 | $4,080,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 63,676 | $4,036,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 52,092 | $3,987,000 | thousands by filing date | |
| SPDR SER TR | 78468R614 | BBG SASB CRPT ES | 150,164 | $3,748,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 58,227 | $3,678,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,190 | $3,506,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 93,890 | $3,454,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 61,940 | $3,364,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9,466 | $3,355,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 66,517 | $3,027,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 89,575 | $2,902,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18,555 | $2,872,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,756 | $2,792,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,203 | $2,620,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,422 | $2,519,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 26,889 | $2,465,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 34,838 | $2,446,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,569 | $2,411,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 41,068 | $2,301,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,559 | $2,226,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,475 | $2,069,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 25,222 | $2,064,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,706 | $2,036,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,648 | $2,017,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 18,721 | $1,974,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,277 | $1,964,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,035 | $1,961,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 14,738 | $1,945,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 12,756 | $1,934,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,515 | $1,906,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,383 | $1,904,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,758 | $1,891,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 13,093 | $1,864,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 61,137 | $1,846,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 12,184 | $1,839,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 19,059 | $1,834,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 71,208 | $1,834,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 28,721 | $1,791,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 11,006 | $1,778,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,091 | $1,759,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 15,029 | $1,721,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,061 | $1,720,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 28,580 | $1,707,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,433 | $1,705,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,955 | $1,682,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 16,880 | $1,678,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,435 | $1,675,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 29,305 | $1,664,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,032 | $1,645,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,399 | $1,607,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 60,703 | $1,607,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 8,584 | $1,604,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 39,793 | $1,595,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 27,602 | $1,574,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 19,312 | $1,564,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 454 | $1,562,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 26,923 | $1,542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 25,785 | $1,539,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 47,131 | $1,504,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 33,146 | $1,501,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 32,011 | $1,455,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,070 | $1,407,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,053 | $1,390,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,371 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 24,487 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,303 | $1,341,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 15,303 | $1,304,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 11,040 | $1,295,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,616 | $1,283,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 16,431 | $1,274,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 24,555 | $1,237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 17,875 | $1,207,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 7,468 | $1,153,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,903 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 28,827 | $1,134,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,366 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,395 | $1,096,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 3,657 | $1,072,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 19,200 | $1,062,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 24,133 | $1,039,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,422 | $1,039,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7,142 | $1,027,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 16,043 | $1,017,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,719 | $999,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 21,120 | $982,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 10,359 | $965,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 13,265 | $951,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 11,518 | $945,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 22,614 | $939,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 15,701 | $938,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 14,504 | $933,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 370 | $927,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,077 | $911,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 35,745 | $910,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,552 | $898,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 7,651 | $841,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $837,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,842 | $777,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,596 | $775,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 21,702 | $737,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 12,420 | $736,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 19,373 | $720,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,237 | $715,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,441 | $713,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 5,842 | $711,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,635 | $671,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,599 | $669,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,193 | $665,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 12,587 | $652,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,000 | $645,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 27,209 | $639,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 12,900 | $639,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,110 | $631,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,315 | $622,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 32,143 | $620,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,225 | $619,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,694 | $614,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,528 | $591,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,690 | $586,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,275 | $579,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 36,863 | $565,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,524 | $551,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,650 | $546,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 222 | $542,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,180 | $527,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,058 | $503,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,045 | $503,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 6,166 | $500,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,944 | $492,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,204 | $484,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 10,647 | $472,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,891 | $466,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,623 | $451,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,680 | $442,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 12,872 | $436,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,025 | $434,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,034 | $425,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,260 | $417,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,148 | $397,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,500 | $394,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,890 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,402 | $378,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,039 | $369,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,391 | $355,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,000 | $351,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,523 | $350,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,692 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,338 | $337,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,885 | $327,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 5,386 | $325,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,860 | $323,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,888 | $319,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,485 | $318,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,756 | $309,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,391 | $302,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,208 | $289,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,503 | $285,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 747 | $283,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,279 | $281,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,190 | $276,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,788 | $276,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 3,250 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,000 | $276,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,144 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 894 | $244,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,700 | $230,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,187 | $229,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,900 | $225,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,000 | $224,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,100 | $223,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,489 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,272 | $218,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 830 | $216,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,149 | $214,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 145 | $212,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,384 | $212,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 500 | $209,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,678 | $208,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,418 | $205,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,300 | $203,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,493 | $201,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 10,000 | $154,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 14,162 | $144,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 26,400 | $78,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 12,000 | $9,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 200 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-21-008717 | this filing | 2021-08-17 | acceptance time not in the bulk data set |