13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-02, with 3,266 holding rows worth $132,476,633,000.
- Accession
- 0001214659-21-001100
- Filer
- CIK 1407543
- Filed
- 2021-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,266 entries on the cover page, a total value of $132,476,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,476,633,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,305 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,796 | $255,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 10,230 | $255,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 5,358 | $254,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 19,932 | $254,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,229 | $254,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 47,878 | $253,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,924 | $252,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 10,339 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 8,456 | $252,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,177 | $251,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 13,159 | $250,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 117,750 | $250,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 15,686 | $250,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,362 | $250,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,105 | $249,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 17,998 | $249,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 28,257 | $248,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 19,728 | $248,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,735 | $248,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,693 | $248,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,897 | $247,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,864 | $247,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,554 | $247,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 51,362 | $247,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,790 | $247,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 9,374 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,763 | $245,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 5,456 | $244,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 17,036 | $244,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,888 | $243,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 8,574 | $243,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 32,911 | $243,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 6,587 | $242,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 16,833 | $242,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 17,829 | $242,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 6,818 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 4,653 | $241,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 12,300 | $241,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,738 | $240,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,404 | $240,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,177 | $240,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 51,991 | $240,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,781 | $240,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 7,944 | $239,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,742 | $238,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 15,567 | $238,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 20,095 | $237,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,843 | $237,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 11,424 | $237,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 20,000 | $237,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,745 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 7,530 | $235,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 8,779 | $234,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,392 | $233,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 6,637 | $233,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 6,832 | $232,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,591 | $232,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 8,261 | $232,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,693 | $231,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,462 | $231,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,662 | $230,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,710 | $230,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,634 | $229,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 3,192 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,104 | $229,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,931 | $229,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 18,478 | $228,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,206 | $228,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 20,354 | $227,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,872 | $226,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 11,411 | $226,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 18,127 | $226,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,135 | $225,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 36,691 | $225,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,208 | $225,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,556 | $224,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 7,332 | $224,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 4,406 | $224,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,109 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 7,622 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 8,696 | $223,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 347 | $223,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 7,441 | $223,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 8,229 | $222,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,021 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,766 | $221,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,248 | $221,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 37,212 | $221,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 43,453 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,262 | $219,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,041 | $219,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 21,338 | $219,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 18,550 | $218,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 6,321 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 18,180 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 13,428 | $218,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 8,725 | $218,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 8,466 | $218,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,002 | $217,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 6,896 | $217,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,333 | $216,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 4,166 | $216,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 6,619 | $215,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 8,442 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 7,386 | $215,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,746 | $215,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,328 | $214,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 4,661 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 9,590 | $213,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,084 | $212,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 8,655 | $211,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,906 | $211,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,051 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 10,978 | $211,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 21,519 | $210,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,349 | $210,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 3,194 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,762 | $209,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,657 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 4,227 | $208,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 53,143 | $207,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 30,405 | $207,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 18,884 | $207,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,225 | $205,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,788 | $205,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,775 | $205,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 6,475 | $205,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,321 | $205,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,388 | $204,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,351 | $204,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,010 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 4,853 | $204,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 14,086 | $204,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 7,465 | $203,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,931 | $203,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 3,316 | $203,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,857 | $203,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 5,566 | $202,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 6,492 | $202,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 6,651 | $200,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 3,458 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 4,331 | $200,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 11,347 | $200,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,856 | $199,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,631 | $199,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 23,622 | $197,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,351 | $197,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 12,066 | $193,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,847 | $193,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 14,693 | $193,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 71,308 | $190,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 17,398 | $189,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,959 | $187,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,893 | $186,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,247 | $184,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 15,096 | $180,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 20,160 | $179,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 16,926 | $178,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 24,048 | $178,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 14,155 | $176,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,758 | $175,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 32,845 | $173,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 15,375 | $172,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,085 | $172,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,645 | $169,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,105 | $167,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,680 | $166,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 15,510 | $165,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,059 | $165,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 21,025 | $163,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,879 | $157,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,853 | $154,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,158 | $153,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 10,414 | $152,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 19,022 | $150,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 10,144 | $146,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 10,805 | $145,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 113,500 | $145,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 26,008 | $142,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 15,434 | $142,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 13,732 | $139,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 34,860 | $139,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,947 | $135,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,969 | $131,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,595 | $131,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,847 | $130,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 15,464 | $130,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,672 | $129,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,459 | $128,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 15,061 | $127,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 14,020 | $121,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,444 | $119,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,480 | $116,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 20,297 | $114,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,895 | $110,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 30,545 | $103,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 18,488 | $100,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,743 | $98,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 21,342 | $95,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 79,685 | $95,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 44,377 | $94,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 15,798 | $94,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 12,971 | $92,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,681 | $91,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 26,767 | $89,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,212 | $87,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 12,710 | $87,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 15,699 | $83,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 22,642 | $83,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 25,462 | $82,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 16,832 | $81,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 78,000 | $80,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 11,640 | $80,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 12,029 | $79,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 20,770 | $77,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 13,854 | $71,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,200 | $69,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18,656 | $69,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 11,202 | $67,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 54,408 | $67,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,221 | $65,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 26,279 | $63,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 15,000 | $60,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,411 | $56,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 17,155 | $52,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 50,000 | $52,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,202 | $51,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,399 | $48,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 31,105 | $47,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,104 | $47,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,450 | $45,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 11,886 | $45,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,500 | $44,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 17,463 | $44,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,181 | $41,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 28,637 | $40,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 11,613 | $40,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 24,720 | $40,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,965 | $38,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 16,877 | $36,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,000 | $35,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 19,053 | $35,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 10,711 | $33,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 12,450 | $33,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 11,842 | $31,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 24,637 | $30,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,302 | $28,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 12,348 | $26,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 12,264 | $26,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 13,374 | $25,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 23,000 | $23,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,845 | $22,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $20,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,386 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,815 | $16,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 28,614 | $16,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 14,000 | $14,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 10,000 | $13,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,638 | $12,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 10,000 | $11,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,000 | $10,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $10,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 11,121 | $10,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10,000 | $8,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 35,500 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-21-001100 | this filing | 2021-02-02 | acceptance time not in the bulk data set |