13F-HR filed by Castle Creek Arbitrage, LLC
Castle Creek Arbitrage, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 557 holding rows worth $1,718,416,000.
- Accession
- 0001214659-21-005592
- Filer
- CIK 1326638
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 557 entries on the cover page, a total value of $1,718,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,718,416,000 with VALUE read as thousands by filing date, 13F file number 028-11853. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 33,333 | $62,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 66,666 | $61,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 101,598 | $61,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 400,000 | $60,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 100,703 | $60,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 66,666 | $60,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 113,399 | $59,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 93,232 | $56,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 100,598 | $55,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 74,999 | $55,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 62,438 | $50,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M111 | *W EXP 10/28/202 | 68,066 | $48,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 75,000 | $47,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 66,666 | $47,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 16,216 | $47,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 51,520 | $46,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 33,332 | $46,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 34,999 | $43,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 33,876 | $41,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 68,049 | $40,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 16,666 | $40,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392114 | *W EXP 10/05/202 | 17,596 | $40,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847115 | *W EXP 09/16/202 | 25,429 | $40,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 64,257 | $39,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 24,214 | $39,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 45,355 | $38,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 58,332 | $37,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 33,332 | $37,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 32,404 | $37,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 39,999 | $36,000 | thousands by filing date | |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 37,500 | $35,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 33,333 | $34,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 25,000 | $32,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 33,332 | $30,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 22,000 | $30,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 50,000 | $29,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 24,999 | $27,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 24,999 | $27,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 50,000 | $26,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 33,333 | $25,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 30,793 | $22,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 24,700 | $22,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 11,837 | $22,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 33,333 | $22,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P106 | WTS | 16,666 | $22,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 15,000 | $22,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 91,380 | $21,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 16,666 | $20,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 24,999 | $19,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 15,000 | $19,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 91,312 | $18,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 16,266 | $17,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 12,499 | $16,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 23,333 | $14,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 25,000 | $14,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 16,666 | $10,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 99,999 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-21-005592 | this filing | 2021-05-17 | acceptance time not in the bulk data set |